DAVID KIM

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First Name

: DAVID

Middle Name

:

Last Name

: KIM

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EXECUTIVE OFFICER, DIRECTOR
CONTECH CONSTRUCTION PRODUCTS HOLDINGS INC
OLIVER BOWER, DONALD CIHAK, PATRICK M. HARLOW, RONALD C. KEATING, THOMAS D. SINGER
DIRECTOR
TV2 HOLDING CO
SHARI ALLEN, SAMUEL E. BRASCH, CHRISTOPHER CHAVEZ, MICHAEL CHOBOTOV, MICHAEL V. CHOBOTOV, RYAN DRANT, RYAN D. DRANT, KIMBERLEY ELTING, STEVEN HARRISON, JOSEPH HUMPHREY, VIVEK JAYARAMAN, VIVEK K. JAYARAMAN, STUART KALER, MICHAEL KRAMER, MICHAEL R. KRAMER, LOU MOLINARI, LOUIS J. MOLINARI, DANIEL MOORE, DANIEL J. MOORE, JAKE NUNN, JAKE R. NUNN, SHARI L. O-QUINN, ARUN RAMAMOORTHY, DOUGLAS ROEDER, DOUGLAS A. ROEDER, JAMES SCOPA, JAMES P. SCOPA, JAMES SHAPIRO, ROBERT THOMAS, ROBERT W. THOMAS, ROBERT WHIRLEY, ROBERT G. WHIRLEY
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
ACE LEARNING COMPANY, INC.
DAVID DANIELS, MATT GREENFIELD, WILLIAM H. HUGHES III, HARI MENON
EXECUTIVE OFFICER
FARALLON CAPITAL PARTNERS, L.P.
RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, WILLIAM F. DUHAMEL, HANNAH DUNN, ALICE EVARTS, - FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C. FARALLON PARTNERS, L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID J. KIM, DAVID T. KIM, MONICA R. LANDRY, DAVIDE LEONE, MICHAEL LINN, MICHAEL G. LINN, MICHAELD G. LINN, PATRICK LUO, DOUGLAS M. MACMAHON, STEPHEN L. MILLHAM, JASON E. MOMENT, RAVI K. PAIDIPATY, ASHISH H. PANT, RAJIV A. PATEL, DAVID A POSNER, DAVID A. POSNER, DR. THOMAS G. ROBERTS JR., DR. THOMAS G. ROBERTS, JR, DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, THOMAS F. STEYER, GREGORY S. SWART, MATTHEW TRENTINI, RICHARD H. VOON, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FCOI II HOLDINGS, L.P.
RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, WILLIAM F. DUHAMEL, HANNAH DUNN, ALICE EVARTS, - FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C. FARALLON PARTNERS, L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, DAVIDE LEONE, MICHAEL LINN, MICHAEL G. LINN, PATRICK LUO, DOUGLAS M. MACMAHON, STEPHEN L. MILLHAM, JASON E. MOMENT, RAVI K. PAIDIPATY, ASHISH H. PANT, RAJIV A. PATEL, DAVID A. POSNER, DR. THOMAS G. ROBERTS JR., DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, THOMAS F. STEYER, GREGORY S. SWART, MATTHEW TRENTINI, RICHARD H. VOON, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON INVESTMENT HOLDINGS, L.P.
