CAMPBELL FUND TRUST

Profile

Company Names

CAMPBELL FUND TRUST

Addresses

2850 QUARRY LAKE DRIVE, STE 100, BALTIMORE, MD 21209

2850 QUARRY LAKE DRIVE, STE 100, BALTIMORE, MD 21209

2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

Phone Numbers

410-413-2600

 

Entity Type:

BUSINESS TRUST

Industry:

OTHER INVESTMENT FUND

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$2,659,676,743.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
1996-01-01 
$2,659,676,743.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
G. 
WILLIAM 
ANDREWS 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FUND TRUST   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP
WILLIAM 
G 
ANDREWS 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL FINANCIAL FUTURES FUND L P
WILLIAM 
G. 
ANDREWS 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
THERESA 
D 
BECKS 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
D 
KEITH 
CAMPBELL 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
D. 
KEITH 
CAMPBELL 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC
N/A 
 
CAMPBELL + COMPANY, INC. 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC
N/A 
 
CAMPBELL + COMPANY, LP 
EXECUTIVE OFFICER
CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC
N/A 
 
CAMPBELL+ COMPANY, LP 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
WILLIAM 
C 
CLARKE III 
DIRECTOR
CAMPBELL FUND TRUST
BRUCE 
L 
CLELAND 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
BRUCE 
L. 
CLELAND 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST
KEVIN 
D 
COLE 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP
GREGORY 
T 
DONOVAN 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
GREGORY 
T. 
DONOVAN 
EXECUTIVE OFFICER
CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP
MICHAEL 
S 
HARRIS 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
MICHAEL 
S. 
HARRIS 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP
MICHAEL 
J 
HEBRANK 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC
KEVIN 
M 
HEERDT 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P
XIAOHUA 
 
HU 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC
RICHARD 
 
JOHNSON 
EXECUTIVE OFFICER
CITIZENS INDEPENDENT BANCORP, INC.   |  LMI AEROSPACE INC   |  QELLO HOLDINGS LLC   |  CAMPBELL FUND TRUST   |  CARLISLE COUNTRY CLUB   |  TEXTURE CAPITAL HOLDINGS CORP.   |  INOTIV, INC.   |  HOVR INC.
HEIDI 
L. 
KAISER 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP
JOSEPH 
 
KELLY 
EXECUTIVE OFFICER
GREYLOCK GLOBAL OPPORTUNITY INSTITUTIONAL FUND II LTD   |  GREYLOCK GLOBAL OPPORTUNITY FUND OFFSHORE LTD   |  HARD ASSETS 2X FUND LTD   |  HARD ASSETS PORTFOLIO LTD   |  GREYLOCK GLOBAL OPPORTUNITY INSTITUTIONAL FUND II, LTD.   |  GREYLOCK GLOBAL OPPORTUNITY FUND (OFFSHORE) LTD.   |  CAXTON GLOBAL INVESTMENTS (INSTITUTIONAL) LTD   |  INFOCHIMPS, INC.   |  GLOBAL ENERGY OPPORTUNITY FUND, LTD   |  G-175 STRATEGIES LTD.   |  HARD ASSETS ERISA LTD.   |  ZEBRA GLOBAL LIQUIDITY ARBITRAGE FUND, LTD.   |  THIRD POINT REINSURANCE OPPORTUNITIES FUND LTD.   |  ZEBRA GLOBAL EQUITY FUND, LTD.   |  ZEBRA GLOBAL EQUITY ADVANTAGE FUND, LTD.   |  NEW OCEAN FOCUS CAT FUND LTD   |  CAMPBELL FUND TRUST   |  UNCHAINED CAPITAL, INC.
JAMES 
M 
LITTLE 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST
THOMAS 
P 
LLOYD 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL FUND TRUST   |  CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.
THOMAS 
P. 
LLOYD 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC   |  CAMPBELL EQUITY ALPHA ONSHORE FUND, LP
ROBERT 
W. 
MCBRIDE 
EXECUTIVE OFFICER
CAMPBELL INSTITUTIONAL TREND FUND, L.P.   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP   |  CAMPBELL OFFSHORE FUND LTD SPC
GABRIEL 
A 
MORRIS 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
BRIAN 
 
NABET 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
PHILIPPE 
B 
PRADEL 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
JOHN 
 
