K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
Profile
Company Names
K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
Addresses
300 ATLANTIC STREET, 12TH FLOOR, STAMFORD, CT 06501
300 ATLANTIC STREET, 12TH FLOOR, STAMFORD, CT 06901
Phone Numbers
2033485252
203-348-5252
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
2017
State Incorporated:
DELAWARE
Total Amount Raised:
$44,080,551.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2018-06-01
$44,080,551.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
BENJAMIN
C.
BROWNING
EXECUTIVE OFFICER
K2 LONG SHORT FUND LLC
| K2 INSTITUTIONAL INVESTORS II LTD
| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 FIREBOX INVESTMENTS FUND LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 BAY RESOURCE PARTNERS FUND LLC
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| LIGHTHOUSE DIVERSIFIED FUND QP II LP
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP
| LIGHTHOUSE GLOBAL LONG SHORT FUND LP
| LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
| LIGHTHOUSE MULTI-STRATEGY FUND, L.P.
| MESIROW INSTITUTIONAL MULTI-STRATEGY FUND, L.P.
| LIGHTHOUSE V FUND LTD
| LIGHTHOUSE DIVERSIFIED FUND LTD
| LIGHTHOUSE GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE MULTI-STRATEGY FUND LTD
| LIGHTHOUSE ASIAN COMPASS SERIES, A SERIES OF LIGHTHOUSE STRATEGIES FUND, LLC
| LIGHTHOUSE CREDIT OPPORTUNITIES FUND LTD
| LIGHTHOUSE PALMETTO STRATEGIC PARTNERSHIP, L.P.
| DELEGATE LIGHTHOUSE SELECT FUND, LLC
| LIGHTHOUSE SRI GLOBAL LONG/SHORT FUND LTD
| LIGHTHOUSE NM FUND LTD
| PHOENIX LHF LTD.
| THREE BRIDGES SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC
| THREE BRIDGES SERIES, A SERIES OF LHP ATLAS FUND, LLC
| PHC FUND LTD.
| LIGHTHOUSE HEALTHCARE SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND SPC
| MESIROW TSRHC FUND, LTD.
| LIGHTHOUSE AGGRESSIVE GROWTH FUND LP
| LHP STRATEGIC ALPHA FUND, LLC
| MISSION CREST MACRO FUND, LP
| MISSION CREST MACRO FUND, LTD.
| LIGHTHOUSE OPPORTUNITIES FUND LP
| LIGHTHOUSE OPPORTUNITIES FUND LTD
| LH PRIVATE CONSUMER CREDIT LTD
| MISSION CREST MACRO DYNAMIC FUND, LTD.
| MISSION CREST MACRO DYNAMIC FUND, LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| FIR TREE PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| PW MAP FUND LP
| PW MAP LTD
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND (CAYMAN), LP
| LH PAMLI GLOBAL CREDIT CONVEXITY FUND, LP
| LIGHTHOUSE AGGRESSIVE GROWTH FUND, L.P.
| LIGHTHOUSE DIVERSIFIED FUND QP II, L.P.
| LIGHTHOUSE GLOBAL LONG/SHORT FUND, L.P.
| LIGHTHOUSE ASIAN COMPASS SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LIGHTHOUSE STRATEGIES FUND, SPC
| NORTH ROCK FUND, L.P.
| NORTH ROCK FUND, LTD
| FORTRESS BEACON LP
| PIER61 FUND, LTD
| PIER61 FUND, LP
| PENGLAI PEAK OFFSHORE FUND, LTD.
| PENGLAI PEAK FUND, LP
| FORTRESS BEACON LTD
| LH PRIVATE CONSUMER CREDIT LP
BJORN
A.
