Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LPL FINANCIAL CORPORATION
6413
RONN F. CASTLE
2238236
LPL FINANCIAL CORPORATION
6413
RONN F. CASTLE
2238236
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-11-03
D/A
$2,828,429.00
No
$0.00
No
2010-04-13
D/A
$2,828,429.00
No
$0.00
No
2010-01-07
D/A
$2,828,429.00
No
$0.00
No
2009-09-23
D/A
$2,828,429.00
No
$0.00
No
2009-08-19
D/A
$2,828,429.00
No
$0.00
No
2009-06-26
D/A
$2,828,429.00
No
$0.00
No
2009-06-02
D/A
$2,828,429.00
No
$0.00
No
2009-05-21
D/A
$679,056.00
No
$0.00
No
2009-05-08
D/A
$2,828,429.00
No
$0.00
No
2009-04-27
D/A
$2,828,429.00
No
$0.00
No
2009-03-30
D/A
$2,828,429.00
No
$0.00
No
2009-03-30
D/A
$679,056.00
No
$0.00
No