RICHARD P. BOLLINI, CEREMSAK, JR. J. CEREMSAK, JR., ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, WILLIAM F. DUHAMEL, HANNAH DUNN, ALICE EVARTS, - FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C. FARALLON PARTNERS, L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, DAVIDE LEONE, MICHAEL LINN, MICHAEL G LINN, MICHAEL G. LINN, PATRICK LUO, DOUGLAS M. MACMAHON, STEPHEN L. MILLHAM, JASON E. MOMENT, RAVI K. PAIDIPATY, ASHISH H. PANT, RAJIV A. PATEL, DAVID A. POSNER, DR. THOMAS G. ROBERTS JR., DR. THOMAS G ROBERTS, JR., DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, THOMAS F. STEYER, GREGORY S. SWART, MATTHEW TRENTINI, RICHARD H. VOON, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON CAPITAL (AM) INVESTORS, L.P.
RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, HANNAH DUNN, ALICE EVARTS, - FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C. FARALLON PARTNERS, L.L.C., MICHAEL B FISCH, MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, DAVIDE LEONE, MICHAEL LINN, MICHAEL G. LINN, PATRICK LUO, DOUGLAS M. MACMAHON, STEPHEN L. MILLHAM, RAVI K. PAIDIPATY, RAJIV A. PATEL, DAVID A. POSNER, DR. THOMAS G. ROBERTS JR., DR. THOMAS G. ROBERTS, JR., THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL SHORT, DANIEL S. SHORT, ANDREW J.M. SPOKES, THOMAS F. STEYER, GREGORY S. SWART, MATTHEW TRENTINI, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON EUROPEAN PRIVATE CREDIT, L.P.
ROBERT J. CEREMSAK, JR., N/A FARALLON CAPITAL MANAGEMENT, L.L.C., N/A FARALLON EUROPE (GP), L.L.C., RICHARD B. FRIED, DANIEL J. HIRSCH, MONICA R. LANDRY, MICHAEL LINN, RAJIV A. PATEL, DR. THOMAS G. ROBERTS, JR., ANDREW J.M. SPOKES, GREGORY S. SWART, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON EUROPEAN PRIVATE CREDIT MASTER, L.P.
ROBERT J. CEREMSAK, JR., N/A FARALLON CAPITAL MANAGEMENT, L.L.C., N/A FARALLON EUROPE (GP), L.L.C., RICHARD B. FRIED, DANIEL J. HIRSCH, MONICA R. LANDRY, MICHAEL LINN, RAJIV A. PATEL, DR. THOMAS G. ROBERTS, JR., ANDREW J.M. SPOKES, GREGORY S. SWART, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.
RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, WILLIAM F. DUHAMEL, HANNAH DUNN, ALICE EVARTS, - FARALLON PARTNERS, L.L.C., FARALLON PARTNERS, L.L.C. FARALLON PARTNERS, L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, DAVIDE LEONE, MICHAEL LINN, MICHAEL G. LINN, PATRICK LUO, DOUGLAS M. MACMAHON, STEPHEN L. MILLHAM, JASON E. MOMENT, RAVI K. PAIDIPATY, ASHISH H. PANT, RAJIV A. PATEL, DAVID A. POSNER, DR. THOMAS G. ROBERTS JR., DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, THOMAS F. STEYER, GREGORY S. SWART, MATTHEW TRENTINI, RICHARD H. VOON, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER, DIRECTOR
LUMIATA, INC.
ADITYA DAMLE, MATT DOWNS, MATTHEW DOWNS, GEORGE JOHN, LARRY LEISURE, EUAN THOMSON
