LIGHTHOUSE DIVERSIFIED FUND LTD
Profile
Company Names
LIGHTHOUSE DIVERSIFIED FUND LTD
Addresses
MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET, GRAND CAYMAN, E9 KY1-1104
190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
WALKERS CORPORATE LIMITED, CAYMAN CORPORATE CENTRE 27 HOSPITAL ROAD, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008
45 MARKET STREET, SUITE 3205, 2ND FL, GARDENIA COURT, CAMANA BAY, GRAND CAYMAN, E9 KY1-9003
Phone Numbers
3459467412
3458147685
345-949-8066
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$6,991,873,626.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2001-02-01
$6,991,873,626.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
BENJAMIN
C.
BROWNING
EXECUTIVE OFFICER, DIRECTOR
K2 LONG SHORT FUND LLC
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| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 FIREBOX INVESTMENTS FUND LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 BAY RESOURCE PARTNERS FUND LLC
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE NM FUND LTD
| PHOENIX LHF LTD.
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| MESIROW TSRHC FUND, LTD.
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LHP STRATEGIC ALPHA FUND, LLC
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| LH PRIVATE CONSUMER CREDIT LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| PW MAP FUND LP
| PW MAP LTD
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| LIGHTHOUSE AGGRESSIVE GROWTH FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II, L.P.
| LIGHTHOUSE GLOBAL LONG/SHORT FUND, L.P.
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| NORTH ROCK FUND, L.P.
| NORTH ROCK FUND, LTD
| FORTRESS BEACON LP
| PIER61 FUND, LTD
| PIER61 FUND, LP
| PENGLAI PEAK OFFSHORE FUND, LTD.
| PENGLAI PEAK FUND, LP
| FORTRESS BEACON LTD
| LH PRIVATE CONSUMER CREDIT LP
N/A
GLOBEOP FINANCIAL SERVICES LLC
PROMOTER
DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| NORTH ROCK FUND, L.P.
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
N/A
HFA HOLDINGS LIMITED
PROMOTER
LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
| PHC FUND LTD.
N/A
LIGHTHOUSE DIVERSIFIED MASTER SEGREGATED PORTFOLIO
PROMOTER
(LLC)
LIGHTHOUSE INVESTMENT PARTNERS LLC
PROMOTER
N/A
N/A
LIGHTHOUSE INVESTMENT PARTNERS LLC
PROMOTER
LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| PHOENIX LHF LTD.
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| MESIROW TSRHC FUND, LTD.
| EAGLE HARBOR MULTI-STRATEGY FUND LP
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| MAP INSTITUTIONAL LLC 801 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP INSTITUTIONAL LLC 802 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP 850 SP, A SEGREGATED PORTFOLIO OF MAP INSTITUTIONAL SPC
| LH BEACON LP
| PC MAP FUND LP
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| PENGLAI PEAK FUND, LP
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| EAGLE HARBOR MULTI-STRATEGY FUND LTD
| PIER61 FUND, LTD
| PIER61 FUND, LP
| PC MAP LTD
| LH BEACON LTD
| LH PRIVATE CONSUMER CREDIT LP
| FORTRESS BEACON LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
| PW MAP FUND LP
| PW MAP LTD
N/A
LIGHTHOUSE INVESTMENT PARTNERS, LLC
EXECUTIVE OFFICER
LIGHTHOUSE DIVERSIFIED FUND QP LP
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE CASEMENT SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| ASCEND SERIES, A SERIES OF LHP ATLAS FUND, LLC
| ASCEND SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| NORTH ROCK FUND, LTD
| PHOENIX LHF LTD.
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| MESIROW HINSDALE AVENUE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| MESIROW OPPORTUNITY FUND, LTD.
| ANTARES GLOBAL OPPORTUNITIES, L.P.
| MESIROW VERITY FUND, LTD.
| MESIROW TSRHC FUND, LTD.
| MESIROW MRP FUND, LTD.
| MESIROW/JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD.
| MESIROW GARFIELD RIDGE SOUTH FUND, LTD.
| MESIROW CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| MESIROW CENTENNIAL FUND, LTD.
