GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.

Profile

Company Names

GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.

Addresses

100 WILSHIRE BOULEVARD, 5TH FLOOR, SANTA MONICA, CA 90401

Phone Numbers

310-576-1270

 

Entity Type:

OTHER

Industry:

OTHER INVESTMENT FUND

Year Incorporated:

2020

State Incorporated:

CAYMAN ISLANDS

Total Amount Raised:

$556,033,911.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2020-04-01 
$556,033,911.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ROGER 
H. 
HANSON 
DIRECTOR
SIVIK GLOBAL HEALTHCARE OFFSHORE   |  MIURA GLOBAL FUND LTD   |  PRISM PARTNERS IV LEVERAGED OFFSHORE FUND   |  GIOVINE INVESTMENT PARTNERS INTERNATIONAL LTD   |  SIVIK GLOBAL HEALTHCARE LONG FUND OFFSHORE   |  PALO ALTO TECHNOLOGY OFFSHORE LTD   |  PALO ALTO GLOBAL ENERGY OFFSHORE LTD   |  PALO ALTO SMALL CAP OFFSHORE LTD   |  CONSONANCE CAPITAL INVESTORS LTD   |  STELLIAM OFFSHORE FUND LTD   |  GRESHAM HEDGED STRATEGIES OFFSHORE LTD   |  GEOSPHERE FUND LTD   |  PARALLAX OFFSHORE INVESTORS FUND LTD   |  PALO ALTO HEALTHCARE OFFSHORE II LTD   |  PWG PRIME LTD   |  BEVERLY CAPITAL PARTNERS OFFSHORE FUND LTD   |  GOSHEN GLOBAL EQUITY OFFSHORE, LTD.   |  RCP SECONDARY OPPORTUNITY FUND LP   |  RCP SOF FEEDER, LTD.   |  TONTINE TOTAL RETURN OVERSEAS FUND, LTD.   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD.   |  SORIN CL OFFSHORE FUND, LTD.   |  DIFIGLIA PARTNERS (CAYMAN), LTD.   |  LAZARD CONVERTIBLE OPPORTUNITIES SPC   |  ECHO BRIDGE CAPITAL OFFSHORE, LTD.   |  ARISTEIA INTERNATIONAL LTD   |  STANDARD GENERAL OFFSHORE FUND LTD.   |  SANCUS CAPITAL SELECT MASTER FUND, LTD.   |  FISAM OFFSHORE FUND, LTD.   |  STELLIAM OFFSHORE LONG FUND, LTD.   |  EMROSE OFFSHORE FUND   |  MIURA GLOBAL FUND, LTD.   |  PALO ALTO SMALL CAP OFFSHORE LTD.   |  GEOSPHERE FUND, LTD.   |  PARALLAX OFFSHORE INVESTORS FUND LTD.   |  BERENS CAPITAL ERISA FUND, LTD.   |  CLAY CAPITAL OFFSHORE FUND, LTD.   |  ARTHA EMERGING MARKETS ERISA FUND, LTD.   |  GEOSPHERE DIRECTIONAL FUND, LTD.   |  MERU CAYMAN HFF, LTD.   |  ALPHADYNE INVESTMENT STRATEGIES FUND, LTD.   |  UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE I LTD.   |  POINT LOBOS PARTNERS OFFSHORE, LTD.   |  ARISTARC ABSOLUTE RETURN FUND LTD.   |  COVENANT TOTAL RETURN FUND, LTD.   |  ROUNDKEEP ICHO GLOBAL FUND LTD.   |  SPRING POINT OPPORTUNITY OFFSHORE FUND   |  TCM MPS LTD. SPC/DISTRESSED SEGREGATED PORTFOLIO + ORYX SEGREGATED PORTFOLIO   |  SPRING POINT CONTRA OFFSHORE FUND   |  REGENT STREET FUND II, LTD.   |  WAYFARER CAPITAL, LTD.   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 1   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 2   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 3   |  RIVERLOFT OFFSHORE FUND LTD.   |  ARTHA EMERGING MARKETS FUND LTD.   |  VS FX VOLATILITY FUND, LTD.   |  BOCAGE GLOBAL RESOURCES OFFSHORE FUND   |  BERENS CAPITAL FUND, LTD.   |  BERENS GLOBAL VALUE FUND, LTD.   |  PALO ALTO ENERGY OFFSHORE LTD.   |  TCM MPS LTD. SPC/PARTNERS SEGREGATED PORTFOLIO + ORYX SEGREGATED PORTFOLIO   |  ABRAMS CAPITAL INTERNATIONAL, LTD.   |  7X7 OFFSHORE LTD   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND, LTD.   |  QUANTEDGE GLOBAL FUND (OFFSHORE)   |  QUANTEDGE GLOBAL FUND (US)   |  METACAPITAL MORTGAGE VALUE FUND, LTD.   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD   |  RC KENWOOD FUND LTD.   |  JAT CAPITAL OFFSHORE FUND LTD   |  SB SPECIAL SITUATION FUND LTD.   |  TIGER RATAN CAPITAL FUND (CAYMAN), LTD.   |  TRAXIS-SIVIK HEALTHCARE OFFSHORE FUND LTD   |  TCM MPS LTD. SPC/PARTNERS SEGREGATED PORTFOLIO + COUNTERWEIGHT I SEGREGATED PORTFOLIO   |  GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD   |  ALTAI CAPITAL PARTNERS OFFSHORE, LTD.   |  COVENANT GLOBAL ALPHA FUND, LTD.   |  MONSOON INDIA SELECT EQUITY CAYMAN FUND LTD   |  JHL CAPITAL GROUP FUND LTD.   |  CD CAPITAL NATURAL RESOURCES FUND II MASTER L.P.   |  CD CAPITAL NATURAL RESOURCES FUND II CAYMAN FEEDER L.P.   |  BERENS EMERGING MANAGERS FUND, LTD.   |  LIBERTYVIEW CREDIT ALPHA FUND, LTD.   |  METACAPITAL RISING RATES FUND, LTD.   |  TITAN EMERGING MANAGERS OFFSHORE FUND LTD   |  TITAN GLOBAL EQUITY OFFSHORE LTD   |  TITAN TRADING FUND OFFSHORE, LTD.   |  DUET ALPHA FUND LTD   |  SIVIK HEALTHCARE OFFSHORE FUND LTD.   |  TCM MPS LTD. SPC/COUNTERWEIGHT I SEGREGATED PORTFOLIO   |  MARLIN FUND OFFSHORE II LTD.   |  PALO ALTO HEALTHCARE OFFSHORE LTD   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND II LTD   |  LOREM IPSUM OFFSHORE FUND, LTD.   |  STELLIAM OFFSHORE FUND II, LTD.   |  OVERBROOK SELECT OFFSHORE FUND, LTD.   |  JHL SKYLANDER FUND LTD.   |  GRESHAM LOW VOLATILITY HEDGED STRATEGIES OFFSHORE, LTD.   |  BOCAGE ACTIVE COMMODITY LONG OFFSHORE FUND   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  ALTERNATIVEFOCUS HBK FUND II L.P.   |  SQN INVESTORS OFFSHORE LTD   |  BRANDES INVESTMENT PARTNERS TRUST   |  SB SPECIAL SITUATION FUND LTD. - CLASS B   |  SB SPECIAL SITUATION FUND LTD. - CLASS C   |  SB SPECIAL SITUATION FUND LTD. - CLASS D   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND 2015, LTD.   |  DUET COMMODITIES FUND LTD   |  BLOOM TREE OFFSHORE FUND, LTD.   |  GP OPPORTUNISTIC GROWTH STRATEGIES OFFSHORE LTD.   |  NUT TREE OFFSHORE FUND, LTD.   |  TORDESILLAS LATIN AMERICA OFFSHORE FUND, LTD.   |  MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.   |  KENWOOD FUND, LTD.   |  STONE FOREST EMERGING MARKETS HEDGE FUND, LTD.   |  SFC FORESTA FUND, LTD.   |  ARISTEIA PARTNERS, L.P.   |  ROSE GROVE OFFSHORE FUND I, LTD.   |  SQM FRONTIER MIDDLE EAST FUND (OFFSHORE), LTD.   |  DUET GLOBAL ENDOWMENT FUND   |  PALO ALTO ADVANCED LIFE SCIENCES OFFSHORE FUND, LTD.   |  VIEW RIDGE CAPITAL INTERNATIONAL, LTD.   |  CLINTON SYNERGIE FOCUSED OFFSHORE FUND, LTD.   |  HAIN CAPITAL INVESTORS, LTD.   |  CAMBER CAPITAL OFFSHORE FUND LTD   |  FIM EM FRONTIER FUND LTD   |  ALTAIR CHP OFFSHORE FUND II, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  ROSE GROVE HENLEY CAYMAN FUND LTD.   |  GRAYFIN FUND, LTD.
PARAS 
 