EXECUTIVE OFFICER
FARALLON CAPITAL F5 INVESTORS I, L.P.
RICHARD BOLLINI, RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, HANNAH DUNN, - FARALLON CAPITAL MANAGEMENT, L.L.C., - FARALLON F5 (GP), L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, MICHAEL LINN, MICHAEL G. LINN, PATRICK LUO, RAVI K. PAIDIPATY, RAJIV A. PATEL, DAVID A. POSNER, DAVID A.. POSNER, DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, GREGORY S. SWART, MATTHEW TRENTINI, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
FARALLON CAPITAL F5 INVESTORS II, L.P.
RICHARD P. BOLLINI, ROBERT J. CEREMSAK, JR., COLBY TREXLER CLARK, JOSHUA DAPICE, PHILIP D. DREYFUSS, HANNAH DUNN, - FARALLON CAPITAL MANAGEMENT, L.L.C., - FARALLON F5 (GP), L.L.C., MICHAEL B. FISCH, RICHARD B. FRIED, VARUN GEHANI, NICOLAS GIAUQUE, CAMERON HILLYER, DANIEL J. HIRSCH, AVNER HUSEN, DAVID T. KIM, MONICA R. LANDRY, MICHAEL LINN, MICHAEL G. LINN, PATRICK LUO, RAVI K. PAIDIPATY, RAJIV A. PATEL, DAVID A. POSNER, DR. THOMAS G. ROBERTS, JR., EDRIC SAITO, WILLIAM S. SEYBOLD, DANIEL S. SHORT, ANDREW J.M. SPOKES, GREGORY S. SWART, MATTHEW TRENTINI, JOHN R. WARREN, MARK C. WEHRLY
EXECUTIVE OFFICER
PEERNOVA, INC.
DAVID BELL, GANGESH GANESAN, JONATHAN JOHNSON, JONATHAN E. JOHNSON, SURESH KUMAR, CHRIS MAUSLER, CHRISTOPHER MAUSLER, HOWARD MEGELKAMP, HOWARD MERGELKAMP, ATIQ RAZA, S. ATIQ RAZA, JALIL SHAIKH, NAVEED SHERWANI
DIRECTOR
TISSUE ANALYTICS, INC.
GABRIEL BRAT, JOSHUA BUDMAN, KAREN GRIFFITH GRYGA, KEVIN KEENAHAN
EXECUTIVE OFFICER
OTC EXCHANGE NETWORK, INC.
LEE DRUCKER, ROSARIO INGARGIOLA, ANDREW RASMUSSEN
EXECUTIVE OFFICER
REGAL HEALTHCARE CAPITAL PARTNERS, L.P.
JON E SANTEMMA
DIRECTOR
NEOSENSORY, INC.
JON CALLAGHAN, DAVID EAGLEMAN, JUAN ENRIQUEZ, SCOTT NOVICH, ARIEL POLER
EXECUTIVE OFFICER
GRIFFITH FOODS INTERNATIONAL INC.
DREW M. BANDUSKY, DEAN CARTER, T.C. CHATTERJEE, WILLIAM C. FROST, BRIAN L. GRIFFITH, JOSEPH R. MASLICK, JR., NANCY E. ROSSMILLER, MARY WAGNER, CARL A. WALTERS, MATTHEW E. WEST
EXECUTIVE OFFICER, DIRECTOR
POST LTD TERM HIGH YIELD FUND, L.P.
HENRY CHYUNG, HENRY J. CHYUNG, RONALD E. FALLS, JR., DEBRA FLICKINGER, MARIO A. INDELICATO, GEORGE JAMGOCHIAN, K JONES, TIMOTHY P. MULLANEY, SANIJE PERRETT, LAWRENCE POST, CHRISTOPHER J. REDDY, JEREMY SAGI, ALLAN E. SCHWEITZER, JEFFREY STROLL, YVONNE YOUNG
EXECUTIVE OFFICER
POST TRADITIONAL HIGH YIELD FUND, L.P.
HENRY CHYUNG, HENRY J. CHYUNG, RONALD E. FALLS, JR., DEBORAH FLICKINGER, MARIO A. INDELICATO, GEORGE JAMGOCHIAN, KATE JONES, DAVID D. KIM, SANIJE PERRETT, SANIJE J. PERRETT, LAWRENCE POST, CHRISTOPHER J. REDDY, JEREMY SAGI, ALLAN E. SCHWEITZER, JEFFREY STROLL, YVONNE YOUNG
