Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SMH CAPITAL INC.
20580
DANIEL F. HEY SR,
1224254
SANDERS MORRIS HARRIS INC.
20580
DANEIL F. HEY SR
1224254
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT
2009-03-26
D/A
$3,600,000.00
Yes
$0.00
No