MALDE 
DIRECTOR
JLP CREDIT OPPORTUNITY CAYMAN FUND LTD   |  JLP PARTNERS CAYMAN FUND LTD   |  JLP INSTITUTIONAL CREDIT CAYMAN FUND LTD   |  AVENUE EUROPE OPPORTUNITIES FUND, LTD.   |  WYKEHAM CAPITAL ASIA VALUE FUND   |  YIHENG CAPITAL OFFSHORE PARTNERS, LTD.   |  GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD.   |  EAST BRIDGE CAPITAL OFFSHORE FUND LTD.   |  SCION G7 OFFSHORE, LTD.   |  LP 1A REIT INTERMEDIATE LLC   |  VENUE REIT HOLDCO LLC   |  125 WEST 55TH REIT LLC   |  CA + NY PROPERTY SALE REIT 1 LLC   |  STRATA REIT HOLDCO LLC   |  MCKINNEY + OLIVE REIT LLC   |  SPF FIV2 REIT (US) LLC   |  SPF FIV5 REIT (US) LLC   |  CA + NY SHARE SALE REIT LLC   |  LP 1A REIT MA LLC   |  LP 2A REIT INC.   |  RIVER OAKS REIT LLC   |  ROYAL HAWAIIAN REIT LLC   |  SOUTH FLORIDA LOGISTICS CO REIT LLC   |  SPF FIV4 REIT (US) LLC   |  CRESCENT REIT LLC   |  CAPITOL AT CHELSEA REIT LLC   |  CA + NY PROPERTY SALE REIT 2 LLC   |  LP 1 REIT INC.   |  LP 1A REIT NC SC DST   |  OTIS REIT LLC   |  SPF FIV3/4/5 REIT (US) LLC   |  200 FIFTH AVENUE REIT HOLDCO LLC   |  ARP ALTERNATIVE RETURN CAPTURE FUND LTD.   |  PARK WEST PARTNERS LTD   |  PARK WEST INVESTORS LTD   |  U. S. REAL ESTATE INCOME + GROWTH CORP. (CAYMAN)   |  U. S. REAL ESTATE INCOME + GROWTH INVESTMENT CORP. (CAYMAN)   |  NEWTYN OFFSHORE PARTNERS, LTD.   |  POTRERO INSTITUTIONAL FUND, LTD   |  TECH TRADER OFFSHORE FUND, LTD   |  NUMERAI ONE OFFSHORE LTD.   |  NUMERAI ONE MASTER LTD.   |  MUDDY WATERS CAPITAL GLOBAL OPPORTUNITIES FUND, LTD.   |  SYSTEMATIC ALPHA - GLOBAL MACRO FUND LTD.   |  CAMCAP RESOURCES OFFSHORE FUND, LTD   |  JEWEL CG PRIVATE EQUITY FUND 2019S, L.P.   |  JEWEL CG PRIVATE EQUITY FUND 2019, L.P.   |  PALISADE STRATEGIC FUND (CAYMAN) LTD   |  STRATEGOS OFFSHORE, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  III SELECT CREDIT FUND LTD   |  III CONVEX STRATEGIES FUND LTD.   |  NANTUCKET INSTITUTIONAL FUND CAYMAN SPC   |  III CREDIT OPPORTUNITIES FUND LTD.   |  III CONVEX STRATEGIES HUB FUND LTD.   |  III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC   |  SPF FIV3 REIT (US) LLC   |  VERSOR TREND FOLLOWING LLC   |  MANASLU FUND IV, L.P.   |  NUMERAI SUPREME OFFSHORE LTD.   |  FOURWORLD EVENT OPPORTUNITIES OFFSHORE, LTD   |  MENAI DIVERSIFIED DIGITAL ASSET OFFSHORE FUND LTD.   |  MENAI DIGITAL ASSET OPPORTUNITIES OFFSHORE FUND LTD.   |  VESPERMARE EM TACTICAL OPPORTUNITIES OFFSHORE FUND LTD   |  MUDDY WATERS CAPITAL DOMINO MASTER FUND LP   |  ROSE GROVE HENLEY CAYMAN FUND LTD.   |  ROSE GROVE OFFSHORE FUND I, LTD.   |  PARK WEST PARTNERS, LTD.   |  JLP BALANCED ALPHA CAYMAN FUND LTD   |  ROSE GROVE WELLESLEY CAYMAN FUND LTD.   |  MUDDY WATERS CAPITAL DOMINO FUND LTD.   |  NUMERAI SIGIL OFFSHORE LTD.
NICOLE 
 