EXECUTIVE OFFICER
POST INTERMEDIATE TERM HIGH YIELD FUND, L.P.
HENRY CHYUNG, HENRY J. CHYUNG, RONALD E. FALLS, JR., DEBRA FLICKINGER, MARIO A. INDELICATO, GEORGE JAMGOCHIAN, KATE JONES, DAVID D. KIM, SANIJE PERRETT, LAWRENCE POST, CHRISTOPHER J. REDDY, JEREMY SAGI, JEFFREY STROLL, YVONNE YOUNG
EXECUTIVE OFFICER
POST SENIOR LOAN FUND, L.P.
HENRY CHYUNG, HENRY J. CHYUNG, RONALD E. FALLS, JR., DEBRA FLICKINGER, MARIO A. INDELICATO, GEORGE JAMGOCHIAN, KATE JONES, DAVID D. KIM, SANIJE PERRETT, LAWRENCE POST, CHRISTOPHER J. REDDY, JEREMY SAGI, JEFFREY STROLL, YVONNE YOUNG
DIRECTOR
EMBR LABS INC.
BRUCE E. CLARKE, DAVID COHEN-TANUGI, SHELDON ELMAN, ELIZABETH GAZDA, MICHAEL GIBSON, NATALIE LORENZ-ANDERSON, WILLIAM SCHROEDER, SAMUEL SHAMES, MATTHEW J. SMITH, ALEX WALDRON
EXECUTIVE OFFICER
POST CREDIT OPPORTUNITIES FUND (ONSHORE), LP
HENRY CHYUNG, HENRY J. CHYUNG, RONALD E. FALLS, JR., MARIO A. INDELICATO, GEORGE JAMGOCHIAN, KATE JONES, DAVID D. KIM, CHRISTOPHER J. REDDY, JEFFREY STROLL, YVONNE YOUNG
DIRECTOR
RHCP-II QP, L.P.
JON E SANTEMMA
DIRECTOR
RHCP-II, L.P.
JON E SANTEMMA
DIRECTOR
SPECIAL ANESTHESIA MANAGEMENT SERVICES, LLC
JONATHAN BEATHE, . EAST RIVER MEDICAL ASSOCIATES, P.C., SEAN GARVIN, STEPHEN C. HASKINS, MICHAEL HO, GREGORY A. LIGUORI, STAVROS MEMTSOUDIS, THOMAS J. QUINN, VICTOR M. ZAYAS
DIRECTOR
G-TECH MEDICAL, INC.
STEVE AXELROD
EXECUTIVE OFFICER
USIP INVESTORS HOLDINGS, L.L.C.
RICHARD P. BOLLINI, COLBY T. CLARK, PHILIP D. DREYFUSS, MICHAEL B. FISCH, RICHARD B. FRIED, CAMERON HILLYER, DAVID T. KIM, MICHAEL G. LINN, N/A MARITIME MANAGEMENT, LLC, RAJIV A. PATEL, DAVID A. POSNER, THOMAS G. ROBERTS, DR. THOMAS G. ROBERTS, JR., WILLIAM S. SEYBOLD, ANDREW J.M. SPOKES, MATTHEW J. TRENTINI, JOHN R. WARREN, MARK C. WEHRLY
DIRECTOR
RHCP-BUKA DERM II, LLC
JON E SANTEMMA
DIRECTOR
RHCP-ABHM, LLC
JON E SANTEMMA
DIRECTOR
RUNE LABS, INC.
JUSTIN BUTLER, FLORIAN HAUPT, JORDI PARRAMON, BRIAN PEPIN
DIRECTOR
VARSITY EMERGENCY CARE HOLDINGS, LLC
DAVID ALPERN, STEVE BOYD, STEVEN BOYD, GRAHAM CLEMPSON, AARON HABRIGA, SHAMMI KATARIA, KIRK RICHARD, KENTON ROSENBERRY, ANDREW SAMA, WILLIAM SLOSS, WILLIAM YARBROUGH
DIRECTOR
HORN BARBECUE MANDELA LLC
MATTHEW HORN
EXECUTIVE OFFICER
BASCOM VALUE ADDED APARTMENT INVESTORS V, LLC
JEROME FINK
EXECUTIVE OFFICER
CETERA ADVISOR NETWORKS LLC /CA