DAVIS
EXECUTIVE OFFICER
K2 CURRENCY FUND LLC
| K2 INVESTMENT PARTNERS II LLC
| K2 LONG SHORT FUND LLC
| LK2 FUND LLC
| STAMFORD PATRIOT LLC
| K2 SUMMIT PARTNERS LLC
| K2 OVERSEAS INVESTORS I LTD
| K2 LONG SHORT MASTER FUND LP
| K2 LONG ALPHA FUND LLC
| K2 DIVERSIFIED FUND LP
| K2 BALANCED CONDITIONAL RISK OVERLAY FUND LLC
| K2 STB FUND LTD
| STAMFORD PHOENIX, LLC
| K2 COMMODITIES FUND, LTD.
| K2 COLUMBUS FUND, L.P.
| K2 HEDGE FUND TRACKER LLC
| K2 SIERRA LONG SHORT FUND LLC
| PRUDENCE CRANDALL FUND IV, LLC
| K2 MACRO OPPORTUNITIES FUND, LLC
| K2 INVESTMENT PARTNERS LP
| K2 ALTERNATE STRATEGIES (OFFSHORE) LTD
| AHS-K2 ALTERNATIVES PORTFOLIO, LTD.
| K2/HIGHLAND OVERSEAS LTD
| K2 MASTER FUND LP
| K2 OVERSEAS LONG SHORT FUND I LTD
| K2 DIVERSIFIED FUND LTD
| K2-SAUGATUCK MA LTD
| K2 STRATEGIC ALTERNATIVES LTD
| K2 PITON FUND, LLC
| K2 INSTITUTIONAL INVESTORS II LTD
| K2 CHATHAM LIQUID HIGH YIELD FUND LLC
| K2 HALCYON LIQUID OPPORTUNITIES FUND LLC
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LLC
| K2 MAUNA KEA LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 MAUNA KEA LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 FIREBOX INVESTMENTS FUND LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 BAY RESOURCE PARTNERS FUND LLC
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 FS CUSTOM SOLUTIONS FUND LTD.
| K2 ELECTRON LIQUID GLOBAL FUND LTD.
| K2 IBT LOCAL 710 PENSION PLAN DEFENSIVE EQUITY FUND LTD.
| K2 GCM LIQUID QUANT MACRO FUND LTD.
| K2 APOLLO CREDIT FUND LTD.
| K2 ATHENA FUND LTD.
| K2 BARDIN HILL LIQUID OPPORTUNITIES FUND LTD.
| K2 ELLINGTON LIQUID CREDIT FUND LTD.
| K2 EMSO LIQUID EMERGING MARKET OPPORTUNITIES FUND LTD.
| K2 ILS FUND, LTD.
| K2 PHCM LIQUID OPPORTUNITIES FUND LTD.
| K2 PSAM EVENT FUND LTD.
| K2 PYXIS FUND LTD.
| K2 WELLINGTON LIQUID HEALTHCARE FUND LTD.
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LTD.
| K2 WESTERN ASSET LIQUID MACRO OPPORTUNITIES FUND LTD.
| K2 LAZARD LIQUID CONVERTIBLES PLUS FUND LTD.
| K2 ASCENT LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 ASCENT LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 ASCENT LLC - K2 SUVRETTA PARTNERS SERIES
| K2 ASCENT LLC - K2 TREMBLANT PARTNERS SERIES
| K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES
| K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
| K2 ASCENT LLC - K2 REDMILE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 AKO PARTNERS SERIES
| K2 ASCENT LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 ASCENT LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 RV LIQUID ASIA FIXED INCOME FUND LTD.
| K2 ASCENT LLC - K2 IMPACTIVE CAPITAL FUND SERIES
| K2 THEIA FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| K2 THESEUS FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| K2 ACTUSRAYPARTNERS EUROPEAN FUND LTD.
| K2 THESEUS FUND SP
| K2 ONE RIVER LIQUID RISK RESPONSE FUND LTD.
| K2 LOGICA TAIL RISK LIQUID FUND LTD.
| K2 PSC LIQUID FUND LTD.
MADISON
S.