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| UNIGESTION RISK PREMIA FUND, L.P.
| EAGLE HARBOR MULTI-STRATEGY FUND LP
| UNIGESTION CLASSIC STRATEGIC FUND, LTD.
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| MAP INSTITUTIONAL LLC 801 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP INSTITUTIONAL LLC 802 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP 850 SP, A SEGREGATED PORTFOLIO OF MAP INSTITUTIONAL SPC
| LH BEACON LTD
| LIGHTHOUSE AGGRESSIVE GROWTH FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II, L.P.
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG/SHORT FUND, L.P.
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| FORTRESS BEACON LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| PIER61 FUND, LTD
| PIER61 FUND, LP
| PENGLAI PEAK OFFSHORE FUND, LTD.
| PENGLAI PEAK FUND, LP
| FORTRESS BEACON LTD
| LH PRIVATE CONSUMER CREDIT LP
| LH PRIVATE CONSUMER CREDIT LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
N/A
LMA IRELAND
PROMOTER
LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
N/A
LMA SPC
PROMOTER
LIGHTHOUSE NAVIGATOR FUND LP
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE PRIME SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ALPHA SERIES
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
N/A
MAPLES FIDUCIARY SERVICES CAYMAN LIMITED
DIRECTOR
SEAN
G.
MCGOULD
EXECUTIVE OFFICER, DIRECTOR
LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE DIVERSIFIED FUND QP LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE V FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ALPHA SERIES
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC-LIGHTHOUSE TREND SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC - LIGHTHOUSE GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE NAVIGATOR FUND LP
| LIGHTHOUSE NAVIGATOR FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE PRIME SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| NORTH ROCK FUND, L.P.
| ASCEND SERIES, A SERIES OF LHP ATLAS FUND, LLC
| GAM GLOBAL RATES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| INLET POINT SPECIAL OPPORTUNITIES FUND, LLC
| INLET POINT SPECIAL OPPORTUNITIES OFFSHORE FUND LTD.
| INLET POINT ALTERNATIVE INCOME OFFSHORE FUND LTD.
| NORTH ROCK FUND, LTD
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| MESIROW HINSDALE AVENUE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| MESIROW OPPORTUNITY FUND, LTD.
| ANTARES GLOBAL OPPORTUNITIES, L.P.
| MESIROW VERITY FUND, LTD.
| MESIROW TSRHC FUND, LTD.
| MESIROW MRP FUND, LTD.
| MESIROW/JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD.
| MESIROW GARFIELD RIDGE SOUTH FUND, LTD.
| MESIROW EAST BURTON FUND, LTD.
| MESIROW CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| MESIROW CENTENNIAL FUND, LTD.
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| UNIGESTION RISK PREMIA FUND, L.P.
| EAGLE HARBOR MULTI-STRATEGY FUND LP
| MAP 850 SP, A SEGREGATED PORTFOLIO OF MAP INSTITUTIONAL SPC
| PC MAP FUND LP
| LH BEACON LP
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| PHOENIX LHF LTD.
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| MAP INSTITUTIONAL LLC 801 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP INSTITUTIONAL LLC 802 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| PENGLAI PEAK FUND, LP
| PC MAP LTD
| LH BEACON LTD
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| EAGLE HARBOR MULTI-STRATEGY FUND LTD
| PIER61 FUND, LTD
| PIER61 FUND, LP
| LH PRIVATE CONSUMER CREDIT LP
| LH PRIVATE CONSUMER CREDIT LTD
| FORTRESS BEACON LP
| FORTRESS BEACON LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| PW MAP FUND LP
| PW MAP LTD
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| LIGHTHOUSE AGGRESSIVE GROWTH FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II, L.P.
| LIGHTHOUSE GLOBAL LONG/SHORT FUND, L.P.
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| PENGLAI PEAK OFFSHORE FUND, LTD.
