RCS CAPITAL CORP

Profile

Company Names

RCS CAPITAL CORP

Addresses

405 PARK AVENUE, NEW YORK, NY 10022

Phone Numbers

212.415.6500

 

Entity Type:

CORPORATION

Industry:

OTHER BANKING AND FINANCIAL SERVICES, REITS AND FINANCE

Year Incorporated:

2012

State Incorporated:

DELAWARE

Total Amount Raised:

$185,882,202.00

Number of Funding Rounds:

9
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
9
2015-08-20 
$16,701,225.00 
$16,701,225.00 
$0.00 
Equity 
8
2015-08-19 
$37,500,000.00 
$37,500,000.00 
$0.00 
Equity 
7
2015-08-13 
$32,250,007.00 
$32,250,007.00 
$0.00 
Equity 
6
2015-03-18 
$6,346,510.00 
$6,346,510.00 
$0.00 
Equity 
5
2015-03-11 
$26,774,456.00 
$26,774,456.00 
$0.00 
Equity 
4
2014-08-29 
$10,000,000.00 
$10,000,000.00 
$0.00 
Equity 
3
2014-07-17 
$1,450,000.00 
$1,450,000.00 
$0.00 
Equity 
2
2014-06-12 
$4,860,000.00 
$15,650,000.00 
$10,790,000.00 
Equity 
1
2014-04-29 
$50,000,004.00 
$50,000,004.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
MARK 
 
AUERBACH 
DIRECTOR
JEFFREY 
BROWN 
DIRECTOR
JEFFREY 
J. 
BROWN 
DIRECTOR
ANTHONY 
 
CIVALE 
DIRECTOR
APOLLO CREDIT OPPORTUNITY FUND III LP   |  FINANCIAL CREDIT INVESTMENT II (FEEDER), L.P.   |  APOLLO CREDIT FUND LP   |  APOLLO OFFSHORE CREDIT FUND LTD.   |  FCI CO-INVESTORS II (A), L.P.   |  FINANCIAL CREDIT INVESTMENT II, L.P.   |  APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP   |  MC FEEDER LTD   |  MIDCAP FINCO LTD   |  MIDCAP FINCO HOLDINGS LTD   |  APOLLO ENERGY OPPORTUNITY FUND LP   |  RCS CAPITAL CORP   |  APOLLO STRUCTURED CREDIT RECOVERY FUND III LP   |  APOLLO CREDIT SHORT OPPORTUNITIES FUND (OFFSHORE) LTD.   |  APOLLO CREDIT SHORT OPPORTUNITIES FUND (ONSHORE), L.P.   |  APOLLO TOTAL RETURN FUND (EXEMPT) LP   |  APOLLO TOTAL RETURN FUND (ONSHORE) LP   |  APOLLO TOTAL RETURN FUND ENHANCED (ONSHORE) LP   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (EURO B), L.P.   |  FINANCIAL CREDIT INVESTMENT III, L.P.   |  APOLLO ATLAS FUND, LLC   |  APOLLO STRUCTURED CREDIT RECOVERY FUND IV LP   |  APOLLO VENERABLE CO-INVESTORS (A), L.P.   |  APOLLO ROSE II CO-INVESTORS (H), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (B), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (C), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (D), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (E), L.P.   |  APOLLO ADIP CO-INVESTORS (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (LUX), SCSP   |  APOLLO NAVIGATOR AVIATION OFFSHORE FUND I, L.P.   |  APOLLO NAVIGATOR AVIATION FUND I, L.P.   |  APOLLO TOTAL RETURN FUND ENHANCED (EXEMPT) LP   |  FINANCIAL CREDIT INVESTMENT IV, L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND II, L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND II (OVERSEAS), L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND II (TE 892), L.P.   |  APOLLO HYBRID VALUE FUND II, L.P.   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS II, L.P.   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS (DELAWARE 892) II, L.P.   |  APOLLO SPAC FUND I (A), L.P.   |  APOLLO SPAC FUND I (B FC), L.P.   |  APOLLO CREDIT STRATEGIES FUND LP   |  APOLLO OFFSHORE CREDIT STRATEGIES FUND LTD.   |  APOLLO TOTAL RETURN CO-INVESTORS (A) LP   |  APOLLO TOTAL RETURN FUND - INVESTMENT GRADE (RN-OFFSHORE), L.P.   |  APOLLO ORIGINATION PARTNERSHIP, L.P.   |  APOLLO ORIGINATION PARTNERSHIP (OVERSEAS), L.P.   |  AOP FINANCE PARTNERS, L.P.   |  APOLLO IMPACT MISSION CO-INVESTORS (A), L.P.   |  APOLLO ACCORD+ CO-INVESTORS (B), L.P.   |  APOLLO ACCORD+ CO-INVESTORS (A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (EURO B1), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR A), L.P.
JOHN 
H. 
GRADY 
EXECUTIVE OFFICER
C. 
THOMAS 
MCMILLEN 
DIRECTOR
THOMAS 
C. 
MCMILLEN 
DIRECTOR
BRIAN 
 
NYGAARD 
EXECUTIVE OFFICER
BRIAN 
L. 
NYGAARD 
EXECUTIVE OFFICER
EDWARD 
WEIL, JR. 
EXECUTIVE OFFICER, DIRECTOR
EDWARD 
MICHAEL 
WEIL, JR. 
EXECUTIVE OFFICER, DIRECTOR
HOWELL 
WOOD 
DIRECTOR
HOWELL 
D. 
WOOD 
DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2015-08-20 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2015-08-19 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2015-08-13 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2015-03-18 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2015-03-11 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-06-12 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-07-17 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-08-29 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-08-29 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-07-17 
D
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-06-12 
D
REITS AND FINANCE 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity 
2014-04-29 
D
REITS AND FINANCE 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
DECLINE TO DISCLOSE 
Equity, Debt 
2014-04-29 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
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NONE
N/A
NONE
NONE
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NONE
NONE
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