Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COMMONWEALTH FINANCIAL NETWORK
8032
JAMES L. DUNCKLEE
2025578
COMMONWEALTH FINANCIAL NETWORK
8032
JAMES K. DUNCKLEE
2025578
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT
2009-03-26
D/A
$3,600,000.00
Yes
$0.00
No