Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INVEST FINANCIAL CORPORATION
12984
JOHN P. SICILIANO, JR.
711119
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-03-07
D/A
$2,450,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-02-07
D/A
$2,450,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-01-20
D/A
$2,450,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-12-15
D/A
$2,450,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-11-03
D/A
$2,450,000.00
Yes
$0.00
No
2011-10-17
D/A
$2,450,000.00
Yes
$0.00
No
2011-01-06
D/A
$2,267,383.00
No
$0.00
No
2010-11-19
D/A
$2,267,383.00
No
$0.00
No
2010-11-03
D/A
$2,828,429.00
No
$0.00
No
2010-06-24
D/A
$2,267,383.00
No
$0.00
No
2010-04-13
D/A
$2,828,429.00
No
$0.00
No
2010-02-23
D/A
$2,267,383.00
No
$0.00
No