GULLEY
EXECUTIVE OFFICER
K2 LONG SHORT FUND LLC
| K2 INSTITUTIONAL INVESTORS II LTD
| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 FIREBOX INVESTMENTS FUND LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 BAY RESOURCE PARTNERS FUND LLC
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 MAUNA KEA LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 FS CUSTOM SOLUTIONS FUND LTD.
| K2 OVERSEAS INVESTORS I LTD
| K2 ELECTRON LIQUID GLOBAL FUND LTD.
| K2 IBT LOCAL 710 PENSION PLAN DEFENSIVE EQUITY FUND LTD.
| K2 GCM LIQUID QUANT MACRO FUND LTD.
| K2 APOLLO CREDIT FUND LTD.
| K2 ATHENA FUND LTD.
| K2 BARDIN HILL LIQUID OPPORTUNITIES FUND LTD.
| K2 ELLINGTON LIQUID CREDIT FUND LTD.
| K2 EMSO LIQUID EMERGING MARKET OPPORTUNITIES FUND LTD.
| K2 ILS FUND, LTD.
| K2 PHCM LIQUID OPPORTUNITIES FUND LTD.
| K2 PSAM EVENT FUND LTD.
| K2 PYXIS FUND LTD.
| K2 WELLINGTON LIQUID HEALTHCARE FUND LTD.
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LTD.
| K2 WESTERN ASSET LIQUID MACRO OPPORTUNITIES FUND LTD.
N/A
K2 ADVISORS L.L.C.
DIRECTOR, PROMOTER
K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 KINGDON ASSOCIATES SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 CHATHAM LIQUID HIGH YIELD FUND LLC
| K2 HALCYON LIQUID OPPORTUNITIES FUND LLC
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LLC
| K2 MAUNA KEA LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 ASCENT LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 ASCENT LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 ASCENT LLC - K2 SUVRETTA PARTNERS SERIES
| K2 ASCENT LLC - K2 TREMBLANT PARTNERS SERIES
| K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES
| K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
| K2 ASCENT LLC - K2 REDMILE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 AKO PARTNERS SERIES
| K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 ASCENT LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 ASCENT LLC - K2 IMPACTIVE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 MAPLE ROCK US FUND SERIES
| K2 ASCENT LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
N/A
K2 ASCENT LLC
EXECUTIVE OFFICER
K2 ASCENT LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 ASCENT LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 ASCENT LLC - K2 SUVRETTA PARTNERS SERIES
| K2 ASCENT LLC - K2 TREMBLANT PARTNERS SERIES
| K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES
| K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
| K2 ASCENT LLC - K2 REDMILE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 AKO PARTNERS SERIES
| K2 ASCENT LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 ASCENT LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 ASCENT LLC - K2 IMPACTIVE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 MAPLE ROCK US FUND SERIES
N/A
K2 MAUNA KEA LLC
EXECUTIVE OFFICER
K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 KINGDON ASSOCIATES SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 MAUNA KEA LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
N/A
K2/D+S MANAGEMENT CO., L.L.C.
EXECUTIVE OFFICER
STAMFORD PHOENIX, LLC
| K2 CREDIT OPPORTUNITIES FUND LLC
| K2 DCC FUND LLC
| K2 COLUMBUS FUND, L.P.
| K2 OVERSEAS LONG SHORT FUND I LTD
| K2 DIVERSIFIED FUND LTD
| K2 OVERSEAS INVESTORS I LTD
| K2 OVERSEAS LONG SHORT FUND LTD
| K2 APOLLO LIQUID CREDIT FUND LLC
| K2 ELECTRON LIQUID GLOBAL FUND LTD.
| K2 CHATHAM LIQUID HIGH YIELD FUND LLC
| K2 HALCYON LIQUID OPPORTUNITIES FUND LLC
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LLC
| K2 IBT LOCAL 710 PENSION PLAN DEFENSIVE EQUITY FUND LTD.