BARRY
MCGRATH
DIRECTOR
SOURCE MARKETS PLC - DJ STOXX 600 OPTIMISED BANK SOURCE ETF
| SOURCE MARKETS PIC - DJ STOXX 600 OPTIMISED INDUSTRIAL GOODS + SERVICES SOURCE ETF
| MW DIVERSIFIED EUROPE TOPS FUND
| MW CORE FUND
| MWG JAPAN MARKET NEUTRAL FUND
| MWG JAPAN DYNAMIC NET EXPOSURE FUND
| MW MARKET NEUTRAL TOPS FUND
| MW GLOBAL TOPS FUND
| MW GLOBAL TOPS ERISA FUND
| MW EUROPEAN TOPS FUND
| MW EUREKA FUND
| MW AMERICAS TOPS (US) FUND
| MW EUREKA (US) FUND
| MW GLOBAL FINANCIALS EMERGING GROWTH (US) FUND
| MARSHALL WACE FUNDS LP
| MWG JAPAN MARKET NEUTRAL ERISA FUND
| MW AMERICAS TOPS LONG-ONLY FUND LP
| MW GLOBAL FINANCIALS MARKET NEUTRAL FUND
| MW GLOBAL FINANCIALS MARKET NEUTRAL ERISA FUND
| MW CORE FUND II
| MWG JAPAN GEKIRIN FUND
| MW GLOBAL OPPORTUNITIES FUND
| MW JAPAN MARKET NEUTRAL ERISA FUND
| MW EUREKA (US) FUND II
| MW JAPAN MARKET NEUTRAL FUND
| MW JAPAN GEKIRIN FUND
| MW DEVELOPED EUROPE TOPS (US) FUND
| MW GLOBAL OPPORTUNITIES (US) FUND
| GFS MAP TRUST
| MW TOPS WORLD EQUITIES (US) FUND
| MW MARKET NEUTRAL TOPS (US) FUND
| MW EUROPEAN TOPS (US) FUND
| GFS MAP (IRELAND) PLC
| PHC FUND LTD.
| PHOENIX LHF LTD.
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| NORTH ROCK FUND, LTD
| VOLORIDGE FUND, LTD.
| VOLORIDGE TRADING AGGRESSIVE FUND, LTD.
| VOLORIDGE SUSTAINABILITY FUND, LTD.
| VOLORIDGE CLIMATE CHANGE FUND, LTD.
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
BARRY
N/A
MCGRATH
DIRECTOR
J.
SCOTT
PERKINS
EXECUTIVE OFFICER, DIRECTOR
LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE DIVERSIFIED FUND QP LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE V FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ALPHA SERIES
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC-LIGHTHOUSE TREND SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC - LIGHTHOUSE GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE NAVIGATOR FUND LP
| LIGHTHOUSE NAVIGATOR FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE PRIME SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| LHP STRATEGIC ALPHA FUND, LLC
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE CASEMENT SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| ASCEND SERIES, A SERIES OF LHP ATLAS FUND, LLC
| ASCEND SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| INLET POINT SPECIAL OPPORTUNITIES FUND, LLC
| INLET POINT SPECIAL OPPORTUNITIES OFFSHORE FUND LTD.
| INLET POINT ALTERNATIVE INCOME OFFSHORE FUND LTD.
| NORTH ROCK FUND, LTD
| PHOENIX LHF LTD.
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| MESIROW HINSDALE AVENUE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| MESIROW OPPORTUNITY FUND, LTD.
| ANTARES GLOBAL OPPORTUNITIES, L.P.
| MESIROW VERITY FUND, LTD.
| MESIROW TSRHC FUND, LTD.
| MESIROW MRP FUND, LTD.
| MESIROW/JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD.
| MESIROW GARFIELD RIDGE SOUTH FUND, LTD.
| MESIROW EAST BURTON FUND, LTD.
| MESIROW CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| MESIROW CENTENNIAL FUND, LTD.
