Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
VSR FINANCIAL SERVICES, INC.
JAMES A. ARMAGOST
ROYAL SECURITIES COMPANY
KURT R. FAASSE
INVESTMENT PLANNERS, INC.
NATHAN L. REWERTS
LPL FINANCIAL CORPORATION
RONN F. CASTLE
LPL FINANCIAL CORPORATION
DANA K. GRAVES
1ST GLOBAL CAPITAL CORP.
KATHLEEN C. BENNETT
1ST GLOBAL CAPITAL CORP.
MARK O. COOMBE
FSC SECURITIES CORPORATION
DARRYL J. WOLFF, SR.
ASSOCIATED SECURITIES CORP.
JOEL F. KUGLER
LPL FINANCIAL CORPORATION
TYLER T. SMITH
LPL FINANCIAL CORPORATION
DOUGLAS E. TAYLOR, JR.
LPL FINANCIAL CORPORATION
MARGARET S. KOSMERL
LPL FINANCIAL CORPORATION
CHARLES A. SMITH
LPL FINANCIAL CORPORATION
JOSEPH P. MORGAN
PACIFIC WEST SECURITIES, INC.
CHARLES W. FOWLER
LPL FINANCIAL CORPORATION
HARVEY S. BERK
CAPITAL FINANCIAL SERVICES, INC.
THOMAS P. FELDNER
CAPITAL FINANCIAL SERVICES, INC.
DAVID R. BJORK
FIRST ALLIED SECURITIES, INC.
ANDREW T. KOERNER
FIRST ALLIED SECURITIES, INC.
DEBORAH R. WALKER
1ST GLOBAL CAPITAL CORP.
SCOTT S. BROWN
LPL FINANCIAL CORPORATION
SALLY W. NG
LPL FINANCIAL CORPORATION
DOUGLAS E. LOCKWOOD
CENTAURUS FINANCIAL, INC.
WILLIAM W. GAMMON
VSR FINANCIAL SERVICES, INC.
TIMOTHY C. HOBBS
LPL FINANCIAL CORPORATION
GARY W. PELLETIER
AMERICAN INVESTORS COMPANY
MICHAEL L. MARKEY
LPL FINANCIAL CORPORATION
RANDEE K. COOK
1ST GLOBAL CAPITAL CORP.
MARY A. O-CONNOR
INVESTACORP, INC.
PATRICK R. CONWAY
LPL FINANCIAL CORPORATION
TERENCE W. O-DOHERTY
LPL FINANCIAL CORPORATION
JOSHUA A. SUESS
FIRST ALLIED SECURITIES, INC.
CYNTHIA M. COUYOUMJIAN
FIRST ALLIED SECURITIES, INC.
CHRISTINE B. TANG
CENTAURUS FINANCIAL, INC.
ROBERT A. HORNING
HORNOR, TOWNEND + KENT, INC.
MICHELLE L. CABLE
NFP SECURITIES, INC.
HERMAN L. KAHN
BROKER DEALER FINANCIAL SERVICES CORP. / SUCCESSFUL RESOURCE MANAGEMENT
TERRY A. VRIEZE
LPL FINANCIAL CORPORATION
NOAH A. SEIDENBERG
ROYAL ALLIANCE ASSOCIATES, INC.
RICHARD MCCOLLAM
ROYAL ALLIANCE ASSOCIATES, INC.
KATHLEEN J. TARR
INVESTMENT PLANNERS, INC.
MICHAEL W. NEWTON
J.P. TURNER + COMPANY, L.L.C.
JEREMY L. GOVE
INVEST FINANCIAL CORPORATION
JOHN P. SICILIANO, JR.
AMERIPRISE FINANCIAL SERVICES, INC.
STEVEN D. DUNCAN
1ST GLOBAL CAPITAL CORP.
BRUCE S. HESSE
SECURITIES AMERICA, INC.
ANDREW G. ROSENBERG
1ST GLOBAL CAPITAL CORP.
THOMAS J. TODD
LPL FINANCIAL CORPORATION
FRED E. YMKER
LPL FINANCIAL CORPORATION
KEITH R. SCHAEFBAUER
FIRST ALLIED SECURITIES, INC.
CRAIG HOFF
LPL FINANCIAL CORPORATION
WILLIAM P. CZAPLEWSKI
1ST GLOBAL CAPITAL CORP.
LEONARD R. BETTENCOURT
LPL FINANCIAL CORPORATION
KENNETH L. CHRISTIE
PRIME CAPITAL SECURITIES, INC.
DAVID J. LEVENSTEIN
LPL FINANCIAL CORPORATION
MONTE L. SNIDER
WESTERN INTERNATIONAL SECURITIES, INC.
SCOTT A. THOMAS
SAGEPOINT FINANCIAL, INC.
PETER I. SHUSTERMAN
MCL FINANCIAL GROUP, INC.
LOUIS J. ROGERS
LPL FINANCIAL CORPORATION
ANGELO F. ANELLO
LPL FINANCIAL CORPORATION
DONNA A. CORRIGAN
ALTERNATIVE WEALTH STRATEGIES, INC.
KEITH A. HERMAN
VSR FINANCIAL SERVICES, INC.
SAMUEL C. BRIDGERS, III
LPL FINANCIAL CORPORATION
JOHN L. BENNIS
GENEOS WEALTH MANAGEMENT, INC.
JOSEPH H. STERLING
1ST GLOBAL CAPITAL CORP.
DEANNA R. PICKERING
SECURITIES AMERICA, INC.
ARLON R. ENMEIER
FSC SECURITIES CORPORATION
LEE R. KRAMER
INLAND SECURITIES CORPORATION
INLAND SECURITIES CORPORATION
FIRST ALLIED SECURITIES, INC.
DELMAR V. MCKINNEY, II
INVESTMENT PLANNERS, INC.
MICHAEL W. NEWTON
LPL FINANCIAL CORPORATION
JAMES H. BULEY
FIRST ALLIED SECURITIES, INC.
JEFFREY A. CHRISTIE
1ST GLOBAL CAPITAL CORP.
JULIE L. BRADSHER
FIRST ALLIED SECURITIES, INC.
CHRISTINE B. TANG
FIRST ALLIED SECURITIES, INC.
CYNTHIA M. COUYOUMJIAN
STEVEN L. FALK + ASSOCIATES, INC.
JOHN H. FERGUSON
LPL FINANCIAL CORPORATION
PAUL J. NEWLAND
1ST GLOBAL CAPITAL CORP.
MICHAEL STIEGLITZ
1ST GLOBAL CAPITAL CORP.
FRANCIS J. JONES, JR.
LPL FINANCIAL CORPORATION
JAMES E. JOLY
AMERIPRISE FINANCIAL SERVICES, INC.
RODNEY A. SIMMS
FIRST ALLIED SECURITIES, INC.
WILLIAM J. MARCO
FIRST ALLIED SECURITIES, INC.
BEBORAH R. WALKER
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523