Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
EQUITABLE ADVISORS, LLC
ANDREW A GOLDMAN
M HOLDINGS SECURITIES, INC.
BRENT KINETZ
M HOLDINGS SECURITIES, INC.
CLUNE J WALSH III
M HOLDINGS SECURITIES, INC.
CLUNE J WALSH JR
M HOLDINGS SECURITIES, INC.
DAVID D EHLERT
KESTRA INVESTMENT SERVICES, LLC
DAVID J CARROLL
M HOLDINGS SECURITIES, INC.
DAVID J TAYLOR
M HOLDINGS SECURITIES, INC.
DAVID W GOLDBERG
THE LEADERS GROUP, INC.
DON E GARLIKOV
M HOLDINGS SECURITIES, INC.
DONALD FRIEDMAN
M HOLDINGS SECURITIES, INC.
DONALD MEHLIG
M HOLDINGS SECURITIES, INC.
EZRA RIPPLE
M HOLDINGS SECURITIES, INC.
GARY SITZMANN
M HOLDINGS SECURITIES, INC.
GUY RICHARD THOMAS
ONE SECURITIES CORP
H RICHARD WEHMEIER
M HOLDINGS SECURITIES, INC.
H THOMAS HOLLINGER
THE LEADERS GROUP, INC.
HARRY LEVITT
M HOLDINGS SECURITIES, INC.
J DAVIS HUNTER
M HOLDINGS SECURITIES, INC.
JAMES A CHENEY
M HOLDINGS SECURITIES, INC.
JAMES DAVIS
M HOLDINGS SECURITIES, INC.
JAMES E CLEARY
M HOLDINGS SECURITIES, INC.
JAMES KORNREICH
M HOLDINGS SECURITIES, INC.
JAMES ROBERSON
M HOLDINGS SECURITIES, INC.
JIM CLARY
BECKER + SUFFERN, LTD
JOHN D BECKER
M HOLDINGS SECURITIES, INC.
JOHN M BARRY
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
JOHN M. BARRY
M HOLDINGS SECURITIES, INC.
JOHN MEISENBACH
LION STREET FINANCIAL, LLC
JORDON R KATZ
M HOLDINGS SECURITIES, INC.
LAWTON NEASE
M HOLDINGS SECURITIES, INC.
LUTHER LOCKWOOD
SPIRE SECURITIES, LLC
MICHAEL J KILEY
M HOLDINGS SECURITIES, INC.
MILTON H COHN
CMS INVESTMENT RESOURCES
MOREY H GOLDBERG
CMS INVESTMENT RESOURCES
PAUL SILBERBERG
CMS INVESTMENT RESOURCES
PETER S MILLER
NONE
LION STREET FINANCIAL, LLC
RICHARD F SWIDER
M HOLDINGS SECURITIES, INC.
STEPHEN C BROWN
LION STREET FINANCIAL, LLC
TODD MEZRAH
M HOLDINGS SECURITIES, INC.
TOM PROVOW
M HOLDINGS SECURITIES, INC.
VERNON HOLLEMAN III
M HOLDINGS SECURITIES, INC.
BRAD MORGAN
M HOLDINGS SECURITIES, INC.
DANIEL J WAGNER
M HOLDINGS SECURITIES
DAVID W FREELY
OSAIC WEALTH, INC.
STEPHEN KARP
M HOLDINGS SECURITIES
PAUL MACCASKILL
M HOLDINGS SECURITIES, INC.
GERALD I APPLEFIELD
M HOLDINGS SECURITIES, INC.
PATRICK TRAMMELL
M HOLDINGS SECURITIES, INC.
DAVID BYERS
LION STREET FINANCIAL, LLC
WILLIAM WOOD
M HOLDINGS SECURITIES, INC.
MICHAEL CORRIGAN
RAYMOND JAMES + ASSOCIATES, INC.
RICHARD SNIPES
KESTRA INVESTMENT SERVICES, LLC
ANNE TRINH
PROSPERA FINANCIAL SERVICES, INC.
BRIAN BECKER
M HOLDINGS SECURITIES, INC.
