Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL INC.
30833
WILLIAM GAMMON
1811853
CENTAURUS FINANCIAL, INC.
30833
WILLIAM W. GAMMON
1811853
CENTAURUS FINANCIAL, INC.
30833
WILLIAM W. GAMMON
1811853
AMERIPRISE FINANCIAL SERVICES, INC.
6363
WILLIAM W. GAMMON
1811853
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-08-17
D/A
$1,714,619.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-07-10
D/A
$1,714,619.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-05-25
D/A
$1,714,619.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-04-26
D/A
$1,714,619.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2010-11-03
D/A
$2,828,429.00
No
$0.00
No
2010-07-29
D/A
$2,756,000.00
Yes
$0.00
No
2010-04-13
D/A
$2,828,429.00
No
$0.00
No
2010-02-11
D/A
$4,500,000.00
Yes
$0.00
No
ASSUMING TOTAL OFFERING AMOUNT IS SOLD.
2010-01-25
D/A
$5,040,000.00
Yes
$0.00
No
2010-01-22
D/A
$2,756,000.00
Yes
$0.00
No
2010-01-07
D/A
$2,828,429.00
No
$0.00
No
2009-10-16
D/A
$70,000.00
Yes
$0.00
No
2009-09-23
D/A
$2,828,429.00
No
$0.00
No
2009-08-31
D/A
$70,000.00
Yes
$0.00
No
2009-08-19
D/A
$2,828,429.00
No
$0.00
No
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-07-16
D/A
$70,000.00
Yes
$0.00
No
2009-04-06
D/A
$16,000.00
No
$0.00
No
ADDITIONAL SALES COMMISSION TO BE PAID UPON FUTURE SALES