Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
HENRY THOMAS
AXA ADVISORS LLC
JAMES FARMER
BB+T INVESTMENT SERVICES
WILLIAM J BOWDEN
BUCK KWASHA SECURITIES LLC
CHRISTOPHER PARKER
CLARK SECURITIES INC.
ANDREW MCGINNIS
EXECUTIVE SERVICES SECURITIES, INC
JIM VAN EPPS
FPCM SECURITIES, LLC
BENNETT MEYER
J. ALDEN ASSOCIATES
JOHN ANTOLIK
J. ALDEN ASSOCIATES
STEVEN GOLDBERG
J. ALDEN ASSOCIATES
WILLIAM CHATFIELD
J. ALDEN ASSOCIATES
CHARLES HOVORKA
M HOLDINGS SECURITIES, INC
JAMES M CLARY
M HOLDINGS SECURITES
BRYANT KIRK
NEWPORT GROUP SECURITIES, INC
ROBERT LEEPER
NFP ADVISORS, LLC
ROBERT SAUERTIG
PARK AVENUE SECURITIES
MATT SCHOEN
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
WILLIAM J LYNCH
WJ LYNCH INVESTOR SERVICES, LLC
JAMES MADDEN
UBS FINANCIAL SERVICES
DEAN HAMILTON
STERN CAPITAL, LLC
JIM FOYT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JOHN MILNE
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WILLIAM BORCHERT
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JIM VAN EPPS
INNOVATION PARTNERS, LLC
KRISTEN DAIEGLE
CONDUENT SECURITIES, LLC
BRYANT KIRK
CAPACUITY SECURITIES, INC.
JOSEPH TODD CARPENTER
KESTRA INVESTMENT SERVICES, LLC
KRISTIN DAIGLE
BUCK HR SECURITIES, INC
WILLIAM SOCTT BETHUNE
ASCENSUS BROKER DEALER SERVICES
