RUSSELL 

 

BURT 

DIRECTOR

RONIT GLOBAL OPPORTUNITIES FUND LP   |  ASHENDEN GLOBAL FUND LP   |  HERMES GLOBAL INVESTMENT FUNDS (CAYMAN) MASTER, SPC - HERMES EMERGING ASIA EQUITY FUND S.P.   |  FARALLON CAPITAL OFFSHORE INVESTORS, INC.   |  GLENVIEW CAPITAL PARTNERS CAYMAN LTD   |  GLENVIEW OFFSHORE OPPORTUNITY FUND, LTD.   |  QUANTICA MANAGED FUTURES FUND INC.   |  HITCHWOOD CAPITAL FUND LTD.   |  KAVI GLOBAL OPPORTUNITY OFFSHORE FUND, LTD   |  TREND MACRO OFFSHORE LTD.   |  HBK MERGER STRATEGIES OFFSHORE FUND LTD.   |  GRAMERCY VENEZUELA OPPORTUNITY MASTER FUND   |  BRENHAM CAPITAL OFFSHORE FUND, LTD.   |  FARALLON EQUITY PARTNERS INTERNATIONAL, LTD.   |  METACAPITAL MORTGAGE OPPORTUNITIES FUND, LTD.   |  METACAPITAL MORTGAGE VALUE FUND, LTD.   |  METACAPITAL RISING RATES FUND, LTD.   |  TREND MACRO ERISA FUND LTD.   |  RONIT GLOBAL OPPORTUNITIES FUND LTD   |  GRAMERCY DISTRESSED ARGENTINA MASTER FUND III SPC - PUBLIC SP   |  GRAMERCY VENEZUELA OPPORTUNITY OFFSHORE FUND   |  MONTERONE PARTNERS MASTER FUND LTD   |  BROAD REACH (US) FUND LP   |  BROAD REACH FUND LTD   |  ANGEL OAK STRATEGIC MORTGAGE INCOME FUND, LTD.   |  MONTERONE PARTNERS LONG SHORT FUND LP   |  MONTERONE PARTNERS LONG SHORT FUND LTD   |  AUIM CREDIT OPPORTUNITIES FUND, LLC   |  ASHENDEN TREND PLUS FUND LP   |  GENERAL EQUITY PARTNERS OFFSHORE LTD   |  FCOI II CURRENCY CLASS FUND, LTD.   |  KIRKOSWALD GLOBAL MACRO FUND LP   |  RBMP CAPITAL FUND LP   |  IPM SYSTEMATIC MACRO FUND   |  KIRKOSWALD GLOBAL MACRO FUND LTD   |  GRAMERCY DISTRESSED ARGENTINA FUND IV   |  BLANTYRE SPECIAL SITUATIONS FUND I LTD   |  BLANTYRE SPECIAL SITUATIONS FUND I LP   |  AVIDITY CAPITAL OFFSHORE FUND LTD.   |  BLUECOVE EQUINOX CREDIT FUND L.P.   |  BLUECOVE EQUINOX CREDIT FUND LTD   |  GRAMERCY EMERGING MARKETS DYNAMIC CREDIT FUND   |  CIRERA FUND LTD   |  TCIM OFFSHORE FUND LTD.   |  FARALLON HEALTHCARE PARTNERS INTERNATIONAL, LTD.   |  GRAMERCY VENEZUELA OPPORTUNITY FUND II   |  PRIMUS HIGH YIELD BOND FUND LTD.   |  CREDOS FLOATING RATE FUND LTD.   |  FEDERATED HERMES GLOBAL INVESTMENT FUNDS (CAYMAN) MASTER, SPC - FEDERATED HERMES EMERGING ASIA EQUITY FUND S.P.   |  SHENKMAN OPPORTUNISTIC CREDIT FUND LTD.   |  FOUR POINTS MULTI-STRATEGY FUND, INC.   |  KIRKOSWALD GLOBAL EMERGING MARKETS FUND LP   |  BROAD REACH EXPLORER FUND LTD   |  BROAD REACH EXPLORER FUND LP   |  AXEBROOK CREDIT ALPHA FUND LTD   |  AXEBROOK CREDIT ALPHA FUND, L.P.   |  BLANTYRE MULANJE II LTD   |  BLANTYRE MULANJE II LP   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  ASPECT US INSTITUTIONAL FUND LTD   |  ASPECT US FUND LLC   |  ELEMENT CAPITAL FEEDER FUND LTD   |  ASPECT CORE TREND HV FUND   |  ASPECT HORIZON LTD   |  ASPECT SYSTEMATIC GLOBAL MACRO US FUND LLC   |  ASPECT SYSTEMATIC GLOBAL MACRO OFFSHORE FUND   |  ASPECT DIVERSIFIED TREND HV LP   |  ASPECT ALTERNATIVE MARKETS FUND   |  DEVISH FUND   |  BLANTYRE MULANJE III LP   |  BLANTYRE MULANJE III LTD   |  BLANTYRE SPECIAL SITUATIONS FUND III LP   |  BLANTYRE SPECIAL SITUATIONS FUND III LTD   |  ASPECT BLUE RIDGE FUND   |  CHAMELEON GLOBAL FUND LP   |  KIRKOSWALD GLOBAL MACRO FUND II LP   |  BROAD REACH FRONTIER OPPORTUNITY MASTER FUND LP   |  TAULA GLOBAL MACRO FUND LP   |  TAULA GLOBAL MACRO FUND LTD   |  MONTERONE PARTNERS EQUITY FUND LP   |  MONTERONE PARTNERS EQUITY FUND LTD   |  PAVRETA MASTER FUND LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIP), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP   |  AGAVE GLOBAL MACRO FUND LP   |  AGAVE GLOBAL MACRO FUND LTD   |  PAVRETA FUND LTD   |  TAULA SPECIAL OPPORTUNITIES FUND LTD   |  SEO FUND LTD   |  ASPECT ALTERNATIVE MARKETS (CAYMAN) FUND   |  KIRKOSWALD GLOBAL MACRO FUND III LP   |  TUDOR BVI GLOBAL FUND LTD.   |  ASPECT ABSOLUTE RETURN FUND   |  TUDOR RIVERBEND CROSSING PARTNERS LTD.

