ASPEN DIVERSIFIED FUND LLC

Profile

Company Names

ASPEN DIVERSIFIED FUND LLC

Addresses

4200 NORTHSIDE PARKWAY, BUILDING 11 SUITE 200, ATLANTA, GA 30327

4200 NORTHSIDE PARKWAY, BUILDING 11, SUITE 200, ATLANTA, 2Q 30327

1230 PEACHTREE STREET NE, SUITE 1750, ATLANTA, 2Q 30308

Phone Numbers

404-879-5130
404-879-5126

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER INVESTMENT FUND

Year Incorporated:

> 5 years ago

State Incorporated:

DELAWARE

Total Amount Raised:

$193,909,418.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2005-07-01 
$193,909,418.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
KENNETH 
E. 
BANWART 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN BALANCED EQUITY FUND LLC   |  ASPEN BALANCED EQUITY FUND LTD   |  ASPEN COMMODITY LONG/SHORT FUND LLC
WILLIAM 
WARE 
BUSH 
EXECUTIVE OFFICER, PROMOTER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN BALANCED EQUITY FUND LLC   |  ASPEN BALANCED EQUITY FUND LTD   |  ASPEN COMMODITY LONG/SHORT FUND LLC
BRYAN 
R. 
FISHER 
EXECUTIVE OFFICER, PROMOTER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN BALANCED EQUITY FUND LLC   |  ASPEN BALANCED EQUITY FUND LTD   |  ASPEN COMMODITY LONG/SHORT FUND LLC
ADAM 
 
LANGLEY 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN BALANCED EQUITY FUND LLC   |  ASPEN BALANCED EQUITY FUND LTD   |  ASPEN COMMODITY LONG/SHORT FUND LLC   |  ANGEL OAK STRATEGIC MORTGAGE INCOME FUND, LTD.
PAUL 
R. 
MORIN 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN COMMODITY LONG/SHORT FUND LLC
JEREMY 
L. 
STANDROD 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN BALANCED EQUITY FUND LLC   |  ASPEN BALANCED EQUITY FUND LTD
DEBORAH 
H. 
TERRY 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN COMMODITY LONG/SHORT FUND LLC
GEORGE 
DAVIS 
VICK 
EXECUTIVE OFFICER
ASPEN DIVERSIFIED FUND LLC   |  ASPEN COMMODITY LONG/SHORT FUND LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2013-05-29
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
2005-07-01 
2012-06-06
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
2005-07-01 
2011-06-13
D
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
2005-07-01 
2009-12-29
D/A
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
2005-07-01 
2009-05-06
D
Link
OTHER INVESTMENT FUND 
[6221] 
 
 
2005-07-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
THOMAS MCDONALD PARTNERS, LLC
135414
WILLIAM D. JOHNSON
1029862
THOMAS MCDONALD PARTNERS, LLC
135414
RICHARD SIMKUS
1269936
LAMON + STERN, INC.
10839
HOLLIS LAMON
862456
THOMAS MCDONALD PARTNERS, LLC
135414
TIMOTHY NORTON
726982
CASCADE FINANCIAL MANAGEMENT, INC.
119030
CRAIG PHILLIPS
2066182
SUNTRUST INVESTMENT SERVICES, INC.
17499
JEFF JONES
2952292
RBC CAPITAL MARKETS, LLC
31194
THOMAS CARTER
2085078
SUNTRUST INVESTMENT SERVICES, INC.
17499
ROGER SHAFFER
2404126
SUNTRUST INVESTMENT SERVICES, INC.
17499
BETH THOMAS
1222562
SUNTRUST INVESTMENT SERVICES, INC.
17499
RICHARD MILES
3083496
SUNTRUST INVESTMENT SERVICES, INC.
17499
RICHARD MALMBERG
2798629
SUNTRUST INVESTMENT SERVICES, INC.
17499
MADISON MIZE
2390773
VSR FINANCIAL SERVICES, INC.
14503
MICHAEL JONES
4922202
PROSPERA FINANCIAL SERVICES, INC.
10740
KEITH REAGAN
1825700
PROSPERA FINANCIAL SERVICES, INC.
10740
CLAYTON JAMES
4565333
SCOTT + STRINGFELLOW, LLC
6255
MILLS BRINSON
1057985
SUNTRUST INVESTMENT SERVICES, INC.
17499
DENNIS PARKER
2665845
SCOTT + STRINGFELLOW, LLC
6255
PHIL PAPPAS
2335827
D.A. DAVIDSON + CO.
199
ROBERT HUTCHINS
254047
D.A. DAVIDSON + CO.
199
GEORGE CALVERT
719186
D.A. DAVIDSON + CO.
199
ALLAN LEE WRIGHT
730913
SILVER OAK SECURITIES, INC.
46947
JOEL JOHNSON
1941908
CASCADE FINANCIAL MANAGEMENT, INC.
119030
DAVID STIEH
4151253
SCOTT + STRINGFELLOW, LLC
6255
MARTIN MILLER
2202839
SCOTT + STRINGFELLOW, LLC
6255
MATTHEW HORN
4012151
D.A. DAVIDSON + CO.
199
CURT BENNETT
2556498