CETERA ADVISOR NETWORKS LLC /CA

Profile

Company Names

CETERA ADVISOR NETWORKS LLC /CA
FINANCIAL NETWORK INVESTMENT CORP /CA

Addresses

2301 ROSECRANS AVENUE, SUITE 5100, EL SEGUNDO, CA 90245-5670

200 N. PACIFIC COAST HIGHWAY, SUITE 1300, EL SEGUNDO, CA 90245

200 NORTH SEPULVEDA BOULVARD, SUITE 200, EL SEGUNDO, CA 90245-5670

200 NORTH SEPULVEDA BOULEVARD, SUITE 1200, EL SEGUNDO, CA 90245

200 N. SEPULVEDA BOULEVARD, SUITE 1200, EL SEGUNDO, CA 90245

200 NORTH SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5670

Phone Numbers

800-879-8100
(800) 879-8100

 

Entity Type:

CORPORATION

Industry:

INVESTING

Year Incorporated:

> 5 years ago

State Incorporated:

DISTRICT OF COLUMBIA

Total Amount Raised:

$74,163,547.00

Number of Funding Rounds:

5
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
5
2013-01-01 
$3,375,912.00 
INDEFINITE 
INDEFINITE 
 
4
2012-01-01 
$3,060,307.00 
INDEFINITE 
INDEFINITE 
 
3
2011-01-01 
$2,690,257.00 
INDEFINITE 
INDEFINITE 
 
2
2010-01-01 
$2,650,216.00 
INDEFINITE 
INDEFINITE 
 
1
2009-01-01 
$62,386,855.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ADAM 
 
ANTONIADES 
DIRECTOR
ADVANCED EQUITIES FINANCIAL CORP   |  FIRST ALLIED HOLDINGS, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC   |  GC TWO HOLDINGS, INC.
DAVID 
 
BALLARD 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC   |  CANTILEVER CAPITAL LP
VALERIE 
 
BROWN 
EXECUTIVE OFFICER, DIRECTOR
FINANCIAL NETWORK INVESTMENT CORP /CA   |  MULTI FINANCIAL SECURITIES CORP/CO   |  ING FINANCIAL PARTNERS INC   |  CETERA FINANCIAL HOLDINGS, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
JEFFREY 
 
BUCHHEISTER 
EXECUTIVE OFFICER
GC TWO HOLDINGS, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
GARY 
 
CHAFFIN 
EXECUTIVE OFFICER
NEW CONTINUUM HOLDINGS CORP   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
KOFI 
 
COAXUM 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA
STEVE 
 
DUNLAP 
DIRECTOR, EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
ASHLEY 
 
DURYEA 
EXECUTIVE OFFICER, DIRECTOR
FINANCIAL NETWORK INVESTMENT CORP /CA   |  MULTI FINANCIAL SECURITIES CORP/CO   |  ING FINANCIAL PARTNERS INC
JON 
 
FROJEN 
EXECUTIVE OFFICER, DIRECTOR
FINANCIAL NETWORK INVESTMENT CORP /CA   |  MULTI FINANCIAL SECURITIES CORP/CO   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
JON 
200 SEPULVEDA BOULEVARD 
FROJEN 
EXECUTIVE OFFICER, DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA
ANDY 
 
GILL 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
LISA 
 
GOK 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC   |  GC TWO HOLDINGS, INC.
THOMAS 
 
GOOLEY 
DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA
KRISTY 
 
HALEY 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
THOMAS 
 
HALLORAN 
EXECUTIVE OFFICER
VOYA FINANCIAL ADVISORS, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO
CYNDI 
 
HAMEL 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
JACK 
R. 
HANDY, JR. 
EXECUTIVE OFFICER, DIRECTOR
FINANCIAL NETWORK INVESTMENT CORP /CA   |  CETERA ADVISOR NETWORKS LLC /CA
BRETT 
 
HARRISON 
DIRECTOR
MULTI FINANCIAL SECURITIES CORP/CO   |  CETERA ADVISORS LLC /CO   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA FINANCIAL SPECIALISTS LLC   |  ROOMIE, INC.   |  ARCHITECT FINANCIAL TECHNOLOGIES INC.   |  TERN AI INC.
JANANI 
 