DERMOT 

 

BUTLER 

DIRECTOR

RAB EMERGING MARKETS OPPORTUNITIES FUND LTD   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  WINTON GLOBAL EQUITY FUND   |  BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  WINTON FUND LTD   |  WINTON ACCESS FUND 1 LTD   |  CAVENDISH SYSTEMATIC FUND

DERMOT 

S.L. 

BUTLER 

DIRECTOR

DIMENSIONAL FUNDS PLC   |  DIMENSIONAL FUNDS PLC - EUROPEAN CORE EQUITY FUND   |  DIMENSIONAL FUNDS PLC - EUROPEAN SMALL COMPANIES FUND   |  DIMENSIONAL FUNDS PLC - U.S. SMALL COMPANIES FUND   |  DIMENSIONAL FUNDS PLC - EURO ULTRA SHORT FIXED INCOME FUND   |  DIMENSIONAL FUNDS PLC - EUROPEAN VALUE FUND   |  DIMENSIONAL FUNDS PLC - EUROPEAN EX-UK TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - U.S. VALUE FUND   |  DIMENSIONAL FUNDS PLC - U.S. TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - PACIFIC BASIN SMALL COMPANIES FUND   |  DIMENSIONAL FUNDS PLC - PACIFIC BASIN VALUE FUND   |  DIMENSIONAL FUNDS PLC - PACIFIC BASIN EX-JAPAN TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - EMERGING MARKETS FUND   |  DIMENSIONAL FUNDS PLC - EMERGING MARKETS VALUE FUND   |  DIMENSIONAL FUNDS PLC - EMERGING MARKETS TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL SHORT FIXED INCOME FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL CORE EQUITY FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL SMALL COMPANIES FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL VALUE FUND   |  DIMENSIONAL FUNDS PLC - UK TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - JAPANESE TARGETED VALUE FUND   |  DIMENSIONAL FUNDS PLC - STERLING ULTRA SHORT FIXED INCOME FUND   |  DIMENSIONAL FUNDS PLC - GLOBAL ULTRA SHORT FIXED INCOME FUND   |  WINTON FUND (ENHANCED) LTD   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIP), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP

RAYMOND 

T 

DALIO 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LTD.

RAYMOND 

T. 

DALIO 

EXECUTIVE OFFICER

ALL WEATHER PORTFOLIO LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LLC   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II@15, LLC   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.

RONAN 

 