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| UNIGESTION RISK PREMIA FUND, L.P.
| EAGLE HARBOR MULTI-STRATEGY FUND LP
| UNIGESTION CLASSIC STRATEGIC FUND, LTD.
| MAP 850 SP, A SEGREGATED PORTFOLIO OF MAP INSTITUTIONAL SPC
| MAP INSTITUTIONAL LLC 801 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP INSTITUTIONAL LLC 802 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| PC MAP FUND LP
| LH BEACON LP
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| PENGLAI PEAK FUND, LP
| PC MAP LTD
| LH BEACON LTD
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| EAGLE HARBOR MULTI-STRATEGY FUND LTD
| PIER61 FUND, LTD
| PIER61 FUND, LP
| LH PRIVATE CONSUMER CREDIT LP
KELLY
R.
PERKINS
EXECUTIVE OFFICER
LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE DIVERSIFIED FUND QP LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE V FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ALPHA SERIES
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC-LIGHTHOUSE TREND SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC - LIGHTHOUSE GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE NAVIGATOR FUND LP
| LIGHTHOUSE NAVIGATOR FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE PRIME SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE CASEMENT SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| ASCEND SERIES, A SERIES OF LHP ATLAS FUND, LLC
| ASCEND SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| INLET POINT SPECIAL OPPORTUNITIES FUND, LLC
| INLET POINT SPECIAL OPPORTUNITIES OFFSHORE FUND LTD.
| INLET POINT ALTERNATIVE INCOME OFFSHORE FUND LTD.
| NORTH ROCK FUND, LTD
| PHOENIX LHF LTD.
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| MESIROW HINSDALE AVENUE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| MESIROW OPPORTUNITY FUND, LTD.
| ANTARES GLOBAL OPPORTUNITIES, L.P.
| MESIROW VERITY FUND, LTD.
| MESIROW TSRHC FUND, LTD.
| MESIROW MRP FUND, LTD.
| MESIROW/JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD.
| MESIROW GARFIELD RIDGE SOUTH FUND, LTD.
| MESIROW EAST BURTON FUND, LTD.
| MESIROW CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| MESIROW CENTENNIAL FUND, LTD.
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| UNIGESTION RISK PREMIA FUND, L.P.
| EAGLE HARBOR MULTI-STRATEGY FUND LP
GEORGIA
PRINSLOO
DIRECTOR
EMPIRE CAPITAL PARTNERS, LTD.
| ISLAND DRIVE OFFSHORE, LTD.
| NS CAPITAL OFFSHORE, LTD.
| WISHBONE INTERNATIONAL PARTNERS, LTD.
| ACACIA CONSERVATION FUND (OFFSHORE), LTD.
| EMPIRE CAPITAL PARTNERS ENHANCED, LTD.
| WESLEY CAPITAL, LTD.
| LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS F SHARES)
| LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS D + E SHARES)
| LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS C SHARES)
| WESLEY CAPITAL INSTITUTIONAL, LTD.
| CORVEX OFFSHORE LTD
| WELLS STREET OFFSHORE, LTD.
| LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS K + L SHARES)
| UBS MILLENNIUM FUND (OFFSHORE), LTD.
| MAGNITUDE PARTNERS INTERNATIONAL, LTD.
| PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
| PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 1 LTD
| PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD
| PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD
| PIMCO COMBINED ALPHA STRATEGIES OFFSHORE FUND LTD
| PIMCO ABSOLUTE RETURN STRATEGY II OFFSHORE FUND LTD
| MERCHANTS- GATE OFFSHORE FUND LTD
| PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
| PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND II, LTD.
| PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
| UBS GS INVESTMENT PARTNERS (OFFSHORE), LTD.
| RCH ENERGY OPPORTUNITY FUND II - US FEEDER FUND, LTD.
| JET CAPITAL CONCENTRATED OFFSHORE FUND, LTD.
| PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND, LTD.
| DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP
| DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP
| BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND
| PIMCO LOAN INTERESTS + CREDIT OFFSHORE FUND LTD.
| OHA DIVERSIFIED CREDIT STRATEGIES FUND (OFFSHORE), LTD.
