DAVID FISHER

Profile

First Name

: DAVID

Middle Name

:

Last Name

: FISHER

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Company Name
Related People
EXECUTIVE OFFICER
JOSHUA M. ANDERSON, JAMIL BAZ, VINEER BHANSALI, DAVID L. BRAUN, JENNIFER S. BRIDWELL, ERIN BROWNE, SABRINA C. CALLIN, ELIZABETH DAVIS CANTRILL, RICKI CHAN, RICH CLARIDA, RICHARD H. CLARIDA, MICHAEL A. CUDZIL, MICHAEL ANTHONY CUDZIL, WENDY W. CUPPS, SUHAIL H. DADA, JOSHUA M. DAVIS, CRAIG A. DAWSON, WILLIAM G. DE LEON, EDWARD DEVLIN, CHRIS P. DIALYNAS, JENNIFER E. DURHAM, MOHSEN FAHMI, JOACHIM FELS, DAVID N. FISHER III, DAVID C. FLATTUM, RUSSELL D. GANNAWAY, MICHAEL A. GOMEZ, SACHIN GUPTA, GREGORY W. HALL, GREGORY WESTON HALL, BRENT R. HARRIS, BRENT RICHARD HARRIS, DOUGLAS M. HODGE, BRENT L. HOLDEN, JONATHAN L. HORNE, JONATHAN LANE HORNE, DANIEL HYMAN, DANIEL H. HYMAN, DANIEL HERBERT HYMAN, DANIEL J. IVASCYN, LEW W. JACOBS IV, ANDREW R. JESSOP, ANDREW RICHARD JESSOP, NICHOLAS J. JOHNSON, ALEJANDRO KERSMAN, MARK R. KIESEL, JOHN J. KIRKOWSKI, JOHN JEFFREY KIRKOWSKI, KIMBERLEY GRACE KORINKE, RICK LEBRUN, RICHARD R. LEBRUN JR., DAVID C. LOWN, DIRK MAXMILLIAN MANELSKI, SUDESH N. MARIAPPA, RENE MARTEL, SCOTT A. MATHER, RAVI MATTU, JULIE ANN MEGGERS, CURTIS A. MEWBOURNE, JOHN M. MILLER, MOHIT MITTAL, ERIC J. MOGELOF, JAMES F. MOORE, ALFRED T. MURATA, JOHN MURRAY, JOHN W. MURRAY, JOHN WILLIAM MURRAY, ROBIN C. NABORS, ROGER O. NIEVES, DOUGLAS J. ONGARO, THOMAS J. OTTERBEIN, N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, STEPHEN A. RODOSKY, EMMANUEL ROMAN, JEROME M. SCHNEIDER, MARC P. SEIDNER, MARC PETER SEIDNER, ROBIN C. SHANAHAN, ROBIN CHRISTINE SHANAHAN, JONATHAN D. SHORT, KIM STAFFORD, CATHLEEN M. STAHL, CATHLEEN MEERE STAHL, THIBAULT C. STRACKE, THIBAULT CHRISTIAN STRACKE, PETER G. STRELOW, JOHN JOSEPH STUDZINSKI, SUNG-HEE SUH, ERIC M. SUTHERLAND, ERIC MICHAEL SUTHERLAND, JOSHUA T. THIMONS, JOSHUA THEODORE THIMONS, ANDREW TAYLOR VADEN, QI WANG, CANDICE STACK WHITTEN, SUSAN L. WILSON, MIHIR P. WORAH, ROBERT O. YOUNG
EXECUTIVE OFFICER
MIKE AMEY, JOSHUA M. ANDERSON, BRIAN P. BAKER, ANDREW THOMAS BALLS, JAMIL BAZ, WILLIAM R. BENZ II, VINEER BHANSALI, RYAN PATRICK BLUTE, PHILIPPE BODEREAU, ANDREW BOSOMWORTH, DAVID L. BRAUN, JENNIFER S. BRIDWELL, ERIN BROWNE, SABRINA C. CALLIN, ELIZABETH DAVIS CANTRILL, RICKI CHAN, RICHARD H. CLARIDA, MICHAEL ANTHONY CUDZIL, WENDY W. CUPPS, SUHAIL H. DADA, JOSHUA M. DAVIS, CRAIG A. DAWSON, WILLIAM G. DE LEON, EDWARD DELVIN, PRAMOL DHAWAN, CHRIS P. DIALYNAS, JENNIFER E. DURHAM, MOHSEN FAHMI, PATRICK FEIGLEY, JOACHIM FELS, DAVID N. FISHER III, DAVID C. FLATTUM, DAVID CARL FLATTUM, RUSSELL D. GANNAWAY, MICHAEL A. GOMEZ, NICOLAS GRANGER, ADAM L. GUBNER, SACHIN GUPTA, GREGORY WESTON HALL, BRENT RICHARD HARRIS, DOUGLAS M. HODGE, BRENT L. HOLDEN, JONATHAN LANE HORNE, DANIEL HYMAN, DANIEL HERBERT HYMAN, DANIEL J. IVASCYN, DANIEL JOHN IVASCYN, LEW W. JACOBS IV, LEW W. JACOBS, IV, ANDREW R. JESSOP, ANDREW RICHARD JESSOP, NICHOLAS J. JOHNSON, ALEJANDRO KERSMAN, MARK R. KIESEL, MARK RICHARD KIESEL, JOHN JEFFREY KIRKOWSKI, KIMBERLEY G. KORINKE, KIMBERLEY GRACE KORINKE, RICHARD R. LEBRUN, RICHARD R. LEBRUN JR., MATTHIEU LOUANGES, DAVID C. LOWN, VIRGINIE MAISONNEUVE, JASON WILLIAM MANDINACH, DIRK MAXMILLIAN MANELSKI, SUDESH N. MARIAPPA, RENE MARTEL, TOMOYA MASANAO, SCOTT A. MATHER, SCOTT ALAN MATHER, AKINORI MATSUI, RAVI MATTU, RAVI K. MATTU, PAUL A. MCCULLEY, ROBERT MEAD, JULIE ANN MEGGERS, CURTIS A. MEWBOURNE, JOHN M. MILLER, MOHIT MITTAL, ERIC J. MOGELOF, JAMES F. MOORE, ALFRED T. MURATA, ALFRED TAKETO MURATA, JOHN W. MURRAY, JOHN WILLIAM MURRAY, ROGER O. NIEVES, DOUGLAS J. ONGARO, THOMAS J. OTTERBEIN, N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, N/A N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, LORENZO P. PAGANI, SAUMIL H. PARIKH, SONALI SHAH PIER, EMANUELE RAVANO, STEPHEN A. RODOSKY, EMMANUEL ROMAN, JEROME M. SCHNEIDER, JEROME MICHAEL SCHNEIDER, MARC P. SEIDNER, MARC PETER SEIDNER, ROBIN C. NABORS SHANAHAN, ROBIN CHRISTINE SHANAHAN, GREG ELLIOT SHARENOW, JONATHAN D. SHORT, ADAM SHUKOVSKY, CATHLEEN MEERE STAHL, JASON ROBERT STEINER, THIBAULT C. STRACKE, THIBAULT CHRISTIAN STRACKE, PETER G. STRELOW, JOHN JOSEPH STUDZINSKI, SUNG-HEE SUH, ERIC M. SUTHERLAND, ERIC MICHAEL SUTHERLAND, JOSHUA T. THIMONS, JOSHUA THEODORE THIMONS, ANDREW T. VADEN, ANDREW TAYLOR VADEN, QI WANG, JAMIE WEINSTEIN, CANDICE STACK WHITTEN, SUSAN L. WILSON, MIHIR P. WORAH, MIHIT P. WORAH, JING YANG, ROBERT YOUNG, ROBERT O. YOUNG, NADIA ZAKIR
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2026-06-25 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2026-06-25 
D
COMMERCIAL BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2026-06-17 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2026-04-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2026-05-28 
D
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
 