GUILFOYLE 

DIRECTOR

MARLIN FUND OFFSHORE LTD /NY   |  PENNANT OFFSHORE PARTNERS LTD   |  MIURA GLOBAL FUND LTD   |  PRISM PARTNERS IV LEVERAGED OFFSHORE FUND   |  SPRING POINT OPPORTUNITY OFFSHORE FUND   |  NYES LEDGE CAPITAL OFFSHORE FUND LTD   |  PENNANT WINDWARD FUND, LTD.   |  DELLACAMERA CAPITAL FUND LTD   |  PALO ALTO HEALTHCARE OFFSHORE LTD   |  PALO ALTO TECHNOLOGY OFFSHORE LTD   |  PALO ALTO GLOBAL ENERGY OFFSHORE LTD   |  PALO ALTO SMALL CAP OFFSHORE LTD   |  CONSONANCE CAPITAL INVESTORS LTD   |  STELLIAM OFFSHORE FUND LTD   |  NYES LEDGE CAPITAL HORIZON FUND LTD   |  GRESHAM HEDGED STRATEGIES OFFSHORE LTD   |  GEOSPHERE FUND LTD   |  JAT CAPITAL OFFSHORE FUND LTD   |  SPRING POINT CONTRA OFFSHORE FUND   |  PARALLAX OFFSHORE INVESTORS FUND LTD   |  PALO ALTO HEALTHCARE OFFSHORE II LTD   |  AVENUE STRATEGIC PARTNERS, LTD.   |  QFR VICTORIA FUND LTD   |  ACT II OFFSHORE, LTD. (CLASS A SHARES + CLASS A-2 SHARES)   |  PWG PRIME LTD   |  FIR TREE INTERNATIONAL VALUE FUND, LTD.   |  FIR TREE CAPITAL OPPORTUNITY FUND, LTD.   |  FIR TREE CAPITAL OPPORTUNITY FUND II, LTD.   |  FIR TREE INTERNATIONAL VALUE FUND II, LTD.   |  PENINSULA OFFSHORE FUND, LTD.   |  GOSHEN GLOBAL EQUITY OFFSHORE, LTD.   |  PENNANT CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  DAYBREAK SPECIAL SITUATIONS FUND, LTD.   |  ALPHABET OFFSHORE, LTD.   |  WHITE OAK STRATEGIC FUND, LTD.   |  DENALI GLOBAL MULTI STRATEGY FUND LLC   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD.   |  PORTLAND GLOBAL REAL ESTATE SECURITIES FUND LP   |  FIR TREE MORTGAGE OPPORTUNITY FUND, LTD.   |  TIGER EYE FUND, LTD.   |  SORIN CL OFFSHORE FUND, LTD.   |  DIFIGLIA PARTNERS (CAYMAN), LTD.   |  LAZARD CONVERTIBLE OPPORTUNITIES SPC   |  FRESHFORD FUND, LTD.   |  ECHO BRIDGE CAPITAL OFFSHORE, LTD.   |  QUANTITATIVE GLOBAL 1X FUND, LTD.   |  QUANTITATIVE TACTICAL 3X FUND, LTD.   |  QUANTITATIVE TACTICAL 1X FUND, LTD.   |  QUANTITATIVE GLOBAL 3X FUND, LTD.   |  ALPHASIMPLEX QUANTITATIVE GLOBAL MACRO OFFSHORE FUND LTD   |  STRATEGOS OFFSHORE, LTD.   |  STELLIAM OFFSHORE LONG FUND, LTD.   |  EMROSE OFFSHORE FUND   |  AVENUE INTERNATIONAL, LTD.   |  PENNANT OFFSHORE PARTNERS, LTD.   |  MIURA GLOBAL FUND, LTD.   |  PERGAMON OFFSHORE FUND, LTD.   |  NYES LEDGE CAPITAL OFFSHORE FUND, LTD.   |  DUNDONALD OFFSHORE LTD   |  AURELIUS CAPITAL INTERNATIONAL, LTD.   |  PALO ALTO SMALL CAP OFFSHORE LTD.   |  GREY K OFFSHORE FUND, LTD.   |  BENCHMARK PLUS OVERSEAS INSTITUTIONAL PARTNERS LTD   |  BCM DISCOVERY OFFSHORE FUND LTD   |  NYES LEDGE CAPITAL HORIZON FUND, LTD.   |  GEOSPHERE FUND, LTD.   |  FREESTONE CAPITAL PARTNERS LTD   |  PARALLAX OFFSHORE INVESTORS FUND LTD.   |  ONE WILLIAM STREET CAPITAL OFFSHORE FUND, LTD.   |  BERENS CAPITAL ERISA FUND, LTD.   |  SONICA INTERNATIONAL LTD.   |  AYM AGGRESSIVE VALUE FUND LTD   |  ARTORIUS OFFSHORE INVESTMENTS LTD   |  SONTERRA CAPITAL OFFSHORE FUND, LTD.   |  VOGUE CAPITAL MANAGEMENT FUND, LTD.   |  LAKEVIEW FUND LTD   |  LAURION CAPITAL LTD.   |  ACORN OVERSEAS, LTD.   |  PAPPAJOHN CAPITAL PARTNERS LTD   |  FRONTIER RIDGE GLOBAL FUND LTD   |  LOCH CAPITAL FUND (OFFSHORE) LTD   |  NEWBROOK CAPITAL OFFSHORE FUND LTD   |  MINLAM MICROFINANCE OFFSHORE FUND LTD   |  ANGLER CAPITAL PARTNERS (CAYMAN) LTD   |  GLAZER OFFSHORE FUND LTD   |  REGIMENT CAPITAL LTD.   |  LONGACRE CREDIT EVENT OFFSHORE FUND, LTD.   |  LONGACRE OPPORTUNITY OFFSHORE FUND, LTD.   |  GEOSPHERE DIRECTIONAL FUND, LTD.   |  AVENUE EUROPE OPPORTUNITIES FUND, LTD.   |  LIGHTBOX FUND, LTD.   |  ACT II OFFSHORE, LTD.   |  ALPHASIMPLEX QUANTITATIVE GLOBAL MACRO OFFSHORE FUND, LTD.   |  ALPHADYNE INVESTMENT STRATEGIES FUND, LTD.   |  QUANTITATIVE TACTICAL AGGRESSIVE FUND, LTD   |  FIR TREE MORTGAGE OPPORTUNITY FUND II, L.P.   |  FIR TREE MORTGAGE OPPORTUNITY FUND II (CAYMAN), LTD.   |  FIR TREE REAL ESTATE OPPORTUNITY FUND II, L.P.   |  FIR TREE REAL ESTATE OPPORTUNITY FUND II (CAYMAN), LTD.   |  JHL CAPITAL GROUP FUND LTD.   |  COVENANT TOTAL RETURN FUND, LTD.   |  EXPO HEALTH SCIENCES FUND LTD   |  METACAPITAL MORTGAGE OPPORTUNITIES FUND, LTD.   |  ACORN CREDIT STRATEGIES FUND, LTD.   |  SRS PARTNERS LTD   |  KINGSBROOK OPPORTUNITIES FUND LTD   |  BEACH HORIZON FUND LP   |  ARROW OFFSHORE, LTD.   |  BENCHMARK PLUS OVERSEAS PARTNERS FUND LTD   |  KELUSA OFFSHORE FUND, LTD.   |  PING EXCEPTIONAL VALUE FUND OFFSHORE LTD   |  YEDID OFFSHORE ADVANTAGE FUND SPC   |  ARTORIUS OFFSHORE INVESTMENTS, LTD.   |  KELUSA ASIAN DISCIPLINE OFFSHORE FUND, LTD.   |  DAYBREAK SPECIAL SITUATIONS MAST FUND, LTD.   |  ACORN OVERSEAS LTD.   |  ROC CAPITAL PARTNERS (CAYMAN), LTD.   |  IGUANA HEALTHCARE PARTNERS, LTD.   |  ONSLOW MACRO FUND L.P.   |  JAMES ALPHA SMALL CAP FUND, LTD.   |  REGENT STREET FUND II, LTD.   |  WOLVERINE CONVERTIBLE ARBITRAGE FUND LTD.   |  WAYFARER CAPITAL, LTD.   |  REDMILE CAPITAL OFFSHORE FUND, LTD.   |  OAK STREET CAPITAL OFFSHORE FUND, LTD.   |  GLAZER ENHANCED OFFSHORE FUND, LTD.   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 1   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 2   |  VALIANT CAPITAL PARTNERS OFFSHORE, LTD. - TRANCHE 3   |  SURANYA GLOBAL OPPORTUNITIES OFFSHORE FUND, LTD.   |  ADAGIO FUND   |  ARPEGGIO FUND   |  FORTISSIMO FUND   |  BRAVO FUND   |  INCA LATIN AMERICAN OFFSHORE FUND, LTD.   |  SQM FRONTIER AFRICA FUND (OFFSHORE), LTD.   |  SKIFF CAPITAL (OFFSHORE) FUND, LTD.   |  OWS CREDIT OPPORTUNITY OFFSHORE FUND, LTD.   |  AVENUE STRATEGIC PARTNERS FEEDER, LTD.   |  EAGLE RIVER CREDIT + EVENT FUND LTD.   |  RIVERLOFT OFFSHORE FUND LTD.   |  PARLIN CAPITAL OFFSHORE FUND LTD.   |  DEBT PARTNERS I LP   |  LONG POND OFFSHORE, LTD.   |  ATHENA STONEHORSE FUND, LTD.   |  GALISTEO CAPITAL QUALIFIED PARTNERS, LTD.   |  NANTAHALA CAPITAL OFFSHORE FUND, LTD.   |  SQM FRONTIER MIDDLE EAST FUND (OFFSHORE), LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  CABEZON QUANT MARKET NEUTRAL, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BERENS CAPITAL FUND, LTD.   |  BERENS GLOBAL VALUE FUND, LTD.   |  VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.   |  VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.   |  PALO ALTO ENERGY OFFSHORE LTD.   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  PCM PROVIDENT AGENCY FUND LTD   |  BENCHMARK PLUS LONG SHORT OVERSEAS PARTNERS, LTD.   |  ACORN TACTICAL TRADING FUND, LTD.   |  NANTAHALA CAPITAL CL OFFSHORE FUND, LTD.   |  QUEENSCLIFF OFFSHORE FUND LTD.   |  ENCOMPASS CAPITAL FUND OFFSHORE LTD.   |  ENCOMPASS CAPITAL MASTER FUND LP   |  KAZAZIAN CAPITAL OFFSHORE FUND, LTD.   |  PCM PROVIDENT MBS FUND LTD.   |  OPEN FIELD INVESTORS (CAYMAN) LTD   |  SYMPHONY EVENT DRIVEN OPPORTUNITIES FUND   |  SALZMAN OFFSHORE LTD   |  PING EXCEPTIONAL VALUE FUND LP   |  COMMON SENSE LONG-BIASED BPI, LTD.   |  GUGGENHEIM PARTNERS OPPORTUNISTIC INVESTMENT GRADE SECURITIES FUND, LTD.   |  BRIDGE MANAGEMENT HOLDINGS, L.P.   |  LIQUIDMACRO FUND, LTD.   |  PING EMERGING MARKETS MACRO FUND   |  RCP FUND VIII, LP   |  RCP FUND VIII FEEDER, LTD.   |  QUANTEDGE GLOBAL FUND (OFFSHORE)   |  QUANTEDGE GLOBAL FUND (US)   |  METACAPITAL MORTGAGE VALUE FUND, LTD.   |  JET CAPITAL CONCENTRATED OFFSHORE FUND, LTD.   |  WOLVERINE FLAGSHIP FUND LTD   |  NANTAHALA CAPITAL OFFSHORE FUND I, LTD.   |  JAPAN CHICKADEE FUND LTD.   |  BLACKWATER GLOBAL OFFSHORE FUND, LTD.   |  CAMCAP ENERGY OFFSHORE FUND, LTD.   |  CAMCAP RESOURCES OFFSHORE FUND, LTD   |  COMMON SENSE PORTABLE ALPHA BPI SPC LTD (SEGREGATED PORTFOLIO 1)   |  NORTH TIDE CAPITAL OFFSHORE, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  QUENTEC FUND, LTD.   |  LAURION CAPITAL GLOBAL MARKETS FUND LTD.   |  LUMINOUS CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND (C), LTD   |  ATOMICO III, L.P.   |  ATOMICO VENTURES III, L.P.   |  FIR TREE CAPITAL OPPORTUNITY FUND (USTE), L.P.   |  SECQUAERO ILS FUND LTD.   |  COMMON SENSE PARTNERS BPI, LTD.   |  ALPHAGEN NORTHERN PINES FUND LTD   |  INVICTA OFFSHORE FUND, LTD.   |  COVENANT GLOBAL ALPHA FUND, LTD.   |  BWII, LTD.   |  ESPIAL CAPITAL PARTNERS OFFSHORE, LTD.   |  FIR TREE REAL ESTATE FUND III (CAYMAN-CE), LTD.   |  FIR TREE REAL ESTATE FUND III (CAYMAN-P), LTD.   |  KAYAK INVESTMENT PARTNERS MASTER FUND, L.P.   |  KAYAK INVESTMENT PARTNERS OFFSHORE FUND, LTD.   |  COMMON SENSE OFFSHORE, LTD.   |  MONSOON INDIA SELECT EQUITY CAYMAN FUND LTD   |  GALTON MORTGAGE STRATEGIES OFFSHORE FUND, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  FIR TREE SPECIAL OPPORTUNITIES FUND III (CAYMAN), LTD.   |  BERENS EMERGING MANAGERS FUND, LTD.   |  SYMPHONY CLO OPPORTUNITIES FUND   |  XPLOR GLOBAL CTA FUND (SPC), LTD.   |  ALL WEATHER@15, LTD.   |  FIR TREE REAL ESTATE FUND III (CAYMAN), LTD.   |  ALTALIS CAPITAL OFFSHORE FUND, LTD.   |  METACAPITAL RISING RATES FUND, LTD.   |  OWS CAPITAL OFFSHORE FUND II, LTD.   |  SYMPHONY LONG-SHORT CREDIT (OFFSHORE) FUND LTD.   |  BOWERY OPPORTUNITY FUND, LTD.   |  SOUND POINT BEACON OFFSHORE FUND, LTD.   |  MARLIN FUND OFFSHORE II LTD.   |  GCA CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  KWK PARTNERS OFFSHORE, LTD.   |  GCA CREDIT OPPORTUNITIES OFFSHORE PLAN ASSETS FUND, LTD.   |  ALTAIR EUROPEAN REAL ESTATE OPPORTUNITIES FUND (MB), LTD.   |  SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND II LTD   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  SIBILLA CAPITAL LTD.   |  FIR TREE CAPITAL OPPORTUNITY FUND (USTE) II, L.P.   |  FIR TREE REAL ESTATE FUND III (CAYMAN), LTD.   |  BLUE JAY HEALTH SCIENCES FUND, LTD.   |  STELLIAM OFFSHORE FUND II, LTD.   |  VOLORIDGE GLOBAL FUND, LTD.   |  AURELIUS CAPITAL INTERNATIONAL II, LTD.   |  JHL SKYLANDER FUND LTD.   |  WHITE OAK OPPORTUNITY FUND, LTD.   |  ALL WEATHER@12, LLC   |  BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD.   |  BW GLOBAL CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  GRESHAM LOW VOLATILITY HEDGED STRATEGIES OFFSHORE, LTD.   |  PINYON OFFSHORE LTD.   |  PING EXCEPTIONAL VALUE FUND OFFSHORE, LTD   |  SOUND POINT CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.   |  SQN INVESTORS OFFSHORE LTD   |  FIR TREE SPECIAL OPPORTUNITIES FUND V (CAYMAN) LTD.   |  STONE FOREST EMERGING MARKETS HEDGE FUND, LTD.   |  SFC FORESTA FUND, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  OWS CREDIT OPPORTUNITY OFFSHORE FUND II, LTD.   |  BLOOM TREE OFFSHORE FUND, LTD.   |  SCIPION AFRICAN OPPORTUNITIES FUND SPC   |  OWS CREDIT OPPORTUNITY OFFSHORE FUND III, LTD.   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (OFFSHORE), LTD.   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (EURO FEEDER), LTD.   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (GBP FEEDER), LTD.   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (AUD FEEDER), LTD.   |  OLD FARM PARTNERS OFFSHORE FUND LTD.   |  OHA MORTGAGE STRATEGIES FUND (OFFSHORE), LTD.   |  MONTROCK48 OFFSHORE LTD.   |  FACTORIAL FEEDER FUND I   |  MAST ADMIRAL FUND, LTD.   |  PRECOCITY OFFSHORE FUND LTD.   |  CAIUS CAPITAL INTERNATIONAL FUND   |  ANCORA CATALYST INSTITUTIONAL, LTD.   |  ANCORA MERLIN INSTITUTIONAL, LTD.   |  BIENVILLE ARGENTINA OPPORTUNITIES OFFSHORE FUND 2.0, LTD.   |  PELORUS JACK, LTD.   |  TRADIUX OFFSHORE FUND LTD.   |  DELONIX OFFSHORE FUND LTD   |  BIENVILLE GLOBAL OPPORTUNITIES OFFSHORE FUND, LTD.   |  CASDIN PARTNERS OFFSHORE, LTD.   |  NORTHWOOD LIQUID OPPORTUNITIES LTD   |  PELORUS JACK 2X, LTD.   |  ALWYNE FUND LTD.   |  GRANULAR FUND LTD   |  BIENVILLE SAUDI OPPORTUNITIES OFFSHORE FUND (SP), A SEGREGATED PORTFOLIO OF BIENVILLE OPPORTUNITIES MASTER SERIES OFFSHORE FUND, SPC   |  CAIUS CAPITAL DOMESTIC FUND LP   |  BOSTWICK COMPOUND OFFSHORE, LTD.   |  SPRUCE POINT RESEARCH ACTIVISM PARTNERS OFFSHORE, LTD.   |  GRANULAR FUND I L.P.   |  HDH JAPAN L/S EQUITY FUND   |  HDH MASTER FUND   |  BREVET DIRECT LENDING - INTERMEDIATE DURATION FUND (OFFSHORE), L.P.   |  TORONADO OFFSHORE FUND, LTD   |  DUALITY FERMI OFFSHORE FUND, LTD   |  DCIG CAPITAL LTD.   |  FINEX ASIA INCLINE FUND LTD   |  GCA ENHANCED OFFSHORE FUND, LTD.   |  SIBILLA CAPITAL ONSHORE LLC   |  LOGOS GLOBAL OFFSHORE FUND LTD.   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO B   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO A   |  HUNTER CAPITAL OFFSHORE FUND LTD.   |  PARPLUS EQUITY FUND, LTD.   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO C   |  IRON TRIANGLE OFFSHORE FUND LTD   |  CONNACHT EQUITY LONG/SHORT FUND LTD.   |  CONNACHT SMALL CAP CORE LTD.   |  PARK PRESIDIO CAPITAL OFFSHORE FUND, LTD.   |  CRESTLINE SUMMIT (OFFSHORE), SPC   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO D   |  RIVERNORTH INSTITUTIONAL PARTNERS OFFSHORE, LTD.   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO E   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO F   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO G   |  MYDA SPAC SELECT, LTD.   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO H   |  CRESTLINE SUMMIT (OFFSHORE), SPC - CRESTLINE SUMMIT APEX SP   |  PERTENTO FUND LTD   |  RUSH ISLAND OFFSHORE, LTD   |  POSTMODERN PARTNERS LTD.   |  MONOCEROS M50 (U.S.) FEEDER L.P.   |  ANCORA CATALYST SPV I SPC LTD. - SEGREGATED PORTFOLIO I   |  IRON TRIANGLE OFFSHORE FUND LTD.   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO E   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO F   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO G   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO H   |  NYDIG PRIVATE BITCOIN CAYMAN FUND LTD   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO I   |  ANCORA IMPACT FUND SPC LTD. - SEGREGATED PORTFOLIO J   |  INFORMATIC CAPITAL OFFSHORE FUND, LTD.   |  CRESTLINE SUMMIT (OFFSHORE), SPC - CRESTLINE SUMMIT EQUITY ALPHA SP   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (CAD FEEDER), LTD.   |  GOLDEN PEAR GENESIS FUND (USA) LLC   |  GOLDEN PEAR GENESIS FUND (CAYMAN) LTD   |  CLIFFWATER CORPORATE LENDING FUND (OFFSHORE), LTD.   |  CASCADE PRIVATE CAPITAL FUND (OFFSHORE), LTD.   |  ALLOSTERY OFFSHORE FUND LTD.   |  CHARTER OAK ALTA OFFSHORE FUND LTD.   |  VALLEY FORGE CAPITAL OFFSHORE LTD.   |  ROBOCAP PARTNERS OFFSHORE FUND LTD   |  ROBOCAP PARTNERS DE I LP   |  SUMMITTX (OFFSHORE), SPC - SUMMITTX ALPHA SP   |  SUMMITTX (OFFSHORE), SPC - SUMMITTX APEX SP   |  CLIFFWATER ENHANCED LENDING FUND (OFFSHORE), LTD.   |  MOZAYYX OFFSHORE FUND LTD   |  ELMIND CAPITAL OFFSHORE FUND, LTD.

