Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
M HOLDINGS SECURITIES
000043285
VARIOUS AGENTS
NONE
M HOLDINGS SECURITIES
000043285
ERIC NAISON-PHILLIPS
005155539
M HOLDINGS SECURITIES
000043285
MICHAEL LIEBESKIND
001219051
M HOLDINGS SECURITIES
000043285
BRENT KINETZ
002031620
M HOLDINGS SECURITIES
000043285
MATT H. PHILLIPS
002959424
M HOLDINGS SECURITIES
000043285
MILTON H. COHN, JR.
000840000
M HOLDINGS SECURITIES
000043285
TIMOTHY P. MALARKEY
002621989
M HOLDING SECURITIES
000043285
PETER M. WILLIAMS
000872807
M HOLDINGS SECURITIES
000043285
MILTON H. COHN JR.
000840000
M HOLDINGS SECURITIES
000043285
MICHAEL A MINGOLELLI
000474404
M HOLDINGS SECURITIES
000043285
THOMAS C. RAPP
001792438
M HOLDINGS SECURITIES
000043285
DAVID D EHLERT
001181878
M HOLDINGS SECURITIES
000043285
JOHN LAWSON
002725918
M HOLDINGS SECURITIES
000043285
JAMES D. KAPLAN
001184946
M HOLDINGS SECURITIES
000043285
JOHN E. LAGANA
001530206
M HOLDINGS SECURITIES
000043285
JAMES P. BELK
000830722
M HOLDINGS SECURITIES
000043285
MARK J. RICHARDS
000727769
M HOLDINGS SECURITIES
000043285
MICHAEL BENSON
001058651
M HOLDING SECURITIES
000043285
PETER M WILLIAMS
000872807
CHARLES HOVORKA
001563256
M HOLDINGS SECURITIES, INC
000043285
JAMES M CLARY
002081542
M HOLDINGS SECURITES
000043285
MICHAEL C. MOORHEAD
002999676
M HOLDINGS SECURITIES, INC.
000043285
NONE
NONE
M HOLDINGS SECURITIES, INC.
000043285
M HOLDINGS SECURITIES
000043285
THOMAS C. RAPP
001792438
M HOLDINGS SECURITIES
000043285
ERIC NAISON-PHILLIPS
005155539
M HOLDINGS SECURITIES
000043285
MICHAEL A. MINGOLELLI
004744404
NONE
NONE
M HOLDINGS SECURITIES, INC.
000043285
M HOLDINGS SECURITIES
000043285
DAPHNE BOYLE
004559660
M HOLDINGS SECURITIES
000043285
THOMAS C. RAPP
001792438
M HOLDINGS SECURITIES INC
000043285
MICHAEL A MINGOLELLI
004744404
M HOLDINGS SECURITIES
000043285
VARIOUS AGENTS (5+)
NONE
M HOLDINGS SECURITIES
000043285
MATT PHILLIPS
002959424
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$15,629,228.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
D/A
$1,711,003.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$512,519.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$561,391.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$38,380.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$42,257.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$6,578.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$334,171.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$7,689.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$267,411.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$759,821.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$10,650.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$80,290.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$23,332.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$66,749.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$62,952.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$0.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$15,609,727.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
D/A
$34,984.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$1,627,365.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$181,196.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$7,689.00
No
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$217,922.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$68,333.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$11,433.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$10,650.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$42,257.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$732,923.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$62,664.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$66,482.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$67,958.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$1,613,199.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$34,984.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$330,886.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$217,922.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$652,430.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$330,775.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$6,578.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$16,409.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$20,986,159.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
D/A
$98.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