| MAGNITUDE INSTITUTIONAL, LTD.
| ALPHAGEN MULTI HEDGE FUND LTD
| CHARTER BRIDGE CAPITAL PARTNERS (CAYMAN), LTD
| PANAGORA DIVERSIFIED ARBITRAGE OFF-SHORE FUND, LTD.
| PANAGORA DIVERSIFIED ARBITRAGE MASTER FUND, LTD.
| PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND II LTD.
| PIMCO ABSOLUTE RETURN STRATEGY III OVERLAY OFFSHORE FUND LTD.
| TAMARACK GLOBAL HEALTHCARE OFFSHORE FUND, LTD.
| PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
| QMS DIVERSIFIED GLOBAL MACRO OFFSHORE FUND LTD.
| WILSHIRE INSTITUTIONAL MASTER FUND II SPC
| ANANDAR EVENT OPPORTUNITIES MASTER FUND LTD.
| ANANDAR EVENT OPPORTUNITIES FUND LTD.
| CCI MICRO HEALTHCARE PARTNERS, LTD.
| BROOKFIELD ADVANTAGE OFFSHORE FUND LTD.
| BROOKFIELD GLOBAL ENERGY LONG/SHORT OFFSHORE FUND LTD.
| GUARD MACRO OFFSHORE FEEDER FUND
| GUARD MACRO US FEEDER FUND
| GOVERNORS LANE OFFSHORE FUND LTD.
| LOGEN ASSET MANAGEMENT OFFSHORE FUND LTD.
| RED CLIFF ASIA FUND
| PANAGORA RISK PARITY MULTI ASSET FUND (C), LTD.
| PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES B
| PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES A
| PHOENIX MAG, LTD.
| BLOOM TREE OFFSHORE FUND, LTD.
| MANA OMEGA FUND CAYMAN LTD.
| CENTIVA OFFSHORE FUND, LTD.
| GARGOYLE HEDGED VALUE (CI) FUND LTD.
| ZAIS ZEPHYR 7, LTD.
| DELONIX OFFSHORE FUND LTD
| PANAGORA RISK PARITY MULTI ASSET MASTER FUND, LTD.
| PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES B
| PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES A
| PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND (B), LTD.
| KCL CAPITAL FUND, L.P.
| KCL CAPITAL OFFSHORE FUND, LTD.
| YUNQI PATH CAPITAL ONSHORE FUND
| PHOENIX LHF LTD.
| ZAIS INARI FUND 2, LTD.
| ZAIS ZEPHYR 8, LTD.
| MALTA MARKET NEUTRAL OFFSHORE FUND LTD.
| MALTA MARKET NEUTRAL MASTER FUND LTD
| MAGNITUDE SYSTEMATIC LONG/SHORT, LTD.
| SYLEBRA CAPITAL PARTNERS (ONSHORE), LTD.
| SYLEBRA CAPITAL PARTNERS (OFFSHORE), LTD.
| ROSE GROVE HENLEY CAYMAN FUND LTD.
| VOLORIDGE FUND, LTD.
| EAST ONE COMMODITY FUND LTD
| BAYMOUNT OFFSHORE FUND I LTD
| VOLORIDGE SUSTAINABILITY FUND, LTD.
| SYLEBRA CAPITAL PARC ONSHORE FUND
| ROSE GROVE OFFSHORE FUND I, LTD.
| AVIDITY CAPITAL OFFSHORE FUND LTD.
| CASTLEKNIGHT OFFSHORE FUND LTD
| VOLORIDGE CLIMATE CHANGE FUND, LTD.
| GDIF US HEDGED FEEDER FUND LP
| VOLORIDGE TRADING AGGRESSIVE FUND, LTD.