DAPHNE BOYLE
M HOLDINGS SECURITIES, INC.
DONALD E. MORRIS, JR.
M HOLDINGS SECURITIES
ERIC NAISON-PHILLIPS
SBHU LIFE AGENCY, INC.
SBHU LIFE AGENCY, INC.
LION STREET FINANCIAL, LLC
SENTA FEAN
M HOLDINGS SECURITIES
SHIRLEY ANN HUANG MCMILLAN
PROSPERA FINANCIAL SERVICES, INC.
TIMOTHY MCLANAHAN
M HOLDINGS SECURITIES, INC.
LORRIE BALDEVIA
INNOVATION PARTNERS LLC
ROBERT HOTALING
LION STREET FINANCIAL, LLC
GEORGE T. PAPANIER
M HOLDINGS SECURITIES, INC.
ROBERT KOZLOSKI
ASCENSUS BROKER DEALER SERVICES, LLC
LEEANN SWIDER
M HOLDINGS SECURITIES, INC.
KEVIN SEGAL
M HOLDINGS SECURITIES, INC.
DAVID W FREELEY
AXA ADVISORS, LLC
ANDREW A GOLDMAN
M HOLDINGS SECURITIES, INC.
BRENT KINETZ
M HOLDINGS SECURITIES, INC.
DAVID D EHLERT
M HOLDINGS SECURITIES, INC.
DAVID J CARROLL
GA FINANICAL
DON E GARLIKOV
M HOLDINGS SECURITIES, INC.
EZRA RIPPLE
M HOLDINGS SECURITIES, INC.
H THOMAS HOLLINGER
M HOLDINGS SECURITIES, INC.
HARRY LEVITT
M HOLDINGS SECURITIES, INC.
J DAVIS HUNTER
M HOLDINGS SECURITIES, INC.
JAMES A CHENEY
M HOLDINGS SECURITIES, INC.
JAMES DAVIS
M HOLDINGS SECURITIES, INC.
JAMES E CLEARY
M HOLDINGS SECURITIES, INC.
JAMES KORNREICH
M HOLDINGS SECURITIES, INC.
JAMES ROBERSON
M HOLDINGS SECURITIES, INC.
JIM CLARY
M HOLDINGS SECURITIES, INC.
JOHN M BARRY
M HOLDINGS SECURITIES, INC.
JORDON R KATZ
MUTUAL SERVICE CORPORATION
LAWTON NEASE
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
LUTHER LOCKWOOD
LOCKWOOD FINANCIAL SERVICES
MICHAEL J KILEY
M HOLDINGS SECURITIES, INC.
MILTON H COHN
M HOLDINGS SECURITIES, INC.
RICHARD F SWIDER
M HOLDINGS SECURITIES, INC.
STEPHEN C BROWN
M HOLDINGS SECURITIES, INC.
TODD MEZRAH
M HOLDINGS SECURITIES, INC.
TOM PROVOW
M HOLDINGS SECURITIES, INC.
VERNON HOLLEMAN III
M HOLDINGS SECURITIES
BRAD MORGAN
M HOLDINGS SECURITIES
STEPHEN KARP
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
GERALD I APPLEFIELD
PROEQUITIES, INC.
DAVID BYERS
M HOLDINGS SECURITIES, INC.
WILLIAM WOOD
M HOLDINGS SECURITIES, INC.
MICHAEL CORRIGAN
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
RICHARD SNIPES
SPIRE SECURITIES
ANNE TRINH
PROSPERA FINANCIAL SERVICES, INC.
BRIAN BECKER
M HOLDINGS SECURITIES
DAPHNE BOYLE
M HOLDINGS SECURITIES
DONALD E. MORRIS, JR.
M HOLDINGS SECURITIES
ERIC NAISON-PHILLIPS
M HOLDINGS SECURITIES
SENTA FEAN
PROSPERA FINANCIAL SERVICES, INC.
TIMOTHY MCLANAHAN
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
JOHN M BARRY
PROEQUITIES INC
DANIEL J WAGNER