2026-03-26 
D
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
 
2026-03-20 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2025-07-21 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-01-29 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2023-08-21 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-10-28 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-06-24 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2023-11-13 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-19 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-04-22 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2024-03-18 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-06-24 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2023-07-03 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-03-18 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2024-07-15 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2023-12-11 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2023-09-18 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2025-05-23 
D
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2025-05-14 
D
COMMERCIAL BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2025-04-01 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-06-30 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-10-21 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-08-05 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-12-12 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-09-19 
D
REITS AND FINANCE 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
Equity 
2024-08-02 
D
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-09 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2024-08-13 
D/A
REITS AND FINANCE 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
Equity 
2023-11-15 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2024-05-15 
D
COMMERCIAL 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
Equity 
2023-11-15 
D/A
 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
 
2019-07-24 
D/A
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2020-10-02 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-09-26 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-06-20 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2023-12-05 
D/A
 
 
DECLINE TO DISCLOSE 
Equity 
2019-09-06 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-08-01 
D/A
 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
 
2019-07-24 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2022-02-22 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2022-04-18 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-12-06 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-01-03 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2023-07-06 
D/A
COMMERCIAL 
REAL ESTATE INVESTMENT TRUSTS [6798] 
DECLINE TO DISCLOSE 
Equity 
2019-07-24 
D
RESIDENTIAL 
 