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| EAST VALUES COMMODITY FUND LTD
| SYLEBRA CAPITAL PARC OFFSHORE FUND
| ROSE GROVE WELLESLEY CAYMAN FUND LTD.
| ZAIS ZEPHYR 9, LTD.
| MALTA MARKET NEUTRAL MASTER FUND, LTD.
| TITANITE CAPITAL INTERNATIONAL LTD.
| PANAGORA RISK MANAGED GLOBAL OPPORTUNITIES MASTER FUND, LTD.
| ZAIS ZEPHYR 10, LTD.
| FOREST AVENUE OFFSHORE FUND LTD
| NICHE PLUS OFFSHORE FUND LTD
| PC MAP LTD
| MAGNITUDE LUCIDA, LTD.
| WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND, LTD.
| WELLINGTON INDIA SELECT FUND, LTD.
| WELLINGTON GLOBAL MULTI-STRATEGY FUND (CAYMAN), LTD.
| ITHAN CREEK INVESTORS (CAYMAN), LTD.
| WELLINGTON MANAGEMENT INVESTORS (BERMUDA), LTD.
| WELLINGTON GLOBAL EQUITY LONG/SHORT FUND, LTD.
| IGUAZU INVESTORS (CAYMAN), SPC
| HAWKES BAY INVESTORS (CAYMAN), LTD.
| PAGOSA INVESTORS (CAYMAN), LTD.
| WELLINGTON SECURITIZED OPPORTUNITIES, LTD.
| NEXT GENERATION VEHICLES FUND (CAYMAN), LTD.
| WELLINGTON INSTITUTIONAL MULTI-STRATEGY FUND (CAYMAN), LTD.
| GLOBAL RESEARCH EQUITY EXTENDED FUND (CAYMAN), LTD.
| WELLINGTON CREDIT STRATEGIES FUND (CAYMAN), LTD.
| WELLINGTON-CIS DIVERSIFYING STRATEGIES FUND (CAYMAN), LTD.
| WELLINGTON NATURAL GAS OPPORTUNITIES II FUND (CAYMAN), LTD.
| WELLINGTON MACRO STRATEGIES FUND (CAYMAN), LTD.
| LH PRIVATE CONSUMER CREDIT LTD
| BRIDGEWATER PURE ALPHA FUND VI, LTD.
| BRIDGEWATER PURE ALPHA FUND V, LTD.
| BRIDGEWATER PURE ALPHA FUND II, LTD.
| BRIDGEWATER PURE ALPHA FUNDS LTD.
| BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.
| BRIDGEWATER ALL WEATHER CHINA, LTD.
| BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.
| BRIDGEWATER AIA LABS MACRO FUND (CIC), LP
| BRIDGEWATER AIA LABS MACRO FUND (CIP), LP
| BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP
| BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP
| BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| NORTH ROCK FUND, LTD
| PENGLAI PEAK OFFSHORE FUND, LTD.
| FORTRESS BEACON LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND (CAYMAN), LTD.
| BAY POND SELECT OPPORTUNITIES FUND (CAYMAN), LTD.
GEORGIA
N/A
PRINSLOO
DIRECTOR
NORTH ROCK FUND, LTD
| PHOENIX LHF LTD.
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| EAGLE HARBOR MULTI-STRATEGY FUND LTD
| PC MAP LTD
| LH PRIVATE CONSUMER CREDIT LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| PW MAP LTD
ROBERT
P.
SWAN, III
EXECUTIVE OFFICER, DIRECTOR
LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE COMPOSITE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE MANAGED FUTURES FUND, SPC
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LIGHTHOUSE DIVERSIFIED FUND LP
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE DIVERSIFIED FUND QP LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE V FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ALPHA SERIES
| LIGHTHOUSE MANAGED FUTURES FUND, L.L.C. - LIGHTHOUSE COMPOSITE SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC-LIGHTHOUSE TREND SERIES
| LIGHTHOUSE MANAGED FUTURES FUND LLC - LIGHTHOUSE GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE NAVIGATOR FUND LP
| LIGHTHOUSE NAVIGATOR FUND LTD
| LIGHTHOUSE CREDIT COMPASS SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE PRIME SERIES (A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC)
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| HENDERSON ALPHAGEN OCTANIS SERIES, A SERIES OF LGMA LLC
| YORK GLOBAL VALUE SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| YORK GLOBAL VALUE SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| HENDERSON ALPHAGEN OCTANIS SP, A SEGREGATED PORTFOLIO OF LGMA SPC
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| EARNEST SERIES, A SERIES OF LPE, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND, LP
| SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC
| NORTH ROCK FUND, L.P.
