Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WACHOVIA INSURANCE SERVICES BROKER DEALER, INC
35419
LUTHER LOCKWOOD
2082331
M HOLDINGS SECURITIES
43285
LUTHER LOCKWOOD II
2082331
M HOLDINGS SECURITIES, INC.
43285
LUTHER LOCKWOOD
2082331
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-23
D/A
$50,597,483.00
Yes
$0.00
No
2025-12-10
D
$96,029,555.00
No
$0.00
No
2025-02-20
D/A
$49,359,849.00
Yes
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2024-02-13
D/A
$48,438,220.00
Yes
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2023-01-06
D/A
$47,310,404.00
Yes
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2020-12-23
D/A
$60,000,000.00
No
$0.00
No
2019-12-20
D/A
$60,000,000.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-19
D/A
$60,000,000.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2017-12-20
D/A
$60,000,000.00
No
$0.00
No
2016-12-19
D/A
$60,000,000.00
No
$0.00
No
2015-12-09
D/A
$500,000,000.00
No
$0.00
No
2014-12-15
D/A
$45,000,000.00
Yes
$0.00
No
2013-12-13
D/A
$45,000,000.00
Yes
$0.00
No
2012-12-19
D/A
$45,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$45,000,000.00
Yes
$0.00
No
2010-11-29
D/A
$40,000,000.00
Yes
$0.00
No
2010-07-29
D/A
$40,000,000.00
Yes
$0.00
No
2009-11-27
D/A
$40,000,000.00
Yes
$0.00
No