Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROYAL ALLIANCE ASSOCIATES, INC.
23131
KATHLEEN J. TARR
4215307
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-01-06
D/A
$2,267,383.00
No
$0.00
No
2010-11-19
D/A
$2,267,383.00
No
$0.00
No
2010-11-03
D/A
$2,828,429.00
No
$0.00
No
2010-06-24
D/A
$2,267,383.00
No
$0.00
No
2010-04-13
D/A
$2,828,429.00
No
$0.00
No
2010-04-09
D/A
$378,490.00
No
$0.00
No
2010-03-16
D/A
$368,200.00
No
$0.00
No
2010-02-23
D/A
$2,267,383.00
No
$0.00
No
2010-01-07
D/A
$2,828,429.00
No
$0.00
No
2010-01-07
D/A
$2,267,383.00
No
$0.00
No