| LIGHTHOUSE NM FUND LTD
| ALPHAGEN SERIES, A SERIES OF LGMA LLC
| LIGHTHOUSE CASEMENT SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| ASCEND SERIES, A SERIES OF LHP ATLAS FUND, LLC
| ASCEND SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| GAM GLOBAL RATES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| INLET POINT ALTERNATIVE INCOME OFFSHORE FUND LTD.
| NORTH ROCK FUND, LTD
| PHOENIX LHF LTD.
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| MESIROW HINSDALE AVENUE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| MESIROW OPPORTUNITY FUND, LTD.
| ANTARES GLOBAL OPPORTUNITIES, L.P.
| MESIROW VERITY FUND, LTD.
| MESIROW TSRHC FUND, LTD.
| MESIROW MRP FUND, LTD.
| MESIROW/JOINT PENSION ALTERNATIVE STRATEGIES FUND, LTD.
| MESIROW GARFIELD RIDGE SOUTH FUND, LTD.
| MESIROW EAST BURTON FUND, LTD.
| MESIROW CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| MESIROW CENTENNIAL FUND, LTD.
| MAP INSTITUTIONAL LLC 800 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| UNIGESTION RISK PREMIA FUND, L.P.
| MAP INSTITUTIONAL LLC 801 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP INSTITUTIONAL LLC 802 SERIES, A SERIES OF MAP INSTITUTIONAL LLC
| MAP 850 SP, A SEGREGATED PORTFOLIO OF MAP INSTITUTIONAL SPC
| PC MAP FUND LP
| LH BEACON LP
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| PENGLAI PEAK FUND, LP
| PC MAP LTD
| LH BEACON LTD
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| PIER61 FUND, LTD
| PIER61 FUND, LP
| LH PRIVATE CONSUMER CREDIT LP
| LIGHTHOUSE AGGRESSIVE GROWTH FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II, L.P.
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG/SHORT FUND, L.P.
| FORTRESS BEACON LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| PENGLAI PEAK OFFSHORE FUND, LTD.
| FORTRESS BEACON LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
ROBERT
P.
SWANN, III
DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
AAN ADVISOR HK LIMITED
NONE
NONE
NONE
BANK JULIUS BAER AND CO LTD
NONE
NONE
NONE
MESIROW FINANCIAL HOLDINGS, INC.
NONE
NONE
NONE
CIBC NATIONAL TRUST COMPANY
NONE
NONE
NONE
BANK JULIUS BAER CO. LTD.
NONE
NONE
NONE
ATLANTIC TRUST COMPANY
NONE
NONE
NONE
CAPITAL STRATEGIES PARTNERS AV SA
NONE
NONE
NONE
BANK JULIUS BAER + CO. LTD.
NONE
NONE
NONE
GORNTAZY GROUP LTD.
NONE
NONE
NONE
SUNTRUST BANKS, INC.
NONE
NONE
NONE
CAIGIN INTERNATIONAL (HK) LTD.
NONE
NONE
NONE
DAISHIN SECURITIES CO., LTD
NONE
ATLANTIC TRUST COMPANY
NONE
ATLANTIC TRUST COMPANY
NONE
NONE
NONE
CERTITUDE GLOBAL INVESTMENTS LIMITED
NONE
NONE
NONE
SOCIETE GENERALE PRIVATE BANK
NONE
CAPITAL STRATEGIES PARTNERS AV SA
NONE
CAPITAL STRATEGIES PARTNERS AV SA
NONE
HFA ASSET MANAGEMENT LIMITED
NONE
HFA ASSET MANAGEMENT LIMITED
NONE
UBS AG
NONE
UBS AG
NONE
