MATT 

 

AURIEMMA 

DIRECTOR

TOURBILLON GLOBAL EQUITIES, LTD   |  ADAMS HILL PARTNERS (CAYMAN) LTD.   |  COVALIS CAPITAL FUND LTD   |  400 CAPITAL CREDIT OPPORTUNITIES FUND LTD.   |  SACHEM HEAD OFFSHORE LTD.   |  QUENTEC FUND, LTD.   |  LAURION CAPITAL LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND LTD.   |  CONSECTOR PARTNERS OFFSHORE, LTD.   |  LAURION CAPITAL GLOBAL MARKETS FUND LTD.   |  SJK CAPITAL OFFSHORE FUND LTD   |  PEAK6 ACHIEVEMENT FUND XL LTD.   |  DARSANA OVERSEAS FUND LTD.   |  PEAK6 ACHIEVEMENT FUND LTD.   |  KERRISDALE PARTNERS OFFSHORE, LTD.   |  ACHIEVEMENT FUND LTD.   |  BLUEMAR OFFSHORE FUND, LTD.   |  ACHIEVEMENT FUND XL LTD.   |  COVALIS CAPITAL FUND LP   |  BLUEMAR OFFSHORE FUND (BAHAMAS), LTD.   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  CLEARFIELD OFFSHORE FUND LTD.   |  CRESCENT PARK OFFSHORE FUND, LTD.   |  CASTLE RIDGE REAL ESTATE FUND LTD.   |  PAGODA INTERNATIONAL, LTD.   |  BANBURY OFFSHORE FUND LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND II LTD   |  SH SAGAMORE OFFSHORE II LTD.   |  KERRISDALE PARTNERS LOW NET OFFSHORE FUND, LTD.   |  TVR CAPITAL OFFSHORE FUND LTD.   |  SRS PARTNERS LTD   |  TOURBILLON GLOBAL LONG ALPHA FUND, LTD.   |  NEXTHERA CAPITAL FUND LTD.   |  KERRISDALE ALPHA OFFSHORE FUND, LTD.   |  SRS LONG OPPORTUNITIES, LTD   |  HUNTER PEAK INVESTMENTS OFFSHORE FUND, LTD.   |  BLOCKHOUSE PARTNERS OFFSHORE FUND LTD.   |  LUMINUS ENERGY PARTNERS LTD   |  SH OLD QUARRY OFFSHORE LTD.   |  CIDER MILL OFFSHORE FUND LTD   |  CENTIVA OFFSHORE FUND, LTD.   |  SH SAGAMORE OFFSHORE III LTD.   |  HOLOCENE ADVISORS OFFSHORE FUND LTD.   |  SAYA OFFSHORE FUND LTD.   |  TPRV CAPITAL FUND, LTD.   |  COVALIS CAPITAL ENHANCED FUND LP   |  AREX CAPITAL, LTD.   |  AKAZ ONSHORE FUND LP   |  CENTENUS FUND, LP   |  CENTENUS OFFSHORE FUND, LTD.   |  DUALITY FERMI OFFSHORE FUND, LTD   |  ARTS + SCIENCES OFFSHORE FUND, LTD.   |  DENDUR OFFSHORE FUND LTD.   |  AKAZ OFFSHORE FUND LTD   |  BLANTYRE SPECIAL SITUATIONS FUND I LTD   |  BLANTYRE SPECIAL SITUATIONS FUND I LP   |  WOODLINE OFFSHORE FUND LTD.   |  TOWER ROAD CAPITAL OFFSHORE FUND LTD.   |  COMMONWEALTH ASSET MANAGEMENT GLOBAL MACRO FUND LTD   |  BAYMOUNT OFFSHORE FUND I LTD   |  MASTERTON CAPITAL PARTNERS (OFFSHORE), LTD.   |  HOLLIS PARK LIQUIDITY MASTER FUND LTD.   |  HOLLIS PARK OFFSHORE LIQUIDITY FUND LTD.   |  HOLLIS PARK OPPORTUNITIES FUND LTD   |  CRESCENT PARK GLOBAL EQUITY OFFSHORE FUND, LTD.   |  ARAGON OFFSHORE FUND LTD.   |  SH SAGAMORE OFFSHORE V LTD.   |  HOLLIS PARK ALPHA FUND LTD.   |  ANALOG CENTURY SPECTRUM MASTER FUND, LTD.   |  ALUA OFFSHORE FUND LTD.   |  HAMPTON ROAD OFFSHORE FUND LTD   |  SH SAGAMORE OFFSHORE VII LTD.   |  DEEP TRACK BIOTECHNOLOGY OFFSHORE FUND, LTD.   |  JAT CAPITAL OFFSHORE LTD   |  SH SAGAMORE OFFSHORE VIII LTD.   |  BLANTYRE MULANJE II LTD   |  BLANTYRE MULANJE II LP   |  READYSTATE OFFSHORE FUND, LTD.   |  AFBI MULTI-STRATEGY OFFSHORE FUND I LTD.   |  FOREST AVENUE OFFSHORE FUND LTD   |  BLANTYRE MULANJE III LP   |  BLANTYRE MULANJE III LTD   |  BLANTYRE SPECIAL SITUATIONS FUND III LP   |  BLANTYRE SPECIAL SITUATIONS FUND III LTD   |  ANALOG CENTURY MARKET NEUTRAL MASTER FUND, LTD   |  MYCOR L/S CREDIT OFFSHORE FUND, LTD   |  WOODLINE SPIRE OFFSHORE FUND LTD.   |  TITANITE CAPITAL INTERNATIONAL LTD.   |  LYNX1 OFFSHORE FUND LTD.   |  MYCOR LIQUID CREDIT OFFSHORE FUND, LTD   |  ANANYM CAPITAL MASTER FUND, LTD.   |  ANANYM CAPITAL LONG-ONLY MASTER FUND, LTD.   |  OCIM OFFSHORE FUND LTD   |  EAGLE HEALTH INVESTMENTS OFFSHORE FUND LTD.   |  FREMEN CAPITAL OFFSHORE FUND LTD.   |  MISSION CREST MACRO FUND, LTD.   |  SRS PARTNERS, LTD.