RAMROOP 
DIRECTOR
VINTAGE 2015 PRIVATE INVESTMENTS, LLC   |  VINTAGE 2015 PRIVATE INVESTMENTS OFFSHORE SICAV-SIF S.C.SP.   |  SOUTH SUEZ AFRICA FUND II LP   |  HCG FUNDS LTD.   |  VIEW RIDGE CAPITAL INTERNATIONAL, LTD.   |  GALTON MORTGAGE STRATEGIES OFFSHORE FUND, LTD.   |  GALTON AGENCY MBS OFFSHORE FUND, LTD.   |  HAIN CAPITAL INVESTORS, LTD.   |  PARALOS FUND, L.P.   |  NYES LEDGE CAPITAL OFFSHORE FUND, LTD.   |  EMPERY INTERNATIONAL, LTD.   |  GEMSSTOCK FUND LP   |  AURELIUS CAPITAL INTERNATIONAL, LTD.   |  MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.   |  AURELIUS CAPITAL INTERNATIONAL II, LTD.   |  PARALOS FUND   |  GALTON MORTGAGE BASIS OFFSHORE FUND, LTD.   |  INVUS ALTERNATIVE STRATEGY FUND, LTD.   |  BRIGHT MEADOW MORTGAGE STRATEGIES OFFSHORE FUND, LTD.   |  BRIGHT MEADOW AGENCY MBS OFFSHORE FUND, LTD.   |  BRIGHT MEADOW MORTGAGE STRATEGIES SIF OFFSHORE, LTD.   |  BRIGHT MEADOW MORTGAGE STRATEGIES SIF OFFSHORE II, LTD.   |  PRINCIPLE CAPITAL FUND V, L.P.   |  BCM SCOUT INTERNATIONAL LTD.   |  PALESTRA CAPITAL OFFSHORE FUND, LTD.   |  CALIXTO GLOBAL OFFSHORE FUND, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  FIRST LIGHT PRISM FEEDER FUND, LTD.   |  PCM LONG OFFSHORE FUND, LTD.   |  MPM BIOIMPACT INNOVATIONS EQUITIES FUND, LTD.   |  THEBES PARTNERS OFFSHORE, LTD.   |  QENA CAPITAL PARTNERS OFFSHORE, LTD.   |  LUGARD ROAD CAPITAL OFFSHORE, LTD.   |  BRIGHT MEADOW AGENCY MARKETS OFFSHORE FUND, LTD.   |  SCHRODERS CAPITAL AII-ILS FUND LTD.   |  GGK CAPITAL OFFSHORE, LTD.   |  BIOIMPACT EQUITIES OFFSHORE FUND, LTD.
AMBER 
 
