Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES, INC.
43285
GUY RICHARD THOMAS
2192760
M HOLDINGS SECURITIES, INC.
43285
GUY RICHARD THOMAS
2192760
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-23
D/A
$50,597,483.00
Yes
$0.00
No
2026-06-23
D/A
$903,028.00
Yes
$0.00
No
2026-06-23
D/A
$14,287,635.00
Yes
$0.00
No
2025-02-20
D/A
$899,936.00
Yes
$0.00
No
2025-02-20
D/A
$49,359,849.00
Yes
$0.00
No
2025-02-20
D/A
$13,328,384.00
Yes
$0.00
No
2024-02-14
D/A
$12,311,415.00
Yes
$0.00
No
2024-02-13
D/A
$897,066.00
Yes
$0.00
No
2024-02-13
D/A
$48,438,220.00
Yes
$0.00
No
2023-01-06
D/A
$47,310,404.00
Yes
$0.00
No
2023-01-06
D/A
$894,582.00
Yes
$0.00
No
2020-12-23
D/A
$60,000,000.00
No
$0.00
No
2020-12-22
D/A
$1,500,000.00
Yes
$0.00
No
2019-12-20
D/A
$60,000,000.00
No
$0.00
No
2019-12-20
D/A
$1,500,000.00
Yes
$0.00
No
2018-12-19
D/A
$1,500,000.00
Yes
$0.00
No
2018-12-19
D/A
$60,000,000.00
No
$0.00
No
2017-12-20
D/A
$60,000,000.00
No
$0.00
No
2017-12-20
D/A
$1,500,000.00
Yes
$0.00
No
2016-12-19
D/A
$60,000,000.00
No
$0.00
No
2016-12-19
D/A
$1,500,000.00
Yes
$0.00
No
2015-12-09
D/A
$500,000,000.00
No
$0.00
No
2015-12-09
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-15
D/A
$1,500,000.00
Yes
$0.00
No
2014-12-15
D/A
$45,000,000.00
Yes
$0.00
No
2013-12-13
D/A
$45,000,000.00
Yes
$0.00
No
2013-12-12
D/A
$1,500,000.00
Yes
$0.00
No
2012-12-19
D/A
$45,000,000.00
Yes
$0.00
No
2012-12-19
D/A
$1,500,000.00
Yes
$0.00
No
2011-12-02
D/A
$45,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$1,500,000.00
Yes
$0.00
No
2010-11-29
D/A
$1,500,000.00
Yes
$0.00
No
2010-11-29
D/A
$40,000,000.00
Yes
$0.00
No
2010-07-29
D/A
$1,500,000.00
Yes
$0.00
No
2010-07-29
D/A
$40,000,000.00
Yes
$0.00
No
2009-11-27
D/A
$40,000,000.00
Yes
$0.00
No
2009-11-27
D/A
$1,500,000.00
Yes
$0.00
No