-- 

 

BROADFIN CAPITAL, LLC 

EXECUTIVE OFFICER

BROADFIN HEALTHCARE FUND, LP   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.

ROGER 

 

HANSON 

DIRECTOR

MARLIN FUND OFFSHORE LTD /NY   |  DELLACAMERA CAPITAL FUND LTD   |  BROADFIN HEALTHCARE OFFSHORE FUND LTD   |  WIND ROSE FUND LTD   |  WHALE ROCK GLOBAL TMT FUND LTD   |  7X7 OFFSHORE LTD   |  WHALE ROCK FLAGSHIP FUND LTD   |  FVP OVERSEAS LTD   |  PENINSULA OFFSHORE FUND, LTD.   |  L+B OFFSHORE FUND LTD   |  DAYBREAK SPECIAL SITUATIONS FUND, LTD.   |  PORTLAND GLOBAL REAL ESTATE SECURITIES FUND LP   |  DMR TALF + ABS FUND LTD.   |  STRATEGIC VALUE RESTRUCTURING FUND, LTD.   |  MILLBURN MULTI-MARKETS LTD.   |  SCOGGIN OVERSEAS FUND LTD   |  APIS GLOBAL DEEP VALUE OFFSHORE LTD   |  ROCK CREEK POTOMAC FUND LTD   |  ROCK CREEK GEORGETOWN FUND LTD   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  BCM DISCOVERY OFFSHORE FUND LTD   |  TREESDALE RECOVERY FUND LTD   |  FRONTIER RIDGE GLOBAL FUND LTD   |  NEWBROOK CAPITAL OFFSHORE FUND LTD   |  ANGLER CAPITAL PARTNERS (CAYMAN) LTD   |  KG OFFSHORE FUND LTD   |  SCOGGIN WORLDWIDE DISTRESSED FUND LTD   |  FORECADDIE PARTNERS, LTD.   |  AVIVA INVESTORS GLOBAL MACRO ASSET ALLOCATION LTD.   |  ALTAI CAPITAL SF MASTER FUND, LTD.   |  MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.   |  OCTAVIAN OFFSHORE FUND, LTD.   |  ROSE GROVE OFFSHORE FUND I LTD   |  RAPTOR EVOLUTION FUND LTD.   |  GREYLOCK GLOBAL OPPORTUNITY INSTITUTIONAL FUND II, LTD.   |  GREYLOCK GLOBAL OPPORTUNITY FUND (OFFSHORE) LTD.   |  DAYBREAK SPECIAL SITUATIONS MAST FUND, LTD.   |  REDMILE CAPITAL OFFSHORE FUND, LTD.   |  OAK STREET CAPITAL OFFSHORE FUND, LTD.   |  SURANYA GLOBAL OPPORTUNITIES OFFSHORE FUND, LTD.   |  INCA LATIN AMERICAN OFFSHORE FUND, LTD.   |  SQM FRONTIER AFRICA FUND (OFFSHORE), LTD.   |  EAGLE RIVER CREDIT + EVENT FUND LTD.   |  ALTAI CAPITAL PV1 MASTER FUND, LTD.   |  ALTAI CAPITAL PV1 OFFSHORE FUND, LTD.   |  PARLIN CAPITAL OFFSHORE FUND LTD.   |  9W CREDIT OPPORTUNITIES FUND, LTD.   |  SQM FRONTIER MIDDLE EAST FUND (OFFSHORE), LTD.   |  SDK GLOBAL OPPORTUNITY OFFSHORE FUND, LTD.   |  COOPER CREEK PARTNERS LTD.   |  OPEN FIELD INVESTORS (CAYMAN) LTD   |  ZEAL CHINA FUND LTD   |  EMPERY INTERNATIONAL, LTD.   |  ATOMICO III, L.P.   |  ATOMICO VENTURES III, L.P.   |  SECQUAERO ILS FUND LTD.   |  ABRAMS CAPITAL INTERNATIONAL, LTD.   |  ALPHAGEN NORTHERN PINES FUND LTD   |  BWII, LTD.   |  SUSA EUROPEAN EQUITIES FUND LP   |  SUSA EUROPEAN EQUITIES FUND   |  PALO ALTO HEALTHCARE OFFSHORE LTD   |  CUMULUS ENERGY FUND   |  AGR TRADING SPC, SERIES AD SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES AR SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES RE SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES RE-AC BEST SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES SC SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES T SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES BH SEGREGATED PORTFOLIO   |  AGR TRADING SPC, SERIES LR SEGREGATED PORTFOLIO   |  TITAN MASTERS INTERNATIONAL FUND LTD   |  WHITE OAK OPPORTUNITY FUND, LTD.   |  ALDER HILL OFFSHORE LTD.   |  STRATEGOS OFFSHORE, LTD.   |  GEOSPHERE FUND, LTD.   |  MARINUS OPPORTUNITIES OFFSHORE FUND LTD.   |  NEWOAK SJ-MAC CAYMAN FUND, LTD   |  CD CAPITAL NATURAL RESOURCES FUND III L.P.   |  TITAN SEED OFFSHORE FUND I, LTD.   |  CUMULUS FUND   |  ACT II OFFSHORE, LTD.   |  ELIZABETH PARK CAPITAL OFFSHORE FUND, LTD.   |  POTOMAC FUND, LTD.   |  GEORGETOWN DIVERSIFIED FUND, LTD.   |  GEORGETOWN EMERGING MARKETS FUND OFFSHORE, L.P.   |  ALTAIR GLOBAL CREDIT OPPORTUNITIES FUND (C), LTD.   |  BLUE JAY HEALTH SCIENCES FUND, LTD.   |  DUET GLOBAL PLUS FUND LTD   |  BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD.   |  BW GLOBAL CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  AYM AGGRESSIVE VALUE FUND LTD   |  SCHRODER ALL-ILS FUND LTD.   |  BUILD OFFSHORE FUND, LTD.   |  TOPWATER PARTNERS OFFSHORE LTD.   |  ABSOLUTE RETURN MULTI-STRATEGY OFFSHORE LTD.   |  GREYLOCK GLOBAL FOCUS OFFSHORE FUND LTD.   |  CAT ROCK CAPITAL PARTNERS CAYMAN LTD   |  IIF DUTCH 1 CAYMAN L.P.   |  IIF CAYMAN 1 LTD.   |  CONVEX ASIA FUND LTD   |  CONVEX ASIA FUND LP   |  CONVEX ASIA FUND PF LTD   |  CONVEX ASIA FUND PF LP   |  GEMSSTOCK FUND LP   |  ALTERNATIVE INVESTMENTS SUSTAINABILITY LTD.   |  ALTERNATIVE INVESTMENTS INSTITUTIONAL LTD.   |  ALTERNATIVE INVESTMENTS OPPORTUNITY LTD.   |  WHALE ROCK LONG OPPORTUNITIES FUND LTD

