FIRST ALLIED HOLDINGS, INC.

Profile

Company Names

FIRST ALLIED HOLDINGS, INC.

Addresses

655 WEST BROADWAY, SAN DIEGO, CA 92101

Phone Numbers

310-414-6162

 

Entity Type:

CORPORATION

Industry:

OTHER BANKING AND FINANCIAL SERVICES, INVESTING

Year Incorporated:

2011

State Incorporated:

DELAWARE

Total Amount Raised:

$45,990,050.00

Number of Funding Rounds:

2
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
2
2011-12-30 
$2,790,050.00 
$2,790,050.00 
$0.00 
Equity 
1
2011-10-31 
$43,200,000.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ADAM 
 
ANTONIADES 
EXECUTIVE OFFICER, DIRECTOR
ADVANCED EQUITIES FINANCIAL CORP   |  FIRST ALLIED HOLDINGS, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC   |  GC TWO HOLDINGS, INC.
ROBERT 
 
BELKE 
EXECUTIVE OFFICER, DIRECTOR
FIRST ALLIED HOLDINGS, INC.   |  KEANE HOLDINGS INC.
ROBERT 
M. 
BELKE 
DIRECTOR
FIRST ALLIED HOLDINGS, INC.   |  LOVELL MINNICK EQUITY PARTNERS IV LP   |  LOVELL MINNICK EQUITY PARTNERS IV-A LP   |  LOVELL MINNICK EQUITY PARTNERS V LP   |  LOVELL MINNICK EQUITY PARTNERS V-A LP   |  LOVELL MINNICK EQUITY PARTNERS VI LP   |  LOVELL MINNICK EQUITY PARTNERS VI-A LP
MICHAEL 
 
DURA 
DIRECTOR
UNX COMPANIES LLC   |  ENERGY MATERIALS CORP   |  FIRST ALLIED HOLDINGS, INC.   |  KEANE HOLDINGS INC.
GREGG 
S. 
GLASER 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
ROBERT 
S. 
HOLCOMB 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
STEVE 
 
KRAMEISEN 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
JOEL 
E. 
MARKS 
EXECUTIVE OFFICER, DIRECTOR
FIRST ALLIED HOLDINGS, INC.
JAMES 
 
MINNICK 
EXECUTIVE OFFICER, DIRECTOR
FIRST ALLIED HOLDINGS, INC.   |  KEANE HOLDINGS INC.
ROB 
 
MOSES 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
JENNINGS 
J. 
NEWCOM 
EXECUTIVE OFFICER, DIRECTOR
MERCER ADVISORS INC   |  FIRST ALLIED HOLDINGS, INC.   |  KANALY HOLDINGS, LLC   |  LOVELL MINNICK EQUITY PARTNERS IV LP   |  LOVELL MINNICK EQUITY PARTNERS IV-A LP   |  LOVELL MINNICK EQUITY PARTNERS V LP   |  LOVELL MINNICK EQUITY PARTNERS V-A LP
TIY 
 
O-NEAL 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
MARK 
 
QUINN 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
J. 
VERE 
REYNOLDS-HALE 
EXECUTIVE OFFICER
FIRST ALLIED HOLDINGS, INC.
ALAN 
 
WARRICK 
DIRECTOR
FIRST ALLIED HOLDINGS, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2012-03-09
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2011-12-30 
2011-11-09
D
Link
INVESTING 
 
DECLINE TO DISCLOSE 
Equity 
2011-10-31 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#