| K2 MAUNA KEA LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 MAUNA KEA LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 LONG SHORT FUND LLC
| K2 INSTITUTIONAL INVESTORS II LTD
| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 FIREBOX INVESTMENTS FUND LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 BAY RESOURCE PARTNERS FUND LLC
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 FS CUSTOM SOLUTIONS FUND LTD.
| K2 RV LIQUID ASIA FIXED INCOME FUND LTD.
| K2 GCM LIQUID QUANT MACRO FUND LTD.
| K2 APOLLO CREDIT FUND LTD.
| K2 ATHENA FUND LTD.
| K2 BARDIN HILL LIQUID OPPORTUNITIES FUND LTD.
| K2 ELLINGTON LIQUID CREDIT FUND LTD.
| K2 EMSO LIQUID EMERGING MARKET OPPORTUNITIES FUND LTD.
| K2 ILS FUND, LTD.
| K2 PHCM LIQUID OPPORTUNITIES FUND LTD.
| K2 PSAM EVENT FUND LTD.
| K2 PYXIS FUND LTD.
| K2 WELLINGTON LIQUID HEALTHCARE FUND LTD.
| K2 WELLINGTON LIQUID TECHNOLOGY FUND LTD.
| K2 LAZARD LIQUID CONVERTIBLES PLUS FUND LTD.
| K2 ASCENT LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 ASCENT LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 ASCENT LLC - K2 SUVRETTA PARTNERS SERIES
| K2 ASCENT LLC - K2 TREMBLANT PARTNERS SERIES
| K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES
| K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
| K2 ASCENT LLC - K2 REDMILE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 AKO PARTNERS SERIES
| K2 ASCENT LLC - K2 STARBOARD VALUE + OPPORTUNITY FUND SERIES
| K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 ASCENT LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 ASCENT LLC - K2 IMPACTIVE CAPITAL FUND SERIES
| K2 WESTERN ASSET LIQUID MACRO OPPORTUNITIES FUND LTD.
| K2 THEIA FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| K2 THESEUS FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| K2 ACTUSRAYPARTNERS EUROPEAN FUND LTD.
| K2 THESEUS FUND SP
| K2 ONE RIVER LIQUID RISK RESPONSE FUND LTD.
| K2 LOGICA TAIL RISK LIQUID FUND LTD.
| K2 PSC LIQUID FUND LTD.
| K2 ASCENT LLC - K2 MAPLE ROCK US FUND SERIES
| K2 ACTUSRAYPARTNERS ASIAN FUND LTD.
| K2 LOGICA ASYMMETRIC ALPHA FUND, LTD.
DAVID
MANLOWE
EXECUTIVE OFFICER
BENEFIT STREET CREDIT ALPHA PARTNERS LP
| BENEFIT STREET PARTNERS RE FR K-31 L.P.
| BENEFIT STREET CREDIT ALPHA FUND LTD.
| BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND L.P.
| BENEFIT STREET PARTNERS SMA LM L.P.
| BENEFIT STREET PARTNERS SENIOR SECURED DEBT FUND (NON-US) L.P.
| BENEFIT STREET PARTNERS SENIOR SECURED DEBT MASTER FUND (NON-US) L.P.
| BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES FUND (NON-US) L.P.
| BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES MASTER FUND (NON-US) L.P.
| BENEFIT STREET PARTNERS SENIOR SECURED OPPORTUNITIES FUND L.P.
| K2 INSTITUTIONAL INVESTORS II LTD
| K2 CUSTOM SOLUTIONS HOSPITAL SISTERS FUND, LTD.
| K2 CUSTOM SOLUTIONS NMSUF FUND, LTD.
| K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
| K2 MAUNA KEA LLC K2 REDMILE CAPITAL FUND SERIES
| K2 MAUNA KEA LLC K2 AKO PARTNERS SERIES
| K2 LAZARD LIQUID CONVERTIBLES PLUS FUND LTD.