ROGER 

H. 

HANSON 

DIRECTOR

SIVIK GLOBAL HEALTHCARE OFFSHORE   |  MIURA GLOBAL FUND LTD   |  PRISM PARTNERS IV LEVERAGED OFFSHORE FUND   |  GIOVINE INVESTMENT PARTNERS INTERNATIONAL LTD   |  SIVIK GLOBAL HEALTHCARE LONG FUND OFFSHORE   |  PALO ALTO TECHNOLOGY OFFSHORE LTD   |  PALO ALTO GLOBAL ENERGY OFFSHORE LTD   |  PALO ALTO SMALL CAP OFFSHORE LTD   |  CONSONANCE CAPITAL INVESTORS LTD   |  STELLIAM OFFSHORE FUND LTD   |  GRESHAM HEDGED STRATEGIES OFFSHORE LTD   |  GEOSPHERE FUND LTD   |  PARALLAX OFFSHORE INVESTORS FUND LTD   |  PALO ALTO HEALTHCARE OFFSHORE II LTD   |  PWG PRIME LTD   |  BEVERLY CAPITAL PARTNERS OFFSHORE FUND LTD   |  GOSHEN GLOBAL EQUITY OFFSHORE, LTD.   |  RCP SECONDARY OPPORTUNITY FUND LP   |  RCP SOF FEEDER, LTD.   |  TONTINE TOTAL RETURN OVERSEAS FUND, LTD.   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD.   |  SORIN CL OFFSHORE FUND, LTD.   |  DIFIGLIA PARTNERS (CAYMAN), LTD.   |  LAZARD CONVERTIBLE OPPORTUNITIES SPC   |  ECHO BRIDGE CAPITAL OFFSHORE, LTD.   |  ARISTEIA INTERNATIONAL LTD   |  STANDARD GENERAL OFFSHORE FUND LTD.   |  SANCUS CAPITAL SELECT MASTER FUND, LTD.   |  FISAM OFFSHORE FUND, LTD.   |  STELLIAM OFFSHORE LONG FUND, LTD.   |  EMROSE OFFSHORE FUND   |  MIURA GLOBAL FUND, LTD.   |  PALO ALTO SMALL CAP OFFSHORE LTD.   |  GEOSPHERE FUND, LTD.   |  PARALLAX OFFSHORE INVESTORS FUND LTD.   |  BERENS CAPITAL ERISA FUND, LTD.   |  CLAY CAPITAL OFFSHORE FUND, LTD.   |  ARTHA EMERGING MARKETS ERISA FUND, LTD.   |  GEOSPHERE DIRECTIONAL FUND, LTD.   |  MERU CAYMAN HFF, LTD.   |  ALPHADYNE INVESTMENT STRATEGIES FUND, LTD.   |  UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE I LTD.   |  POINT LOBOS PARTNERS OFFSHORE, LTD.   |  ARISTARC ABSOLUTE RETURN FUND LTD.   |  COVENANT TOTAL RETURN FUND, LTD.   |  ROUNDKEEP ICHO GLOBAL FUND LTD.   |  SPRING POINT OPPORTUNITY OFFSHORE FUND   |  TCM MPS LTD. SPC/DISTRESSED SEGREGATED PORTFOLIO + ORYX SEGREGATED PORTFOLIO   |  SPRING POINT CONTRA OFFSHORE FUND   |  REGENT STREET FUND II, LTD.   |  WAYFARER CAPITAL, LTD.   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 1   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 2   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 3   |  RIVERLOFT OFFSHORE FUND LTD.   |  ARTHA EMERGING MARKETS FUND LTD.   |  VS FX VOLATILITY FUND, LTD.   |  BOCAGE GLOBAL RESOURCES OFFSHORE FUND   |  BERENS CAPITAL FUND, LTD.   |  BERENS GLOBAL VALUE FUND, LTD.   |  PALO ALTO ENERGY OFFSHORE LTD.   |  TCM MPS LTD. SPC/PARTNERS SEGREGATED PORTFOLIO + ORYX SEGREGATED PORTFOLIO   |  ABRAMS CAPITAL INTERNATIONAL, LTD.   |  7X7 OFFSHORE LTD   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND, LTD.   |  QUANTEDGE GLOBAL FUND (OFFSHORE)   |  QUANTEDGE GLOBAL FUND (US)   |  METACAPITAL MORTGAGE VALUE FUND, LTD.   