Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES, INC.
43285
JIM CLARY
2081542
M HOLDINGS SECURITIES, INC.
43285
JAMES CLARY
2081542
JAMES M CLARY
2081542
M HOLDINGS SECURITES
43285
JAMES M CLARY
2081542
M HOLDINGS SECURITIES
43285
M HOLDINGS SECURITIES, INC.
43285
JIM CLARY
2081542
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-23
D/A
$50,597,483.00
Yes
$0.00
No
2025-02-20
D/A
$49,359,849.00
Yes
$0.00
No
2024-02-28
D/A
$15,598,561.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2024-02-13
D/A
$48,438,220.00
Yes
$0.00
No
2023-02-27
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-01-06
D/A
$47,310,404.00
Yes
$0.00
No
2022-03-02
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2021-03-11
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2020-12-23
D/A
$60,000,000.00
No
$0.00
No
2020-04-24
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2019-12-20
D/A
$60,000,000.00
No
$0.00
No
2019-04-05
D/A
$14,817,709.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2018-12-19
D/A
$60,000,000.00
No
$0.00
No
2018-03-15
D/A
$14,359,912.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-12-20
D/A
$60,000,000.00
No
$0.00
No
2017-05-22
D/A
$454,558.00
No
$0.00
No
2017-05-22
D/A
$126,693.00
No
$0.00
No
2017-04-26
D/A
$13,772,747.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2016-12-19
D/A
$60,000,000.00
No
$0.00
No
2016-05-26
D/A
$352,012.00
No
$0.00
No
2016-05-19
D
$126,693.00
No
$0.00
No
2016-04-04
D/A
$13,601,043.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2015-12-09
D/A
$500,000,000.00
No
$0.00
No
2015-05-22
D
$49,500.00
No
$0.00
No
2015-04-20
D/A
$13,485,093.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2014-12-15
D/A
$45,000,000.00
Yes
$0.00
No
2013-12-13
D/A
$45,000,000.00
Yes
$0.00
No
2012-12-19
D/A
$45,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$45,000,000.00
Yes
$0.00
No
2010-11-29
D/A
$40,000,000.00
Yes
$0.00
No
2010-07-29
D/A
$40,000,000.00
Yes
$0.00
No
2009-11-27
D/A
$40,000,000.00
Yes
$0.00
No