Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WFG INVESTMENTS INC.
22704
WILLIAM V. HARRIS
4348386
WFG INVESTMENTS, INC.
22704
WILLIAM HARRIS
4348386
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-02-14
D/A
$710,750.00
No
$0.00
No
2011-10-25
D/A
$404,930.00
No
$0.00
No
2011-09-27
D/A
$362,930.00
No
$0.00
No
2011-07-22
D/A
$294,930.00
No
$0.00
No
2011-07-07
D/A
$249,930.00
No
$0.00
No
2011-06-06
D/A
$221,290.00
No
$0.00
No
2011-05-13
D/A
$176,000.00
No
$0.00
No
2011-04-19
D/A
$144,400.00
No
$0.00
No
2011-03-17
D/A
$72,400.00
No
$0.00
No
2010-12-14
D
$44,000.00
No
$0.00
No
2009-04-06
D/A
$16,000.00
No
$0.00
No
ADDITIONAL SALES COMMISSION TO BE PAID UPON FUTURE SALES