NO REVENUES 
Equity 
2023-05-25 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2023-05-19 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-02-02 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-04-18 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-05-18 
D
COMMERCIAL BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2023-04-28 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-11-01 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-09-13 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-08-16 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-07-05 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-06-07 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-05-04 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-02-24 
D
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-03-24 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-12-22 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-11-25 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-02-12 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-12-24 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2021-09-29 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-09-03 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-10-20 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-07-31 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2020-07-14 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-02-14 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-07-06 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-03-27 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2020-06-17 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-05-14 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-12-17 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-07-22 
D
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-10-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-04-06 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-08-25 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-10-02 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-08-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-07-15 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2022-07-13 
D
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2022-06-30 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-04-21 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-03-09 
D/A
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2022-05-20 
D/A
COMMERCIAL 
 
$25,000,001 - $100,000,000 
Equity 
2019-09-06 
D/A
COMMERCIAL 
 
$25,000,001 - $100,000,000 
Equity 
2019-07-24 
D/A
COMMERCIAL 
 
$25,000,001 - $100,000,000 
Equity 
2019-07-24 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2022-05-20 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-03-21 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2022-02-21 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2022-02-23 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-09-15 
D/A
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2021-05-06 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-08-26 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-09-22 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-09-22 
D/A
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-08-06 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-09-10 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-08-27 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-08-12 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2021-08-09 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-08-05 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-07-29 
D
PRIVATE EQUITY FUND 
 
NOT APPLICABLE 
 
2021-06-29 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-06-04 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-06-14 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-01-15 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-05-04 
D/A
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2021-05-06 
D
COMMERCIAL BANKING 
 
DECLINE TO DISCLOSE 
Debt 
2021-05-07 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-04-21 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-04-20 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-03-04 
D
COMMERCIAL BANKING 
 
DECLINE TO DISCLOSE 
Equity 
2021-02-17 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-02-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-02-02 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-02-10 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2019-07-24 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2019-09-06 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-01-22 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-01-21 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-02-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-01-27 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-02-01 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-01-15 
D
OTHER INVESTMENT FUND 
 
 
 
2020-12-18 
D
OTHER INVESTMENT FUND 
 
 
 
2020-11-02 
D
OTHER INVESTMENT FUND 
 
 
 
2020-11-02 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2019-09-06 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2020-10-20 
D/A
OTHER INVESTMENT FUND 
 
 
 
2020-09-17 
D/A
OTHER INVESTMENT FUND 
 
 
 
2020-09-17 
D
OTHER INVESTMENT FUND 
 
 
 
2020-09-17 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-15 
D/A
COMMERCIAL 
 
$5,000,001 - $25,000,000 
Equity 
2019-07-24 
D
OTHER INVESTMENT FUND 
 
 
 
2020-04-27 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-07-22 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-09-09 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-12-26 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-05-20 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-09-09 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2019-04-18 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2019-06-07 
D
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-24 
D
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2019-04-22 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-12-26 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-11-08 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-11-08 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-11-08 
D
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2018-01-01 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-09-06 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2018-10-23 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-06-15 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2016-08-22 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2017-06-21 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2017-04-13 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-04-13 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2018-02-23 
D
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2018-02-05 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2017-08-09 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2017-07-12 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2014-12-18 
D/A
HEDGE FUND 
 
 
 
2013-03-01 
D
RESTAURANTS 
 
DECLINE TO DISCLOSE 
Equity 
2016-10-31 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2016-09-18 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2016-06-17 
D
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2016-06-16 
D
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2016-06-17 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2016-04-15 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2016-04-15 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2015-12-11 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2015-12-11 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2015-09-01 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2015-05-20 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-08-07 
D/A
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2015-05-06 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2015-05-19 
D
HEDGE FUND 
 
 
 
2015-03-31 
D
HEDGE FUND 
 
 
 
2014-01-02 
D
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2014-12-18 
D
COMMERCIAL 
 
$1,000,001 - $5,000,000 
Equity 
2014-10-10 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2014-06-24 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2014-06-03 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-09-13 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-05-20 
D/A
COMMERCIAL 
 
$1 - $1,000,000 
Equity 
2013-03-08 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2013-01-23 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-06 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-01-25 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2011-04-27 
D
POOLED INVESTMENT FUND 
 
DECLINE TO DISCLOSE 
Equity 
2011-04-27 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2010-12-20 
D
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2010-08-30 
D
RESIDENTIAL 
 
NO REVENUES 
Equity 
2010-05-13 
D/A
RESIDENTIAL 
 
NO REVENUES 
Equity 
2010-06-11 
D
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
Equity 
2009-12-28 
D/A
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2008-12-24