| K2 ASCENT LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 ASCENT LLC - K2 SUVRETTA PARTNERS SERIES
| K2 ASCENT LLC - K2 TREMBLANT PARTNERS SERIES
| K2 ASCENT LLC - K2 TRIAN PARTNERS SERIES
| K2 ASCENT LLC - K2 SQN INVESTORS FUND SERIES
| K2 ASCENT LLC - K2 REDMILE CAPITAL FUND SERIES
| K2 ASCENT LLC - K2 AKO PARTNERS SERIES
| K2 ASCENT LLC - K2 ENGAGED CAPITAL FLAGSHIP FUND SERIES
| K2 ASCENT LLC - K2 SWIFTCURRENT PARTNERS SERIES
| K2 RV LIQUID ASIA FIXED INCOME FUND LTD.
| K2 ASCENT LLC - K2 IMPACTIVE CAPITAL FUND SERIES
| K2 OVERSEAS INVESTORS I LTD
| K2 ELECTRON LIQUID GLOBAL FUND LTD.
| K2 IBT LOCAL 710 PENSION PLAN DEFENSIVE EQUITY FUND LTD.
| BSP LEVERED NON-US SOF II (SENIOR SECURED OPPORTUNITIES) FUND L.P.
| BSP LEVERED US SOF II (SENIOR SECURED OPPORTUNITIES) FUND L.P.
| BSP UNLEVERED NON-US SOF II (SENIOR SECURED OPPORTUNITIES) FUND L.P.
| K2 FS CUSTOM SOLUTIONS FUND LTD.
| BSP SOF II STRUCTURED NOTE L.P.
| K2 GCM LIQUID QUANT MACRO FUND LTD.
| K2 APOLLO CREDIT FUND LTD.
| K2 ELLINGTON LIQUID CREDIT FUND LTD.
| K2 EMSO LIQUID EMERGING MARKET OPPORTUNITIES FUND LTD.
| K2 PSAM EVENT FUND LTD.
| K2 PYXIS FUND LTD.
| K2 WESTERN ASSET LIQUID MACRO OPPORTUNITIES FUND LTD.
| K2 THEIA FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| BSP REAL ESTATE OPPORTUNISTIC DEBT HOLDINGS L.L.C.
| BSP COINVEST SMA-H LLC
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC DEBT FUND L.P.
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC STRUCTURED NOTE L.P.
| K2 THESEUS FUND SP, A SEGREGATED PORTFOLIO OF K2 CHRONOS FUND SPC
| BSP DEBT FUND V (NON-US) L.P.
| BSP DEBT FUND V STRUCTURED NOTE L.P.
| BSP DEBT FUND V L.P.
| FRANKLIN TALOS II FT CO-INVEST, L.P.
| BSP SPECIAL SITUATIONS II FT CO-INVEST, L.P.
| BSP DEBT FUND V UNLEVERED (NON-US) L.P.
| BSP REAL ESTATE OPPORTUNISTIC DEBT HOLDINGS II L.L.C.
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC STRUCTURED NOTE II L.P.
| BSP CLO EQUITY FUND III L.P.
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC DEBT FUND II L.P.
DAVID
C
SAUNDERS
DIRECTOR
K2 MAUNA KEA LLC - K2 JET CAPITAL CONCENTRATED FUND SERIES
| K2 MAUNA KEA LLC - K2 KINGDON ASSOCIATES SERIES
| K2 MAUNA KEA LLC - K2 SOUTHPOINT QUALIFIED FUND SERIES
| K2 MAUNA KEA LLC - K2 SUVRETTA PARTNERS SERIES
| K2 MAUNA KEA LLC - K2 TREMBLANT PARTNERS SERIES
| K2 MAUNA KEA LLC K2 WHITE ELM CAPITAL PARTNERS SERIES
| K2 MAUNA KEA LLC K2 TRIAN PARTNERS SERIES
| K2 MAUNA KEA LLC K2 SQN INVESTORS FUND SERIES
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