RADLE 
EXECUTIVE OFFICER
CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP
JOHN 
R 
RADLE 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
STEPHEN 
C. 
ROUSSIN 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL WORLD TREND FUND, L.P.   |  RAMIUS IDF LLC   |  RAMIUS IDF MASTER FUND LLC   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST
STEVEN 
A. 
SCHNEIDER 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST   |  CAMPBELL WORLD TREND FUND, L.P.
SARAH 
 
SHECKELLS 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
DARVIN 
 
STERNER 
EXECUTIVE OFFICER
CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC   |  CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC   |  CAMPBELL MANAGED FUTURES ONSHORE FUND, LP
ADAM 
 
TREMPER 
EXECUTIVE OFFICER
CAMPBELL FUND TRUST
TRACY 
 
WILLS-ZAPATA 
EXECUTIVE OFFICER, DIRECTOR
CAMPBELL GOLD PLUS FUND, L.P.   |  CAMPBELL MULTI-STRATEGY TRUST   |  CAMPBELL QUALIFIED MULTI-STRATEGY FUND LLC   |  CAMPBELL GLOBAL ASSETS FUND LTD SAC   |  CAMPBELL FINANCIAL FUTURES FUND L P   |  CAMPBELL FUND TRUST   |  CAMPBELL INSTITUTIONAL TREND FUND, L.P.   |  CAMPBELL WORLD TREND FUND, L.P.   |  CAMPBELL GLOBAL ASSETS FUND LTD SPC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2026-05-15
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2025-05-15
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2024-07-11
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2023-06-01
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2022-05-19
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2021-05-21
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2020-05-21
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2019-05-29
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2017-05-18
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2016-05-18
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2015-05-21
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2014-05-20
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2013-05-22
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2012-04-24
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2011-04-29
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2010-04-30
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2009-04-17
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
2009-04-16
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
1996-01-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
NONE
NONE
CAMPBELL FINANCIAL SERVICES, LLC
42953
NONE
NONE
COMMONWEALTH FINANCIAL NETWORK
8032
NONE
NONE
GENEOS WEALTH MANAGEMENT, INC.
120894
NONE
NONE
JANNEY MONTGOMERY SCOTT, LLC
463
NONE
NONE
LPL FINANCIAL CORPORATION
6413
NONE
NONE
MERRILL LYNCH, PIERCE, FENNER + SMITH, INC.
7691
NONE
NONE
MORGAN STANLEY SMITH BARNEY LLC
149777
NONE
NONE
RAYMOND JAMES + ASSOCIATES, INC
705
NONE
NONE