IYENGAR 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
BRYAN 
 
JACOBSEN 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA
BARBARA 
 
KESTERSON 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
DAVID 
 
KIM 
EXECUTIVE OFFICER
CONTECH CONSTRUCTION PRODUCTS HOLDINGS INC   |  TV2 HOLDING CO   |  ACE LEARNING COMPANY, INC.   |  FARALLON CAPITAL PARTNERS, L.P.   |  FCOI II HOLDINGS, L.P.   |  FARALLON INVESTMENT HOLDINGS, L.P.   |  FARALLON CAPITAL (AM) INVESTORS, L.P.   |  FARALLON EUROPEAN PRIVATE CREDIT, L.P.   |  FARALLON EUROPEAN PRIVATE CREDIT MASTER, L.P.   |  FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.   |  LUMIATA, INC.   |  FARALLON CAPITAL F5 INVESTORS I, L.P.   |  FARALLON CAPITAL F5 INVESTORS II, L.P.   |  PEERNOVA, INC.   |  TISSUE ANALYTICS, INC.   |  OTC EXCHANGE NETWORK, INC.   |  REGAL HEALTHCARE CAPITAL PARTNERS, L.P.   |  NEOSENSORY, INC.   |  GRIFFITH FOODS INTERNATIONAL INC.   |  POST LTD TERM HIGH YIELD FUND, L.P.   |  POST TRADITIONAL HIGH YIELD FUND, L.P.   |  POST INTERMEDIATE TERM HIGH YIELD FUND, L.P.   |  POST SENIOR LOAN FUND, L.P.   |  EMBR LABS INC.   |  POST CREDIT OPPORTUNITIES FUND (ONSHORE), LP   |  RHCP-II QP, L.P.   |  RHCP-II, L.P.   |  SPECIAL ANESTHESIA MANAGEMENT SERVICES, LLC   |  G-TECH MEDICAL, INC.   |  USIP INVESTORS HOLDINGS, L.L.C.   |  RHCP-BUKA DERM II, LLC   |  RHCP-ABHM, LLC   |  RUNE LABS, INC.   |  VARSITY EMERGENCY CARE HOLDINGS, LLC   |  HORN BARBECUE MANDELA LLC   |  BASCOM VALUE ADDED APARTMENT INVESTORS V, LLC   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC   |  THRIVEWORKS TOPCO, LLC   |  NEURAL DATA TECHNOLOGIES LTD.   |  RHCP-III QP, L.P.   |  RHCP-III, L.P.   |  BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC   |  TILIA LLC
DOUGLAS 
S. 
KING 
EXECUTIVE OFFICER, DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA
WINNIE 
 
LEE 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
MARK 
 
MARR 
EXECUTIVE OFFICER, DIRECTOR
FINANCIAL NETWORK INVESTMENT CORP /CA   |  MULTI FINANCIAL SECURITIES CORP/CO   |  ING FINANCIAL PARTNERS INC   |  CETERA FINANCIAL HOLDINGS, INC.
PATRICIA 
 
MCCALLOP 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA
MAURA 
R. 
MIZUGUCHI 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO
JOSEPH 
 
NEARY 
DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
JOSEPH 
D. 
NEARY 
EXECUTIVE OFFICER, DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
GREG 
 
OLSON 
EXECUTIVE OFFICER
FIRST NATIONAL FINANCIAL SERVICES, INC.   |  CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
SUMMER 
 
PRETZER 
DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA
LARRY 
 
ROTH 
DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
MARK 
 
SHELSON 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
STAN 
 
SMILEY 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
STANLEY 
R. 
SMILEY 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
TIM 
 
STINSON 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA FINANCIAL SPECIALISTS LLC   |  CETERA ADVISORS LLC /CO
TIMOTHY 
 
STONE 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CATCH TOPCO, INC.   |  INSRV, INC.
TIMOTHY 
P. 
STONE 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA
THOMAS 
B. 
TAYLOR 
EXECUTIVE OFFICER, DIRECTOR
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
TOM 
 
TAYLOR 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  UV CONCEPTS INC.
DAVID 
 
VAN HAVERMAAT 
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA   |  CETERA ADVISORS LLC /CO   |  CETERA FINANCIAL SPECIALISTS LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2024-05-16
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2023-04-27
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2023-04-27
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2022-04-29
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-19
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2020-05-12
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2019-05-06
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2018-05-07
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2017-04-27
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2016-04-18
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2015-01-16
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2014-01-16
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2013-01-15
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2013-01-01 
2012-01-12
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2012-01-01 
2011-01-13
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2011-01-01 
2010-01-13
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2010-01-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#