CETERA FINANCIAL SPECIALISTS LLC

Profile

Company Names

CETERA FINANCIAL SPECIALISTS LLC

Addresses

1450 AMERICAN LANE, 6TH FLOOR, SUITE #650, SCHAUMBURG, IL 60173

1450 AMERICAN LANE, SUITE 650, SCHAUMBURG, IL 60173

1450 AMERICAN LANE, 6TH FLOOR, SUITE 650, SCHAUMBURG, IL 60173

200 N. MARTINGALE ROAD, SCHAUMBURG, IL 60173

200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

Phone Numbers

847-330-7900
310-257-7594

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

INVESTING

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$8,350,559.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2014-01-08 
$8,350,559.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ELAYNE 
 
BANKS 
EXECUTIVE OFFICER
ELAYNE 
G. 
BANKS 
EXECUTIVE OFFICER
CATHERINE 
 
BONNEAU 
DIRECTOR
JEFFREY 
 
BUCHHEISTER 
EXECUTIVE OFFICER
STEVE 
 
DUNLAP 
EXECUTIVE OFFICER, DIRECTOR
ANTHONY 
 
GILL 
EXECUTIVE OFFICER
BRIAN 
 
HALEY 
EXECUTIVE OFFICER
KRISTY 
 
HALEY 
EXECUTIVE OFFICER
JANANI 
 
IYENGAR 
EXECUTIVE OFFICER
BARBARA 
 
KESTERSON 
EXECUTIVE OFFICER
DAVID 
 
KIM 
EXECUTIVE OFFICER
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NICHOLE 
 
KIRCHER 
EXECUTIVE OFFICER
RONALD 
G. 
KRUEGER 
EXECUTIVE OFFICER, DIRECTOR
MAURA 
 
MIZUGUCHI 
EXECUTIVE OFFICER
JOSEPH 
D. 
NEARY 
EXECUTIVE OFFICER, DIRECTOR
JON 
 
ROTHENBERG 
EXECUTIVE OFFICER
JON 
H. 
ROTHENBERG 
EXECUTIVE OFFICER
GREGG 
 
RUVOLI 
EXECUTIVE OFFICER, DIRECTOR
MARK 
 
SHELSON 
EXECUTIVE OFFICER
STANLEY 
R. 
SMILEY 
EXECUTIVE OFFICER
DAVID 
 
VAN HAVERMAAT 
EXECUTIVE OFFICER
ENRIQUE 
 
VASQUEZ 
EXECUTIVE OFFICER, DIRECTOR
Filings
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Filing Type
Source URL
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Detailed Industry
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Securities
First Sale Date
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D/A
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
D
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
Brokers
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