GREG 

 

JENSEN 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  AMERICAN BUSINESS FORMS, INC.   |  XTANT MEDICAL HOLDINGS, INC.   |  ELEMENTAL COGNITION INC.

GREGORY 

S 

JENSEN 

EXECUTIVE OFFICER

BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER ASSOCIATES HOLDINGS, INC.

GREGORY 

S. 

JENSEN 

EXECUTIVE OFFICER

ALL WEATHER PORTFOLIO LLC   |  ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  ALL WEATHER@15, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II@15, LLC   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LLC   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND IV, LLC   |  BRIDGEWATER ACTIVE SUSTAINABLE EQUITIES, LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIP), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (DE), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  BRIDGEWATER PURE ALPHA FUND IV (DE), LP   |  BRIDGEWATER ABSOLUTE RETURN FIXED INCOME FUND, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LLC   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (DE) II, LP   |  BRIDGEWATER ASSOCIATES HOLDINGS, LLC   |  BRIDGEWATER AIA LABS MACRO FUND (DE), LP

KAREN 

 

KARNIOL-TAMBOUR 

EXECUTIVE OFFICER

ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  ALL WEATHER@15, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II@15, LLC   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LLC   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND IV, LLC   |  BRIDGEWATER ACTIVE SUSTAINABLE EQUITIES, LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIP), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (DE), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  BRIDGEWATER PURE ALPHA FUND IV (DE), LP   |  BRIDGEWATER ABSOLUTE RETURN FIXED INCOME FUND, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (DE) II, LP   |  BRIDGEWATER ASSOCIATES HOLDINGS, LLC   |  BRIDGEWATER AIA LABS MACRO FUND (DE), LP

PETER 

 

LA TRONICA 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.

HUMPHRY 

A 

LEUE 

DIRECTOR

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  ALL WEATHER@12, LLC

HUMPHRY 

A. 

LEUE 

DIRECTOR

STRATUS FEEDER LTD   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.

DAVID 

H 

MCCORMICK 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.

DAVID 

H. 

MCCORMICK 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  ALL WEATHER PORTFOLIO LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.

EILEEN 

 

MURRAY 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.

ROBERT 

P 

PRINCE 

EXECUTIVE OFFICER

BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LTD.

ROBERT 

P. 

