RAINIER INCOME + GROWTH FUND III LLC

Profile

Company Names

RAINIER INCOME + GROWTH FUND III LLC

Addresses

13760 NOEL ROAD, SUITE 800, DALLAS, TX 75240

Phone Numbers

214-234-8200

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

PRIVATE EQUITY FUND

Year Incorporated:

2006

State Incorporated:

DE

Total Amount Raised:

$29,326,463.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2006-11-15 
$29,326,463.00 
$50,000,000.00 
$20,673,537.00 
Equity 
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
PRIVATE EQUITY FUND 
 
$1,000,001 - $5,000,000 
Equity 
2006-11-15 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
SMH CAPITAL INC.
ALAN A. ANDERSON
COMMONWEALTH FINANCIAL NETWORK
STEVE ARNOLD
NONE
COMMONWEALTH FINANCIAL NETWORK
JOHN M. AUGUSTINE
SMH CAPITAL INC.
SHARON H. BUDNIK
COMMONWEALTH FINANCIAL NETWORK
MICHAEL X. CAGGIANO
COMMONWEALTH FINANCIAL NETWORK
BARBARA V. CARTER
COMMONWEALTH FINANCIAL NETWORK
FRANK E. CLEGG III
COMMONWEALTH FINANCIAL NETWORK
MARK S. CATRABONE
COMMONWEALTH FINANCIAL NETWORK
ROBERT S. CONDON
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
PETER R. DORN
COMMONWEALTH FINANCIAL NETWORK
JAMES L. DUNCKLEE
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
JAMES C. DURNIN
COMMONWEALTH FINANCIAL NETWORK
E. NEIL GILLISS
PACIFIC WEST SECURITIES INC.
STEPHEN H. GRAEF
COMMONWEALTH FINANCIAL NETWORK
BRIAN M. HEITZENRATER
COMMONWEALTH FINANCIAL NETWORK
BRYN T. HENRY
THE STRATEGIC FINANCIAL ALLIANCE INC.
MEL R. HERTZ
SMH CAPITAL INC.
DANIEL F. HEY SR,
COMMONWEALTH FINANCIAL NETWORK
J. MICHAEL JOHNSON
INDEPENDENT FINANCIAL GROUP
JAMES M. LAMONT
COMMONWEALTH FINANCIAL NETWORK
BRADLEY A. LEVIN
COMMONWEALTH FINANCIAL NETWORK
ANDREW A. LIPPMAN
COMMONWEALTH FINANCIAL NETWORK
KRIS T. MAKSIMOVICH
COMMONWEALTH FINANCIAL NETWORK
JEFFREY D. MOSCARET
COMMONWEALTH FINANCIAL NETWORK
SCOTT F. MOSLEY
COMMONWEALTH FINANCIAL NETWORK
MATT A. MYERS
OMNI BROKERAGE INC.
WILLIAM O-BRIEN
NONE
SMH CAPITAL INC.
ALEXANDER J. PAOLETTO
COMMONWEALTH FINANCIAL NETWORK
MATTHEW H. PIAKER
COMMONWEALTH FINANCIAL NETWORK
CRAIG G. RICHMAN
COMMONWEALTH FINANCIAL NETWORK
RICHARD A. ROBB
COMMONWEALTH FINANCIAL NETWORK
CHARLES E. ROBERTS
COMMONWEALTH FINANCIAL NETWORK
MARTA L. SHEN
PACIFIC WEST SECURITIES INC.
JOSHUA D. SWAYNE
CAPWEST SECURITIES INC.
ROBERT R. TWEED