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD   |  RC KENWOOD FUND LTD.   |  JAT CAPITAL OFFSHORE FUND LTD   |  SB SPECIAL SITUATION FUND LTD.   |  TIGER RATAN CAPITAL FUND (CAYMAN), LTD.   |  TRAXIS-SIVIK HEALTHCARE OFFSHORE FUND LTD   |  TCM MPS LTD. SPC/PARTNERS SEGREGATED PORTFOLIO + COUNTERWEIGHT I SEGREGATED PORTFOLIO   |  GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD   |  ALTAI CAPITAL PARTNERS OFFSHORE, LTD.   |  COVENANT GLOBAL ALPHA FUND, LTD.   |  MONSOON INDIA SELECT EQUITY CAYMAN FUND LTD   |  JHL CAPITAL GROUP FUND LTD.   |  CD CAPITAL NATURAL RESOURCES FUND II MASTER L.P.   |  CD CAPITAL NATURAL RESOURCES FUND II CAYMAN FEEDER L.P.   |  BERENS EMERGING MANAGERS FUND, LTD.   |  LIBERTYVIEW CREDIT ALPHA FUND, LTD.   |  METACAPITAL RISING RATES FUND, LTD.   |  TITAN EMERGING MANAGERS OFFSHORE FUND LTD   |  TITAN GLOBAL EQUITY OFFSHORE LTD   |  TITAN TRADING FUND OFFSHORE, LTD.   |  DUET ALPHA FUND LTD   |  SIVIK HEALTHCARE OFFSHORE FUND LTD.   |  TCM MPS LTD. SPC/COUNTERWEIGHT I SEGREGATED PORTFOLIO   |  MARLIN FUND OFFSHORE II LTD.   |  PALO ALTO HEALTHCARE OFFSHORE LTD   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND II LTD   |  LOREM IPSUM OFFSHORE FUND, LTD.   |  STELLIAM OFFSHORE FUND II, LTD.   |  OVERBROOK SELECT OFFSHORE FUND, LTD.   |  JHL SKYLANDER FUND LTD.   |  GRESHAM LOW VOLATILITY HEDGED STRATEGIES OFFSHORE, LTD.   |  BOCAGE ACTIVE COMMODITY LONG OFFSHORE FUND   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  ALTERNATIVEFOCUS HBK FUND II L.P.   |  SQN INVESTORS OFFSHORE LTD   |  BRANDES INVESTMENT PARTNERS TRUST   |  SB SPECIAL SITUATION FUND LTD. - CLASS B   |  SB SPECIAL SITUATION FUND LTD. - CLASS C   |  SB SPECIAL SITUATION FUND LTD. - CLASS D   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND 2015, LTD.   |  DUET COMMODITIES FUND LTD   |  BLOOM TREE OFFSHORE FUND, LTD.   |  GP OPPORTUNISTIC GROWTH STRATEGIES OFFSHORE LTD.   |  NUT TREE OFFSHORE FUND, LTD.   |  TORDESILLAS LATIN AMERICA OFFSHORE FUND, LTD.   |  MARBLEGATE SPECIAL OPPORTUNITIES FUND, LTD.   |  KENWOOD FUND, LTD.   |  STONE FOREST EMERGING MARKETS HEDGE FUND, LTD.   |  SFC FORESTA FUND, LTD.   |  ARISTEIA PARTNERS, L.P.   |  ROSE GROVE OFFSHORE FUND I, LTD.   |  SQM FRONTIER MIDDLE EAST FUND (OFFSHORE), LTD.   |  DUET GLOBAL ENDOWMENT FUND   |  PALO ALTO ADVANCED LIFE SCIENCES OFFSHORE FUND, LTD.   |  VIEW RIDGE CAPITAL INTERNATIONAL, LTD.   |  CLINTON SYNERGIE FOCUSED OFFSHORE FUND, LTD.   |  HAIN CAPITAL INVESTORS, LTD.   |  CAMBER CAPITAL OFFSHORE FUND LTD   |  FIM EM FRONTIER FUND LTD   |  ALTAIR CHP OFFSHORE FUND II, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES OFFSHORE FUND, LTD.   |  ROSE GROVE HENLEY CAYMAN FUND LTD.   |  GRAYFIN FUND, LTD.