PRINCE 

EXECUTIVE OFFICER

ALL WEATHER PORTFOLIO LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LTD.   |  ALL WEATHER PORTFOLIO LTD   |  ALL WEATHER@12, LLC   |  ALL WEATHER@12, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LLC   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS, LLC   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER REAL ASSET FUND, LTD.   |  ALL WEATHER PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II, LLC   |  BRIDGEWATER BETA IMPLEMENTATION TRADING CO I, LTD.   |  BRIDGEWATER BETA IMPLEMENTATION FUND I, LTD.   |  ALL WEATHER@15, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO III, LTD.   |  ALL WEATHER@15, LTD.   |  BRIDGEWATER ALL WEATHER PORTFOLIO IV, LTD.   |  BRIDGEWATER PURE ALPHA MAJOR MARKETS FUND III, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND III, LTD.   |  BRIDGEWATER PURE ALPHA EQUITY OVERLAY FUND, LLC   |  BRIDGEWATER OPTIMAL PORTFOLIO@12, LLC   |  BRIDGEWATER ALL WEATHER PORTFOLIO II@15, LLC   |  BRIDGEWATER ALL WEATHER SUSTAINABILITY, LP   |  BW-M PA 24, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LLC   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  BRIDGEWATER IMPLEMENTATION FUND IV, LLC   |  BRIDGEWATER ACTIVE SUSTAINABLE EQUITIES, LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIP), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (DE), LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  BRIDGEWATER PURE ALPHA FUND IV (DE), LP   |  BRIDGEWATER ABSOLUTE RETURN FIXED INCOME FUND, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LLC   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LLC   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (DE) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (DE), LP

GEORGIA 

 

