Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CROWN CAPITAL SECURITIES, L.P.
6312
WENDY ELLEN FLEISCHMANN
5561064
CROWN CAPITAL SECURITIES, L.P.
6312
WENDY ELLEN FLEISHMAN
5561064
CROWN CAPITAL SECURITIES,LP
6312
WENDY ELLEN FLEISCHMANN
5561064
CROWN CAPITAL SECURITIES, L.P.
6312
WENDY E. FLEISCHMANN
5561064
CROWN CAPITAL SECURITIES
6312
WENDY FLEISCHMANN
5561064
UNITED PLANNERS FIN SERV
20804
WENDY A FLEISHMANN
5561064
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
WENDY E. FLEISCHMANN
5561064
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-08
D/A
$3,150,000.00
Yes
$0.00
No
2017-01-18
D/A
$1,187,349.00
No
$0.00
No
2016-01-08
D/A
$1,120,713.00
No
$0.00
No
2015-10-28
D/A
$3,150,000.00
Yes
$0.00
No
2015-06-26
D/A
$3,150,000.00
Yes
$0.00
No
2014-01-23
D/A
$2,485,959.00
No
$0.00
No
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-01-04
D/A
$1,288,993.00
No
$0.00
No
PAID BY MAGNUM HUNTER PRODUCTION, INC.
2011-12-22
D/A
$559,170.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH DECEMBER 21, 2011.
2011-11-23
D/A
$341,264.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH NOVEMBER 22, 2011.