KEVIN 

 

KOTLER 

DIRECTOR

BROADFIN HEALTHCARE FUND LP   |  BROADFIN HEALTHCARE OFFSHORE FUND LTD   |  BROADFIN HEALTHCARE FUND, LP   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  INNERSPACE NEURO SOLUTIONS, INC.   |  HERON THERAPEUTICS, INC. /DE/   |  SYNCHRONY MEDICAL INC.

TAMMY 

W. 

SEYMOUR 

DIRECTOR

BROADFIN HEALTHCARE OFFSHORE FUND LTD   |  BRIGHTLINE CAPITAL OFFSHORE FUND LTD   |  ACT II OFFSHORE, LTD. (CLASS A SHARES + CLASS A-2 SHARES)   |  OFFSHORE WAVE FUND, LTD.   |  BROADFIN HEALTHCARE OFFSHORE FUND, LTD.   |  KELUSA ASIAN DISCIPLINE OFFSHORE FUND, LTD.   |  LAURION CAPITAL LTD.   |  ACT II OFFSHORE, LTD.   |  GLAZER ENHANCED OFFSHORE FUND, LTD.   |  VERDIS OFFSHORE HEDGED STRATEGIES FUND LTD   |  7X7 OFFSHORE LTD   |  LAURION CAPITAL GLOBAL MARKETS FUND LTD.   |  HARVEY SMIDCAP OFFSHORE FUND LTD   |  CD CAPITAL NATURAL RESOURCES FUND II MASTER L.P.   |  CD CAPITAL NATURAL RESOURCES FUND II CAYMAN FEEDER L.P.