Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ANDREW MCGINNIS
003126380
EXECUTIVE SERVICES SECURITIES, INC
000025299
ANDREW B. MCGINNIS
003126380
EXECUTIVE SERVICES SECURITIES, LLC
000025299
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-30
D/A
$15,629,228.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2026-03-30
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2025-03-17
D/A
$15,609,727.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2025-03-17
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.