RBC CAPITAL MARKETS LLC
31194
NONE
NONE
STEPHENS, INC.
3496
NONE
NONE
STIFEL NICOLAUS + COMPANY, INCORPORATED
793
NONE
NONE
UBS FINANCIAL SERVICES INC.
8174
NONE
NONE
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
11025
NONE
NONE
WELLS FARGO CLEARING SERVICES, LLC
19616
NONE
NONE
AMERIPRISE FINANCIAL SERVICES, INC.
6363
NONE
NONE
BENJAMIN F. EDWARDS + CO., INC.
146936
NONE
NONE
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
NONE
NONE
DAVENPORT+ COMPANY LLC
1588
NONE
NONE
HIGHTOWER SECURITIES, LLC
116681
NONE
NONE
CETERA ADVISORS LLC
10299
NONE
NONE
PURSHE, KAPLAN, STERLING INVESTMENTS
35747
NONE
NONE
ROBERT W. BAIRD + CO., INC.
8158
NONE
NONE
SPIRE SECURITIES, LLC
144131
NONE
NONE
USA FINANCIAL SECURITIES CORPORATION
103857
NONE
NONE
ARETE WEALTH MANAGEMENT, LLC
44856
NONE
NONE
LINCOLN INVESTMENT PLANNING, INC.
519
NONE
NONE
MUTUAL SECURITIES, INC.
13092
NONE
NONE
OPPENHEIMER + CO., INC.
249
NONE
NONE
D.H. HILL SECURITIES, LLLP
41528
NONE
NONE
AUSDAL FINANCIAL PARTNERS, INC.
7995
NONE
NONE
KESTRA INVESTMENT SERVICES, LLC
42046
NONE
NONE
RAYMOND JAMES FINANCIAL SERVICES, INC.
6694
NONE
NONE
FRONTIER SOLUTIONS LLC
136102
NONE
NONE
HILLTOP SECURITIES INC
6220
NONE
NONE
J.P. MORGAN SECURITIES LLC
79
NONE
NONE
MCDONALD PARTNERS LLC
135414
NONE
NONE
PROSPERA FINANCIAL SERVICES INC
10740
NONE
NONE
SNOWDEN ACCOUNT SERVICES LLC
149794
NONE
NONE
NATIONS FINANCIAL GROUP INC
44181
NONE
NONE
TRUIST INVESTMENT SERVICES
17499
NONE
NONE
CETERA WEALTH SERVICES, LLC
13572
NONE
NONE
LOCORR DISTRIBUTORS LLC
41782
NONE
NONE
INSIGNEO SECURITIES, LLC
29249
NONE
NONE
POLAR INVESTMENT COUNSEL, INC
42847
NONE
NONE
MHL INVESTMENTS
2535
NONE
NONE
OSAIC WEALTH, INC
23131
NONE
NONE
WILMINGTON CAPITAL SECURITIES, LLC
133839
NONE
NONE
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
1254
NONE
NONE
VANDERBILT SECURITIES LLC
5953
NONE
NONE
+PARTNERS, LLC
3767
NONE
NONE
A.G.P. / ALLIANCE GLOBAL PARTNERS
8361
NONE
NONE
IFP SECURITIES, LLC
297287
NONE
NONE
INTEGRITY ALLIANCE, LLC
139627
NONE
NONE
SANCTUARY SECURITIES, INC.
205
NONE
NONE
CAMPBELL FINANCIAL SERVICES, INC.
42953
NONE
NONE
CREDIT SUISSE SECURITIES (USA) LLC
816
NONE
NONE
LINCOLN FINANCIAL ADVISORS CORPORATION
3978
NONE
NONE
WELLS FARGO ADVISORS, LLC
19616
NONE
NONE
LINCOLN FINANCIAL SECURITIES CORPORATION
3870
NONE
NONE
CETERA ADVISOR NETWORKS LLC
13572
NONE
NONE
GROVE POINT INVESTMENTS, LLC
1763
NONE
NONE
DAVID A. NOYES + COMPANY
205
NONE
NONE
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
18487
NONE
NONE
FIRST ALLIED SECURITIES
32444
NONE
NONE
SECURITIES AMERICA, INC.
10205
NONE
NONE
STEPHEN A. KOHN + ASSOCIATES, LTD.
41067
NONE
NONE
TITAN SECURITIES
131392
NONE
NONE
KMS FINANCIAL SERVICES, INC.
3866
NONE
NONE
FSC SECURITIES CORPORATION
7461
NONE
NONE
ROYAL ALLIANCE ASSOCIATES, INC.
23131
NONE
NONE
SAGEPOINT FINANCIAL, INC.
133763
NONE
NONE
H. BECK, INC.
1763
NONE