RAMSEY 
DIRECTOR
TITAN CF, LTD.   |  TITAN CF II, LTD.   |  TITAN SEED OFFSHORE FUND I, LTD.   |  PARK WEST PARTNERS LTD   |  PARK WEST INVESTORS LTD   |  NEON LIBERTY LORIKEET FUND LTD.   |  NEON LIBERTY WEI JI FUND, LTD.   |  NEON LIBERTY EMERGING MARKETS FUND LTD.   |  JAPAN CHICKADEE FUND LTD.   |  PCM PROVIDENT AGENCY FUND LTD   |  WALLEYE OPPORTUNITIES FUND LTD   |  EAST SIDE CAPITAL OFFSHORE, LTD.   |  TITAN MASTERS INTERNATIONAL FUND LTD   |  59 NORTH OFFSHORE PARTNERS, LTD.   |  BENCHMARK PLUS OVERSEAS PARTNERS FUND LTD   |  BENCHMARK PLUS OVERSEAS INSTITUTIONAL PARTNERS LTD   |  ENCOMPASS CAPITAL FUND OFFSHORE LTD.   |  SEA HAWK MULTI-STRATEGY MASTER FUND LTD.   |  HUNT LANE CAPITAL FUND LTD.   |  REGAN CREDIT OPPORTUNITIES FUND INTERNATIONAL, LTD.   |  JOHKIM CAPITAL PARTNERS OFFSHORE LTD.   |  EFFICIENT ACCESS - ORIGINAL FUTURES   |  BREVET DIRECT LENDING - SHORT DURATION FUND, LTD.   |  REGAN ENHANCED CREDIT OPPORTUNITIES FUND INTERNATIONAL, LTD.   |  SEA HAWK MULTI-STRATEGY FUND LTD.   |  TITAN NISHKAMA, LTD.   |  ARROW OFFSHORE, LTD.   |  BANBURY OFFSHORE FUND LTD.   |  CRESTLINE SUMMIT (OFFSHORE), SPC   |  INTERVAL OFFSHORE FUND, LTD.   |  ROADMAP OFFSHORE FUND, LTD.   |  CAMBER CAPITAL OFFSHORE FUND LTD   |  INCA LATIN AMERICAN OFFSHORE FUND, LTD.   |  BURRAGE CAPITAL HEALTHCARE OFFSHORE FUND, LTD   |  R SQUARED GLOBAL   |  HOUND PARTNERS OFFSHORE FUND LTD   |  LUXOR CAPITAL PARTNERS OFFSHORE LTD   |  PALESTRA CAPITAL OFFSHORE FUND, LTD.   |  THEBES PARTNERS OFFSHORE, LTD.   |  QENA CAPITAL PARTNERS OFFSHORE, LTD.   |  LUGARD ROAD CAPITAL OFFSHORE, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  LUXOR CAPITAL PARTNERS LONG OFFSHORE, LTD.   |  WHITLOW PARTNERS OFFSHORE, SPC - SERIES A SEGREGATED PORTFOLIO   |  CRESTLINE SUMMIT (OFFSHORE), SPC - CRESTLINE SUMMIT APEX SP   |  WINSTON HEDGED EQUITY FUND LTD   |  WINSTON GLOBAL FUND LTD   |  STRATEGIC VALUE RESTRUCTURING FUND, LTD.   |  NISHKAMA CAPITAL OFFSHORE FUND LTD.   |  WINSTON ASIA FUND, LTD.   |  BIOIMPACT EQUITIES OFFSHORE FUND, LTD.   |  GRAYFIN FUND, LTD.   |  QVR ABSOLUTE RETURN FUND LTD.   |  HOUND PARTNERS VARIABLE BETA FUND, LTD.   |  PERMANENT VALUE FEEDER FUND   |  COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD   |  L+B OFFSHORE FUND LTD   |  KENSICO OFFSHORE FUND, LTD.   |  COOPER CREEK PARTNERS LTD.   |  IKARIAN HEALTHCARE OFFSHORE FUND, LTD.   |  VOSS VALUE OFFSHORE FUND, LTD.   |  ENCOMPASS CAPITAL E L FUND OFFSHORE LTD.   |  CALIXTO GLOBAL OFFSHORE FUND, LTD.   |  SOLA I 2   |  TAG RELATIVE VALUE OFFSHORE FUND LTD   |  ENCOMPASS CAPITAL ENERGY TRANSITION OFFSHORE FUND LTD.   |  CONCENTRIC CAPITAL PARTNERS OFFSHORE, LTD.   |  CRESTLINE SUMMIT (OFFSHORE), SPC - CRESTLINE SUMMIT EQUITY ALPHA SP
DON 
 
