GUGGENHEIM CAPITAL LLC

Profile

Company Names

GUGGENHEIM CAPITAL LLC

Addresses

227 WEST MONROE, SUITE 4900, CHICAGO, IL 60606

Phone Numbers

312-827-0100

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$21,000,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2018-09-14 
$21,000,000.00 
$21,000,000.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ESFANDYAR 
E. 
DINSHAW 
DIRECTOR
HOMER 
J. 
HOLLAND 
DIRECTOR
RICHARD 
E. 
KIPPER 
DIRECTOR
DAVID 
L. 
KORMAN 
EXECUTIVE OFFICER
PETER 
O. 
LAWSON-JOHNSTON II 
DIRECTOR
MICHAEL 
M. 
LEVATINO 
EXECUTIVE OFFICER
ALAN 
D. 
SCHWARTZ 
DIRECTOR
BRIAN 
T. 
SIR 
EXECUTIVE OFFICER
MARK 
R. 
WALTER 
EXECUTIVE OFFICER, DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2018-09-14 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
N/A
NONE