NONE
WEDBUSH MORGAN SECURITIES INC.
877
NONE
NONE
BB+T SCOTT + STRINGFELLOW, INC.
142785
NONE
NONE
JAE INVESTMENTS, INC.
42807
NONE
NONE
DAVENPORT + COMPANY LLC
1588
NONE
NONE
HILLIARD LYONS, INC.
453
NONE
NONE
SUMMIT BROKERAGE SERVICES, INC.
34643
NONE
NONE
GIRARD SECURITIES, INC.
18697
NONE
NONE
J.P. MORGAN CLEARING CORP.
28432
NONE
NONE
SII INVESTMENTS, INC.
2225
NONE
NONE
THOMAS MCDONALD PARTNERS LLC
135414
NONE
NONE
VSR FINANCIAL SERVICES, INC.
14503
NONE
NONE
ALTEGRIS INVESTMENTS, INC.
8258
NONE
NONE
FUTURES INVESTMENT COMPANY
42402
NONE
NONE
KALOS CAPITAL, INC.
44337
NONE
NONE
PROSPERA FINANCIAL SERVICES, INC.
10740
NONE
NONE
WINSLOW, EVANS + CROCKER, INC.
29686
NONE
NONE
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
18214
NONE
NONE
INVESTMENT CENTERS OF AMERICA, INC.
16443
NONE
NONE
J.P. TURNER + COMPANY, L.L.C.
43177
NONE
NONE
M HOLDINGS SECURITIES, INC.
43285
NONE
NONE
PORTFOLIO RESOURCES GROUP, INC.
31155
NONE
NONE
STEBEN + COMPANY, INC.
117808
NONE
NONE
THURSTON, SPRINGER, MILLER, HERD + TITAK, INC.
8478
NONE
NONE
TRICOR FINANCIAL, LLC
142518
NONE
NONE
UHLMANN PRICE SECURITIES, LLC
42854
NONE
NONE
WUNDERLICH SECURITIES, INC.
2543
NONE
NONE
CAREY, THOMAS, HOOVER, + BREAULT, INC.
38367
NONE
NONE
ROCKFLEET FINANCIAL SERVICES, INC.
149325
NONE
NONE
SOUTHWEST SECURITIES, INC.
6220
NONE
NONE
MIDAMERICA FINANCIAL SERVICES, INC.
47351
NONE
NONE
TRIAD ADVISORS, INC.
25803
NONE
NONE
VOYA FINANCIAL ADVISORS, INC.
2882
NONE
NONE
SANDERS MORRIS HARRIS INC.
20580
NONE
NONE
SWS FINANCIAL SERVICES, INC.
17587
NONE
NONE
ING FINANCIAL PARTNERS, INC.
2882
NONE
NONE
POLAR INVESTMENT COUNSEL, INC.
42847
NONE
NONE
SOUTHWEST SECURITIES FINANCIAL SERVICES
NONE
NONE
NONE
ALTEGRIS INVESTMENTS, INC.
8528
NONE
NONE
CAMBRIDGE INVESTMENT RESEARCH, INC.
39573
NONE
NONE
KALOS CAPITAL, INC.
44337
NONE
NONE
MORGAN KEEGAN + COMPANY, INC.
4161
NONE
NONE
BB+T SCOTT + STRINGFELLOW, INC.
6255
NONE
NONE
SILVER OAK SECURITIES, INC.
46947
NONE
NONE
CANTELLA + CO., INC.
13905
NONE
NONE
DUNCAN-WILLIAMS, INC.
6950
NONE
NONE
EXOS SECURITIES, LLC
147909
NONE
NONE
IMS SECURITIES, INC.
35567
NONE
NONE
NORTHEAST SECURITIES, INC.
25996
NONE
NONE
PORTFOLIO RESOURCES GROUP, INC.
31155
NONE
NONE
SPIRE SECURITIES, LLC
144131
NONE
NONE
STEBEN + COMPANY, INC.
117808
NONE
NONE
TRICOR FINANCIAL, LLC
142518
NONE
NONE
FSC SECURITIES CORPORATION
7461
NONE
NONE
LINCOLN INVESTMENT PLANNING, INC.
519
NONE
NONE
S F SENTRY SECURITIES, INC.
27432
NONE
NONE
CAPITAL ANALYSTS, INC.
5478
NONE
NONE
JANNEY MONTGOMERY SCOTT, LLC
463
NONE
NONE
LPL FINANCIAL CORPORATION
6413
NONE
NONE
SCOTT + STRINGFELLOW, INC.
6255
NONE
NONE
DEWAAY FINANCIAL NETWORK, LLC
30767
NONE
NONE
EXOS SECURITIES, LLC
147909
NONE
NONE
MULTI-FINANCIAL SECURITIES CORP.
10299
NONE
NONE
ALTEGRIS INVESTMENTS, INC
8258
NONE
NONE
CAPITAL ANALYSTS INCORPORATED
5478
NONE
NONE