ADAM ANTONIADES, DAVID BALLARD, VALERIE BROWN, JEFFREY BUCHHEISTER, GARY CHAFFIN, KOFI COAXUM, STEVE DUNLAP, ASHLEY DURYEA, JON FROJEN, JON 200 SEPULVEDA BOULEVARD FROJEN, ANDY GILL, LISA GOK, THOMAS GOOLEY, KRISTY HALEY, THOMAS HALLORAN, CYNDI HAMEL, JACK R. HANDY, JR., BRETT HARRISON, JANANI IYENGAR, BRYAN JACOBSEN, BARBARA KESTERSON, DOUGLAS S. KING, WINNIE LEE, MARK MARR, PATRICIA MCCALLOP, MAURA R. MIZUGUCHI, JOSEPH NEARY, JOSEPH D. NEARY, GREG OLSON, SUMMER PRETZER, LARRY ROTH, MARK SHELSON, STAN SMILEY, STANLEY R. SMILEY, TIM STINSON, TIMOTHY STONE, TIMOTHY P. STONE, THOMAS B. TAYLOR, TOM TAYLOR, DAVID VAN HAVERMAAT
EXECUTIVE OFFICER
CETERA ADVISORS LLC /CO
ADAM ANTONIADES, SUMMER ARNOLD, DAVID BALLARD, BERNIE BRETON, VALERIE BROWN, JEFFREY BUCHHEISTER, GARY CHAFFIN, ELISA DEL VALLE, STEVE DUNLAP, ASHLEY DURYEA, ERINN FORD, ERRIN FORD, JON FROJEN, ANDY GILL, LISA GOK, KRISTY HALEY, THOMAS HALLORAN, CYNDI HAMEL, BRETT HARRISON, JANANI IYENGAR, BARBARA KESTERSON, WINNIE LEE, MELISSA LISCHIN, MARK MARR, GARRETT MERRILL, MAURA R. MIZUGUCHI, JOSEPH NEARY, JOSEPH D. NEARY, GREG OLSON, LARRY ROTH, MARK SHELSON, STAN SMILEY, STANLEY R. SMILEY, TIM STINSON, TIMOTHY STINSON, THOMAS B. TAYLOR, DAN UMANSKY, DAVID VAN HAVERMAAT, KATHLEEN D. VAN NOY- PINEDA, KATHLEEN D. VAN NOY-PINEDA, KATHLEEN VANNOY-PINEDA
EXECUTIVE OFFICER
CETERA FINANCIAL SPECIALISTS LLC
ADAM ANTONIADES, DAVID BALLARD, ELAYNE BANKS, ELAYNE G. BANKS, CATHERINE BONNEAU, VALERIE BROWN, JEFFREY BUCHHEISTER, GARY CHAFFIN, STEVE DUNLAP, JON FROJEN, ANDY GILL, ANTHONY GILL, LISA GOK, BRIAN HALEY, KRISTY HALEY, CYNDI HAMEL, BRETT HARRISON, JANANI IYENGAR, BARBARA KESTERSON, NICHOLE KIRCHER, RONALD G. KRUEGER, WINNIE LEE, MAURA MIZUGUCHI, JOSEPH NEARY, JOSEPH D. NEARY, GREG OLSON, LARRY ROTH, JON ROTHENBERG, JON H. ROTHENBERG, GREGG RUVOLI, MARK SHELSON, STAN SMILEY, STANLEY R. SMILEY, TIM STINSON, THOMAS B. TAYLOR, DAVID VAN HAVERMAAT, ENRIQUE VASQUEZ
DIRECTOR
THRIVEWORKS TOPCO, LLC
ANTHONY CENTORE, JON SANTEMMA, TERRY WANG
EXECUTIVE OFFICER, DIRECTOR
NEURAL DATA TECHNOLOGIES LTD.
ALLIE ZHANG
DIRECTOR
RHCP-III QP, L.P.
JON E. SANTEMMA
DIRECTOR
RHCP-III, L.P.
JON E. SANTEMMA
EXECUTIVE OFFICER
BASCOM VALUE ADDED APARTMENT INVESTORS VI, LLC
JEROME FINK
EXECUTIVE OFFICER
TILIA LLC
RESEARCH, INC. LINDEN, BRADFORD OBERWAGER, ASTON WALDMAN
Filings
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Securities
First Sale Date
2026-05-26
D
Link
HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2026-05-01 
2026-01-21
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Link
HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2026-01-01 
2026-01-05
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HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2025-11-01 
2025-06-30
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2025-06-13 
2025-01-29
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OTHER TECHNOLOGY 
 