PRINSLOO 

DIRECTOR

EMPIRE CAPITAL PARTNERS, LTD.   |  ISLAND DRIVE OFFSHORE, LTD.   |  NS CAPITAL OFFSHORE, LTD.   |  WISHBONE INTERNATIONAL PARTNERS, LTD.   |  ACACIA CONSERVATION FUND (OFFSHORE), LTD.   |  EMPIRE CAPITAL PARTNERS ENHANCED, LTD.   |  WESLEY CAPITAL, LTD.   |  LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS F SHARES)   |  LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS D + E SHARES)   |  LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS C SHARES)   |  WESLEY CAPITAL INSTITUTIONAL, LTD.   |  CORVEX OFFSHORE LTD   |  WELLS STREET OFFSHORE, LTD.   |  LEVIN CAPITAL TRILOGY OFFSHORE, LTD. (CLASS K + L SHARES)   |  UBS MILLENNIUM FUND (OFFSHORE), LTD.   |  MAGNITUDE PARTNERS INTERNATIONAL, LTD.   |  PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD   |  PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 1 LTD   |  PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD   |  PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD   |  PIMCO COMBINED ALPHA STRATEGIES OFFSHORE FUND LTD   |  PIMCO ABSOLUTE RETURN STRATEGY II OFFSHORE FUND LTD   |  MERCHANTS- GATE OFFSHORE FUND LTD   |  PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD   |  PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND II, LTD.   |  PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.   |  UBS GS INVESTMENT PARTNERS (OFFSHORE), LTD.   |  RCH ENERGY OPPORTUNITY FUND II - US FEEDER FUND, LTD.   |  JET CAPITAL CONCENTRATED OFFSHORE FUND, LTD.   |  PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND, LTD.   |  DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP   |  DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP   |  BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND   |  PIMCO LOAN INTERESTS + CREDIT OFFSHORE FUND LTD.   |  OHA DIVERSIFIED CREDIT STRATEGIES FUND (OFFSHORE), LTD.   |  MAGNITUDE INSTITUTIONAL, LTD.   |  ALPHAGEN MULTI HEDGE FUND LTD   |  CHARTER BRIDGE CAPITAL PARTNERS (CAYMAN), LTD   |  PANAGORA DIVERSIFIED ARBITRAGE OFF-SHORE FUND, LTD.   |  PANAGORA DIVERSIFIED ARBITRAGE MASTER FUND, LTD.   |  PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND II LTD.   |  PIMCO ABSOLUTE RETURN STRATEGY III OVERLAY OFFSHORE FUND LTD.   |  TAMARACK GLOBAL HEALTHCARE OFFSHORE FUND, LTD.   |  PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.   |  QMS DIVERSIFIED GLOBAL MACRO OFFSHORE FUND LTD.   |  WILSHIRE INSTITUTIONAL MASTER FUND II SPC   |  ANANDAR EVENT OPPORTUNITIES MASTER FUND LTD.   |  ANANDAR EVENT OPPORTUNITIES FUND LTD.   |  CCI MICRO HEALTHCARE PARTNERS, LTD.   |  BROOKFIELD ADVANTAGE OFFSHORE FUND LTD.   |  BROOKFIELD GLOBAL ENERGY LONG/SHORT OFFSHORE FUND LTD.   |  GUARD MACRO OFFSHORE FEEDER FUND   |  GUARD MACRO US FEEDER FUND   |  GOVERNORS LANE OFFSHORE FUND LTD.   |  LOGEN ASSET MANAGEMENT OFFSHORE FUND LTD.   |  RED CLIFF ASIA FUND   |  PANAGORA RISK PARITY MULTI ASSET FUND (C), LTD.   |  PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES B   |  PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES A   |  PHOENIX MAG, LTD.   |  BLOOM TREE OFFSHORE FUND, LTD.   |  MANA OMEGA FUND CAYMAN LTD.   |  CENTIVA OFFSHORE FUND, LTD.   |  GARGOYLE HEDGED VALUE (CI) FUND LTD.   |  ZAIS ZEPHYR 7, LTD.   |  DELONIX OFFSHORE FUND LTD   |  PANAGORA RISK PARITY MULTI ASSET MASTER FUND, LTD.   |  PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES B   |  PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES A   |  PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND (B), LTD.   |  KCL CAPITAL FUND, L.P.   |  KCL CAPITAL OFFSHORE FUND, LTD.   |  YUNQI PATH CAPITAL ONSHORE FUND   |  PHOENIX LHF LTD.   |  ZAIS INARI FUND 2, LTD.   |  ZAIS ZEPHYR 8, LTD.   |  MALTA MARKET NEUTRAL OFFSHORE FUND LTD.   |  MALTA MARKET NEUTRAL MASTER FUND LTD   |  MAGNITUDE SYSTEMATIC LONG/SHORT, LTD.   |  SYLEBRA CAPITAL PARTNERS (ONSHORE), LTD.   |  SYLEBRA CAPITAL PARTNERS (OFFSHORE), LTD.   |  ROSE GROVE HENLEY CAYMAN FUND LTD.   |  VOLORIDGE FUND, LTD.   |  EAST ONE COMMODITY FUND LTD   |  BAYMOUNT OFFSHORE FUND I LTD   |  VOLORIDGE SUSTAINABILITY FUND, LTD.   |  SYLEBRA CAPITAL PARC ONSHORE FUND   |  ROSE GROVE OFFSHORE FUND I, LTD.   |  AVIDITY CAPITAL OFFSHORE FUND LTD.   |  CASTLEKNIGHT OFFSHORE FUND LTD   |  VOLORIDGE CLIMATE CHANGE FUND, LTD.   |  GDIF US HEDGED FEEDER FUND LP   |  VOLORIDGE TRADING AGGRESSIVE FUND, LTD.   |  MISSION CREST MACRO FUND, LP   |  MISSION CREST MACRO FUND, LTD.   |  EAST VALUES COMMODITY FUND LTD   |  SYLEBRA CAPITAL PARC OFFSHORE FUND   |  ROSE GROVE WELLESLEY CAYMAN FUND LTD.   |  ZAIS ZEPHYR 9, LTD.   |  MALTA MARKET NEUTRAL MASTER FUND, LTD.   |  TITANITE CAPITAL INTERNATIONAL LTD.   |  PANAGORA RISK MANAGED GLOBAL OPPORTUNITIES MASTER FUND, LTD.   |  ZAIS ZEPHYR 10, LTD.   |  FOREST AVENUE OFFSHORE FUND LTD   |  NICHE PLUS OFFSHORE FUND LTD   |  PC MAP LTD   |  MAGNITUDE LUCIDA, LTD.   |  WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND, LTD.   |  WELLINGTON INDIA SELECT FUND, LTD.   |  WELLINGTON GLOBAL MULTI-STRATEGY FUND (CAYMAN), LTD.   |  ITHAN CREEK INVESTORS (CAYMAN), LTD.   |  WELLINGTON MANAGEMENT INVESTORS (BERMUDA), LTD.   |  WELLINGTON GLOBAL EQUITY LONG/SHORT FUND, LTD.   |  IGUAZU INVESTORS (CAYMAN), SPC   |  HAWKES BAY INVESTORS (CAYMAN), LTD.   |  PAGOSA INVESTORS (CAYMAN), LTD.   |  WELLINGTON SECURITIZED OPPORTUNITIES, LTD.   |  NEXT GENERATION VEHICLES FUND (CAYMAN), LTD.   |  WELLINGTON INSTITUTIONAL MULTI-STRATEGY FUND (CAYMAN), LTD.   |  GLOBAL RESEARCH EQUITY EXTENDED FUND (CAYMAN), LTD.   |  WELLINGTON CREDIT STRATEGIES FUND (CAYMAN), LTD.   |  WELLINGTON-CIS DIVERSIFYING STRATEGIES FUND (CAYMAN), LTD.   |  WELLINGTON NATURAL GAS OPPORTUNITIES II FUND (CAYMAN), LTD.   |  WELLINGTON MACRO STRATEGIES FUND (CAYMAN), LTD.   |  LH PRIVATE CONSUMER CREDIT LTD   |  BRIDGEWATER PURE ALPHA FUND VI, LTD.   |  BRIDGEWATER PURE ALPHA FUND V, LTD.   |  BRIDGEWATER PURE ALPHA FUND II, LTD.   |  BRIDGEWATER PURE ALPHA FUNDS LTD.   |  BRIDGEWATER PURE ALPHA TRADING COMPANY, LTD.   |  BRIDGEWATER ALL WEATHER CHINA, LTD.   |  BRIDGEWATER DEFENSIVE ALPHA FUND, LTD.   |  BRIDGEWATER AIA LABS MACRO FUND (CIC), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP), LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIC) II, LP   |  BRIDGEWATER AIA LABS MACRO FUND (CIP) II, LP   |  BRIDGEWATER DYNAMIC GLOBAL ASSETS FUND (CIC), LP   |  LIGHTHOUSE DIVERSIFIED FUND LTD   |  LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD   |  NORTH ROCK FUND, LTD   |  PENGLAI PEAK OFFSHORE FUND, LTD.   |  FORTRESS BEACON LTD   |  MISSION CREST MACRO DYNAMIC FUND, LTD.   |  WELLINGTON STRATEGIC EUROPEAN EQUITY LONG/SHORT FUND (CAYMAN), LTD.   |  BAY POND SELECT OPPORTUNITIES FUND (CAYMAN), LTD.