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
18214
NONE
NONE
LINCOLN FINANCIAL ADVISORS CORPORATION
3978
NONE
NONE
FIRST ALLIED SECURITIES, INC.
32444
NONE
NONE
H. BECK, INC.
1763
NONE
NONE
IMS SECURITIES, INC.
35567
NONE
NONE
MORGAN KEEGAN + COMPANY, INC.
4161
NONE
NONE
NORTHEAST SECURITIES, INC.
25996
NONE
NONE
PACIFIC WEST SECURITIES, INC.
6390
NONE
NONE
POLAR INVESTMENT COUNSEL, INC.
42847
NONE
NONE
RAYMOND JAMES + ASSOCIATES, INC.
705
NONE
NONE
RBC CAPITAL MARKETS CORPORATION
31194
NONE
NONE
ROYAL ALLIANCE ASSOCIATES, INC.
23131
NONE
NONE
SANDERS MORRIS HARRIS INC.
20580
NONE
NONE
SCOTT + STRINGFELLOW, INC.
6255
NONE
NONE
SECURITIES AMERICA, INC.
10205
NONE
NONE
STEPHEN A. KOHN + ASSOCIATES, LTD.
41067
NONE
NONE
UBS FINANCIAL SERVICES, INC.
8174
NONE
NONE
UHLMANN PRICE SECURITIES, LLC
42854
NONE
NONE
VSR FINANCIAL SERVICES, INC.
14503
NONE
NONE
LPL FINANCIAL CORPORATION
6413
NONE
NONE
M HOLDINGS SECURITIES, INC.
43285
NONE
NONE
PROSPERA FINANCIAL SERVICES
10740
NONE
NONE
GENEOS WEALTH MANAGEMENT
120894
NONE
NONE
STIFEL, NICOLAUS + COMPANY, INCORPORATED
793
NONE
NONE
CREDIT SUISSE SECURITIES (USA) LLC
816
NONE
NONE
MERRILL LYNCH, PIERCE, FENNER + SMITH INCORPORATED
7691
NONE
NONE
SAGEPOINT FINANCIAL INC.
133763
NONE
NONE
MULTI-FINANCIAL SECURITIES CORPORATION
10299
NONE
NONE
WUNDERLICH SECURITIES, INC.
2543
NONE
NONE
HILLIARD LYONS
453
NONE
NONE
ROBERT W. BAIRD + CO. INC.
8158
NONE
NONE
DEWAAY FINANCIAL NETWORK LLC
30767
NONE
NONE
TRIAD ADVISORS, INC.
25803
NONE
NONE
WINSLOW EVANS + CROCKER INC.
29686
NONE
NONE
DAVID A. NOYES + COMPANY
205
NONE
NONE
SUMMIT BROKERAGE SERVICES, INC.
34643
NONE
NONE
DAVENPORT + COMPANY LLC
1588
NONE
NONE
GIRARD SECURITIES, INC.
18697
NONE
NONE
THURSTON SPRINGER MILLER HERD + TITAK, INC.
8478
NONE
NONE
SILVER OAK SECURITIES, INCORPORATED
46947
NONE
NONE
BENJAMIN F. EDWARDS + CO. INC.
146936
NONE
NONE
WEDBUSH MORGAN SECURITIES INC.
877
NONE
NONE
SPIRE SECURITIES LLC
144131
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
NONE
NONE
EXOS SECURITIES, LLC
147909
NONE
NONE
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
18487
NONE
NONE
FUTURES INVESTMENT COMPANY
42402
NONE
NONE
A.G. EDWARDS + SONS, INC.
4
NONE
NONE
CITIGROUP GLOBAL MARKETS, INC.
7059
NONE
NONE
FERRIS, BAKER WATTS, INCORPORATED
285
NONE
NONE
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
11025
NONE
NONE
WACHOVIA SECURITIES, LLC
19616
NONE
NONE
AIG FINANCIAL ADVISORS, INC.
133763
NONE
NONE
AMERICAN SECURITIES GROUP
43730
NONE
NONE
MORGAN STANLEY + CO. INCORPORATED
8209
NONE
NONE
MERRILL LYNCH, PIERCE, FENNER + SMITH INCORPORATED
7691
NONE
NONE
BEAR STEARNS + CO. INC.
79
NONE
NONE
H+R BLOCK FINANCIAL ADVISORS, INC.
5979
NONE
NONE
ING FINANCIAL PARTNES, INC.
2882
NONE
NONE
STANFORD GROUP COMPANY
39285
NONE
NONE
ALTEGRIS INVESTMENTS, INC
8258
NONE
NONE
JAE SECURITIES, INC.
42807
NONE
NONE
SANDERS MORRIS HARRIS, INC.
20580