Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES
43285
SENTA FEAN
4268642
LION STREET FINANCIAL, LLC
165828
SENTA FEAN
4268642
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$50,597,483.00
Yes
$0.00
No
D/A
$969,247.00
Yes
$0.00
No
D/A
$49,359,849.00
Yes
$0.00
No
D/A
$951,417.00
Yes
$0.00
No
D/A
$48,438,220.00
Yes
$0.00
No
D/A
$935,270.00
Yes
$0.00
No
D/A
$47,310,404.00
Yes
$0.00
No
D/A
$921,342.00
Yes
$0.00
No
D/A
$60,000,000.00
No
$0.00
No
D/A
$1,500,000.00
Yes
$0.00
No