Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INNOVATION PARTNERS LLC
000146344
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
JIM VAN EPPS
000844958
INNOVATION PARTNERS, LLC
000146344
NONE
NONE
INNOVATION PARTNERS, LLC
000146344
NONE
NONE
INNOVATION PARTNERS LLC
000146344
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-26
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2026-03-30
D/A
$15,629,228.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2025-12-31
D/A
$0.00
Yes
$0.00
No
$2,750 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2025-12-31
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2025-10-21
D/A
$2,100,000.00
Yes
$0.00
No
AMOUNT INCLUDES A MAXIMUM OF $1,470,000 IN SALES COMMISSION AND $630,000 IN PLACEMENT FEES.
2025-08-29
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2025-06-27
D/A
$25,000,000.00
Yes
$0.00
No
2025-06-27
D/A
$25,000,000.00
Yes
$0.00
No
2025-03-17
D/A
$15,609,727.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2024-12-20
D/A
$0.00
Yes
$0.00
No
$2,750 PLACEMENT FEE WILL BE PAID FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.
2024-11-14
D/A
$0.00
Yes
$0.00
No
$5,000 PLACEMENT FEE WILL BE PAID ANNUALLY FOR EACH REG D INVESTOR. TOTAL AMOUNT IS INDETERMINATE AT THIS TIME.