Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL, INC.
30833
DAVID B WHITE
1382131
CENTAURUS FINANCIAL INC.
30833
DAVID B. WHITE
1382131
CENTAURUS FINANCIAL INC.
30833
DAVID B WHITE
1382131
CENTAURUS FINANCIAL INC.
30833
DAVID WHITE
1382131
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-09-27
D/A
$20,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2015-12-02
D
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2010-02-11
D/A
$4,500,000.00
Yes
$0.00
No
ASSUMING TOTAL OFFERING AMOUNT IS SOLD.
2009-11-04
D/A
$106,925.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2009-08-04
D/A
$91,000.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2009-07-28
D/A
$89,375.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2009-05-26
D/A
$86,125.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DUE DILIGENCE FEE
2009-04-06
D/A
$16,000.00
No
$0.00
No
ADDITIONAL SALES COMMISSION TO BE PAID UPON FUTURE SALES