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Debt 
2024-12-05 
2024-10-30
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2024-10-16 
2024-06-24
D/A
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HEDGE FUND 
 
 
 
2009-11-03 
2023-11-29
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2023-11-20 
2023-06-26
D/A
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HEDGE FUND 
 
 
 
2009-11-03 
2023-05-12
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HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2023-05-01 
2022-10-17
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OTHER TECHNOLOGY 
 
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Equity 
2022-10-03 
2022-08-29
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COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2022-06-17 
2022-08-25
D/A
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2020-01-15 
2022-06-27
D/A
Link
HEDGE FUND 
 
 
 
2009-11-03 
2022-06-14
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HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2022-05-01 
2022-04-29
D/A
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INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2022-04-29
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2022-04-29
D/A
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INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
2021-11-16
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PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-01 
2021-11-16
D/A
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PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-01 
2021-11-16
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PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2021-11-01 
2021-10-07
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OTHER TECHNOLOGY 
 
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Equity 
2021-09-29 
2021-10-06
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OTHER 
 
DECLINE TO DISCLOSE 
 
2021-06-11 
2021-09-22
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OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2021-09-08 
2021-08-12
D/A
Link
HEDGE FUND 
 
 
 
2009-11-03 
2021-08-02
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OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2021-07-15 
2021-06-21
D/A
Link
HEDGE FUND 
 
 
 
2009-11-03 
2021-06-08
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Link
HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2021-05-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-26
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-19
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-19
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2009-01-01 
2021-05-19
D/A
Link
INVESTING 
 
DECLINE TO DISCLOSE 
 
2014-01-08 
2021-03-12
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2021-01-29
D/A
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2020-01-15 
2020-10-26
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2020-09-28 
2020-10-19
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Link
RESTAURANTS 
 
$1 - $1,000,000 
Equity 
2020-05-11 
2020-10-09
D
Link
HOSPITALS AND PHYSICIANS 
 
DECLINE TO DISCLOSE 
Equity 
2020-07-13 
2020-08-28
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-17 
2020-08-28
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-17 
2020-07-10
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2020-06-24 
2020-06-29
D/A
Link
HEDGE FUND 
 
 
 
2009-11-03 
2020-06-05
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-05-22 
2020-04-22
D/A
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
 
2020-03-06 
2020-03-13
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2019-12-23
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
 
2019-12-17 
2019-09-17
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2019-09-06 
2019-08-08
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2019-07-25 
2019-08-08
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2019-07-25 
2019-07-03
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2013-01-01 
2019-07-03
D/A
Link
HEDGE FUND 
 
 
 
2009-11-03 
2019-07-03
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2003-03-12 
2019-07-03
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2012-01-17 
2019-07-03
D/A
Link
HEDGE FUND 
 
 
 
2015-10-01 
2019-02-13
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2019-01-30 
2019-01-04
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-12-21 
2018-07-13
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2018-07-13
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2018-03-02
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2018-02-16 
2018-02-28
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-02-16 
2018-01-23
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2018-01-11 
2017-07-14
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2017-07-14
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2017-03-17
D/A
Link
HEDGE FUND 
 
 
 
2005-10-01 
2017-03-17
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2017-03-17
D/A
Link
HEDGE FUND 
 
 
 
2007-07-01 
2017-03-17
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2017-03-17
D/A
Link
HEDGE FUND 
 
 
 
2010-09-09 
2016-07-15
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2016-07-15
D/A
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2016-04-11
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-04-08 
2016-04-11
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-04-08 
2016-03-18
D/A
Link
HEDGE FUND 
 
 
 
2007-07-01 
2016-03-18
D/A
Link
HEDGE FUND 
 
 
Equity 
2010-09-09 
2016-03-18
D/A
Link
HEDGE FUND 
 
 
 
2005-10-01 
2016-03-18
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2016-03-18
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2015-09-24
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-09-17 
2015-07-13
D
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2015-07-13
D
Link
HEDGE FUND 
 
 
Equity 
2015-07-01 
2015-03-18
D/A
Link
HEDGE FUND 
 
 
Equity 
2010-09-09 
2015-03-18
D/A
Link
HEDGE FUND 
 
 
 
2005-10-01 
2015-03-18
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2015-03-18
D/A
Link
HEDGE FUND 
 
 
 
2007-07-01 
2014-09-29
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2014-08-19 
2014-08-26
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2014-08-11 
2014-03-18
D/A
Link
HEDGE FUND 
 
 
Equity 
2010-09-09 
2014-03-18
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2014-03-18
D/A
Link
HEDGE FUND 
 
 
 
2005-10-01 
2014-03-18
D/A
Link
HEDGE FUND 
 
 
 
2007-07-01 
2014-03-18
D/A
Link
HEDGE FUND 
 
 
 
1990-01-01 
2014-02-20
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2013-12-19 
2014-01-07
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2013-12-20 
2014-01-07
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2013-12-20 
2012-06-15
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2012-06-01 
2012-05-01
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2012-04-25 
2012-02-07
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Debt 
2012-02-02 
2011-09-22
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2011-09-01 
2010-07-15
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2010-06-30 
2009-06-09
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-01