Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
13609
JAMES C. DURNIN
2717955
BERTHEL FISHER + CO
13609
J C DURNIN
2717955
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
13609
JAMES C. DURNIN
2717955
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-18
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
2013-01-18
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-06-06
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-01-10
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2011-01-10
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2009-03-26
D/A
$3,600,000.00
Yes
$0.00
No