SEYMOUR 
DIRECTOR
PARA INTERNATIONAL FUND LTD   |  WINSTON HEDGED EQUITY FUND LTD   |  AVENUE INTERNATIONAL, LTD.   |  PLATINUM PARTNERS VALUE ARBITRAGE FUND INTERNATIONAL LTD   |  WINSTON GLOBAL FUND LTD   |  WRA INVESTMENTS OFFSHORE FUND LTD   |  SCP OCEAN FUND, LTD.   |  MMI INVESTMENTS OFFSHORE LTD   |  AVENUE EUROPE INTERNATIONAL, LTD.   |  BORONIA DIVERSIFIED FUND US LP   |  WHITEBOX DIVERSIFIED CONVERTIBLE ARBITRAGE FUND, LTD.   |  SCP ATLANTIC FUND, LTD.   |  SCP SAKONNET FUND, LTD.   |  ASPECT US INSTITUTIONAL FUND LTD   |  GS GAMMA INVESTMENTS LTD   |  ROCK CREEK POTOMAC FUND LTD   |  ROCK CREEK GEORGETOWN FUND LTD   |  LUXOR CAPITAL PARTNERS OFFSHORE LTD   |  KYLIN OFFSHORE FUND LTD   |  HIGHLY MANAGED OFFSHORE ACCESS FUND LTD   |  MILLBROOK INTERNATIONAL FUND LTD   |  BONANZA OFFSHORE LTD   |  LCG SPV2 LTD   |  RCP OFFSHORE FUND LTD   |  ORE HILL CONCENTRATED CREDIT FUND LTD   |  REVEILLE CAPITAL FUND LTD   |  MADISON PRAMERICA NICHE ASSETS FUND LTD   |  MADISON NICHE OPPORTUNITIES FUND LTD   |  HIGHLY MANAGED OFFSHORE ACCESS FUND (ERISA) SPC   |  LUXOR SPECTRUM OFFSHORE LTD   |  BORONIA DIVERSIFIED FUND LTD   |  ORE HILL CONCENTRATED CREDIT INTERMEDIATE FUND LTD   |  RCP SECONDARY OPPORTUNITY FUND LP   |  RCP SOF FEEDER, LTD.   |  ALPHABET OFFSHORE, LTD.   |  JEFFERIES DAKOTA FUND (CAYMAN), LTD.   |  SEAWALL OC FUND, LTD.   |  STG CAPITAL FUND LTD   |  ORE HILL CREDIT FUND LTD.   |  APOLLO EPF CO-INVESTORS (A) LP   |  APOLLO EPF CO-INVESTORS (B) LP   |  APOLLO ASIA OPPORTUNITY OFFSHORE FUND LTD   |  APOLLO VALUE INVESTMENT OFFSHORE FUND LTD   |  APOLLO STRATEGIC VALUE OFFSHORE FUND LTD   |  ORE HILL CREDIT INTERMEDIATE FUND LTD.   |  ASPECT US FUND LLC   |  SCOGGIN OVERSEAS FUND LTD   |  STRONGBOW FUND LTD.   |  PRIVATE ADVISORS STABLE VALUE FUND LTD   |  PRIVATE ADVISORS HEDGED EQUITY FUND LTD   |  PRIVATE ADVISORS STABLE VALUE ERISA FUND LTD   |  LYNX FUND I OFFSHORE LTD   |  HIGHSIDE OFFSHORE LTD.   |  WRA INVESTMENTS OFFSHORE FUND, LTD.   |  IRONBOUND PARTNERS OVERSEAS LTD.   |  PA STABLE VALUE FUND LTD   |  MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD   |  COURAGE SPECIAL SITUATIONS OFFSHORE FUND LTD   |  APIS GLOBAL DEEP VALUE OFFSHORE LTD   |  AURELIUS CAPITAL INTERNATIONAL, LTD.   |  APIS OFFSHORE CAPITAL LTD   |  BONANZA OFFSHORE, LTD.   |  BIL, LTD.   |  HEDGED STRATEGIESFUND QP LTD   |  ASSET-BACKED RECOVERY FUND, LTD   |  LUBBEN FUND LTD.   |  LUBBEN INTERMEDIATE FUND LTD.   |  HAIN CAPITAL VALUE FUND LTD   |  ARTORIUS OFFSHORE INVESTMENTS LTD   |  1794 EVENT DRIVEN OVERSEAS FUND LTD   |  1794 COMMODORE OVERSEAS FUND LTD   |  VALUE RECOVERY FUND LTD   |  PRIVATE ADVISORS HEDGED EQUITY FUND (QP) LTD.   |  H/2 CREDIT PARTNERS LTD.   |  SCOGGIN WORLDWIDE DISTRESSED FUND LTD   |  AVENUE EUROPE OPPORTUNITIES FUND, LTD.   |  NEW FFIO LTD.   |  MUIRFIELD OFFSHORE FUND SPC, LTD.   |  TITAN ASIA VOLATILITY FUND LTD.   |  TITAN GLOBAL RETURN FUND OFFSHORE LTD.   |  STG CAPITAL FUND, LTD.   |  PLATINUM PARTNERS LIQUID OPPORTUNITY FUND (INTERNATIONAL) LTD.   |  CCM SMALL CAP VALUE FUND, LTD.   |  THORIUM INTERNATIONAL COMMODITIES FUND LTD.   |  KINGSBROOK OPPORTUNITIES FUND LTD   |  BEACH HORIZON FUND LP   |  RAPTOR EVOLUTION FUND LTD.   |  ROUNDKEEP ICHO GLOBAL FUND LTD.   |  ALKEON GROWTH OFFSHORE FUND II, LTD.   |  DIAMONDBACK OFFSHORE FUND LTD   |  ARROW OFFSHORE, LTD.   |  ASPECT ALTERNATIVE FUND LLC   |  ARTORIUS OFFSHORE INVESTMENTS, LTD.   |  JANA NIRVANA OFFSHORE FUND, LTD.   |  JANA OFFSHORE PARTNERS, LTD.   |  REGIMENT CAPITAL LTD.   |  ORE HILL JAPAN CREDIT OPPORTUNITIES FUND LTD.   |  ESG DOMESTIC OPPORTUNITY OFFSHORE FUND LTD.   |  COHANZICK CREDIT OPPORTUNITES FUND LTD   |  COHANZICK ABSOLUTE RETURN FUND LTD   |  JEFFERIES COMMODITY PROGRAM - DIVERSIFIED I FUND (CAYMAN) LTD.   |  JEFFERIES STRUCTURED ALPHA FUND B (CAYMAN), LTD.   |  JEFFERIES FOUNDERS I FUND (CAYMAN), LTD.   |  MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD.   |  MOON CAPITAL GLOBAL EQUITY LEVERAGED OFFSHORE FUND LTD.   |  YANNIX FUND LTD.   |  GUGGENHEIM OFFSHORE ACCESS FUND LTD   |  HEDGED STRATEGIES FUND QP LTD   |  ALTERNATIVE INVESTMENTS INSTITUTIONAL LTD.   |  STARBOARD VALUE + OPPORTUNITY FUND LTD   |  PCM PROVIDENT AGENCY FUND LTD   |  PALISADE STRATEGIC FUND (CAYMAN) LTD   |  RIVER BIRCH INTERNATIONAL, LTD.   |  QUEENSCLIFF OFFSHORE FUND LTD.   |  ENCOMPASS CAPITAL FUND OFFSHORE LTD.   |  ENCOMPASS CAPITAL MASTER FUND LP   |  PCM PROVIDENT MBS FUND LTD.   |  TREE CAPITAL EQUITY FUND I, LTD.   |  TREE CAPITAL EQUITY FUND II, LTD.   |  RCP FUND VIII, LP   |  RCP FUND VIII FEEDER, LTD.   |  LATIGO ULTRA FUND, LTD.   |  CORECOMMODITY MANAGEMENT - DIVERSIFIED I FUND (CAYMAN) LTD.   |  CORECOMMODITY MANAGEMENT - FOUNDERS I FUND (CAYMAN), LTD.   |  PEAK6 VEGA FUND LTD.   |  SB SPECIAL SITUATION FUND LTD.   |  COHANZICK HY INST FUND I, LTD.   |  GLADE BROOK GLOBAL OFFSHORE FUND LTD   |  KAWA OFFSHORE FEEDER FUND LTD   |  WAF OFFSHORE FUND, LTD.   |  SUSA EUROPEAN EQUITIES FUND   |  APIS DEEP VALUE FUND OFFSHORE, LTD.   |  WEST SIDE CLEARVIEW CMBS OFFSHORE FUND LTD   |  OC 527 OFFSHORE FUND, LTD.   |  XPLOR GLOBAL CTA FUND (SPC), LTD.   |  MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD.   |  ALTALIS CAPITAL OFFSHORE FUND, LTD.   |  ALTERNATIVE INVESTMENTS OPPORTUNITY LTD.   |  COURAGE CREDIT OPPORTUNITIES OFFSHORE FUND III, L.P.   |  BEACHWOOD TOTAL RETURN OFFSHORE FUND, LTD.   |  ESG NEXUS OFFSHORE FUND LTD   |  JIVE NPL OPPORTUNITY FUND (B), LP   |  AURELIUS CAPITAL INTERNATIONAL II, LTD.   |  GEF OPPORTUNITIES FUND (U.S.) L.P.   |  HOUND PARTNERS OFFSHORE FUND LTD   |  HOUND PARTNERS CONCENTRATED FUND, LTD.   |  HOUND PARTNERS LONG FUND, LTD.   |  CRESTVIEW III PRIVATE INVESTORS OFFSHORE, L.P.   |  CRESTVIEW III PRIVATE INVESTORS, LLC   |  VINTAGE EUROPEAN OPPORTUNITY FUND, LLC   |  VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP   |  LC CAPITAL OFFSHORE FUND LTD   |  SONICA INTERNATIONAL LTD.   |  CRESTWOOD CAPITAL INTERNATIONAL, LTD.   |  FOLGER HILL PARTNERS (CAYMAN) LTD.   |  TIGER VEDA LTD   |  RBR EUROPEAN LONG SHORT LTD.   |  EXPLORA FUND, SPC, ON BEHALF OF ITS EXPLORA BRAZIL LONG ONLY SEGREGATED PORTFOLIO   |  EXPLORA FUND, SPC, ON BEHALF OF ITS EQUITY LONG SHORT SEGREGATED PORTFOLIO   |  THEBES PARTNERS OFFSHORE, LTD.   |  MOON A/T CAPITAL GCC OFFSHORE FUND LTD.   |  RS GLOBAL ENERGY + POWER PRIVATE INVESTORS VI, LLC   |  RS GLOBAL ENERGY + POWER PRIVATE INVESTORS OFFSHORE VI, L.P.   |  AESSF III PRIVATE INVESTORS, LLC   |  GSO ENERGY PRIVATE INVESTORS OFFSHORE, L.P.   |  GSO ENERGY PRIVATE INVESTORS, LLC   |  JIVE NPL OPPORTUNITY FUND (A), LP   |  GEF OPPORTUNITIES FUND (CAYMAN) LTD.   |  ALTERNATIVE INVESTMENTS SUSTAINABILITY LTD.   |  ALAF II PRIVATE INVESTORS 1, LLC   |  ALAF II PRIVATE INVESTORS OFFSHORE, L.P.   |  SB SPECIAL SITUATION FUND LTD. - CLASS B   |  SB SPECIAL SITUATION FUND LTD. - CLASS C   |  SB SPECIAL SITUATION FUND LTD. - CLASS D   |  KYLIN OFFSHORE LONG FUND LTD.   |  BSREP II PRIVATE INVESTORS, LLC   |  BSREP II PRIVATE INVESTORS OFFSHORE, L.P.   |  SMS LTD   |  SOLA I   |  SOLA LTD   |  AESSF III PRIVATE INVESTORS OFFSHORE, L.P.   |  CIP VI PRIVATE INVESTORS, LLC   |  CIP VI PRIVATE INVESTORS OFFSHORE, L.P.   |  NUT TREE OFFSHORE FUND, LTD.   |  ARDMORE GLOBAL OFFSHORE FUND, LTD.   |  KKR AMERICAS XII PRIVATE INVESTORS, LLC   |  KKR AMERICAS XII PRIVATE INVESTORS OFFSHORE, L.P.   |  TORDESILLAS LATIN AMERICA OFFSHORE FUND, LTD.   |  POTOMAC FUND, LTD.   |  GEORGETOWN DIVERSIFIED FUND, LTD.   |  GEORGETOWN EMERGING MARKETS FUND OFFSHORE, L.P.   |  SECOR ALPHA FUND, LTD.   |  VINTAGE HEALTHCARE OPPORTUNITY FUND OFFSHORE, L.P.   |  VINTAGE HEALTHCARE OPPORTUNITY FUND, LLC   |  KKR ASIAN FUND III PRIVATE INVESTORS OFFSHORE, L.P.   |  KKR ASIAN FUND III PRIVATE INVESTORS, LLC   |  CONWAY OFFSHORE ACCESS FUND LTD   |  QENA CAPITAL PARTNERS OFFSHORE, LTD.   |  COATUE KONA III PRIVATE INVESTORS, LLC   |  COATUE KONA III PRIVATE INVESTORS OFFSHORE, L.P.   |  CORECOMMODITY MANAGEMENT - FOUNDERS II FUND (CAYMAN), LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND 2015, LTD.   |  SENTIENT FUND I LTD   |  MIDOCEAN V PRIVATE INVESTORS OFFSHORE, L.P.   |  MIDOCEAN V PRIVATE INVESTORS, LLC   |  VISION A/T CAPITAL GCC OFFSHORE FUND LTD.   |  SVSS IV PRIVATE INVESTORS OFFSHORE, L.P.   |  SVSS IV PRIVATE INVESTORS, LLC   |  AMBER CAPITAL INVESTMENT MANAGEMENT I LTD   |  LEP XVI PRIVATE INVESTORS, LLC   |  LEP XVI PRIVATE INVESTORS OFFSHORE, L.P.   |  WALLEYE OPPORTUNITIES FUND LTD   |  RIDGE SELECT: PRIVATE INVESTORS OFFSHORE, LTD.   |  RIDGE SELECT: PRIVATE INVESTORS, LLC   |  GSO SECURED LENDING PRIVATE INVESTORS OFFSHORE, L.P.   |  WP GROWTH PRIVATE INVESTORS OFFSHORE, L.P.   |  WP GROWTH PRIVATE INVESTORS, LLC   |  FYI LTD   |  COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P.   |  WINSTON ASIA FUND, LTD.   |  BSREP III PRIVATE INVESTORS, LLC   |  BSREP III PRIVATE INVESTORS OFFSHORE, L.P.   |  SEA HAWK MULTI-STRATEGY MASTER FUND LTD.   |  LUGARD ROAD CAPITAL OFFSHORE, LTD.   |  AP X PRIVATE INVESTORS, LLC   |  AP X PRIVATE INVESTORS OFFSHORE, L.P.   |  BREP IX PRIVATE INVESTORS OFFSHORE, L.P.   |  BREP IX PRIVATE INVESTORS, L.L.C.   |  CORECOMMODITY MANAGEMENT - FOUNDERS ABSOLUTE RETURN FUND (CAYMAN), LTD.   |  COATUE GROWTH FUND IV PRIVATE INVESTORS OFFSHORE, L.P.   |  EFFICIENT ACCESS - ORIGINAL FUTURES   |  JANA STRATEGIC INVESTMENTS BENCHMARK OFFSHORE FUND, LTD.   |  SEA HAWK MULTI-STRATEGY FUND LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  AMBER GLOBAL OPPORTUNITIES FUND LTD.   |  HOUND PARTNERS VARIABLE BETA FUND, LTD.   |  SC GGF AFFILIATE I, L.P.   |  LUXOR CAPITAL PARTNERS LONG OFFSHORE, LTD.   |  INDUSTRY VENTURES IX PRIVATE INVESTORS OFFSHORE, L.P.   |  SOLA I 2   |  HIGHBRIDGE SPAC OPPORTUNITY PRIVATE INVESTORS FUND, L.P.   |  ENCOMPASS CAPITAL E L FUND OFFSHORE LTD.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D/A
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
D
OTHER INVESTMENT FUND 
 
 
Equity 
2020-04-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
ABG, LLC
ABG, LLC
KELSON CAPITAL LLC
KELSON CAPITAL LLC
GUGGENHEIM SECURITIES, LLC
GUGGENHEIM SECURITIES, LLC