APOLLO GLOBAL MANAGEMENT LLC

Profile

Company Names

APOLLO GLOBAL MANAGEMENT LLC

Addresses

APOLLO GLOBAL MANAGEMENT LLC, 9 WEST 57TH STREET, NEW YORK, NY 10019

9 WEST 57TH STREET, NEW YORK, NY 10019

9 WEST 57TH STR, NEW YORK, NY 10019

Phone Numbers

212-822-0516
212-515-3200

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

INVESTING

Year Incorporated:

2007

State Incorporated:

DELAWARE

Total Amount Raised:

$789,530,796.00

Number of Funding Rounds:

50
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
50
2015-08-07 
$62,217.00 
$62,217.00 
$0.00 
Equity 
49
2015-07-31 
$38,779,111.00 
$38,779,111.00 
$0.00 
Equity 
48
2015-07-10 
$10,695,279.00 
$10,695,279.00 
$0.00 
Equity 
47
2015-06-03 
$22,691.00 
$22,691.00 
$0.00 
Equity 
46
2015-05-12 
$36,927,761.00 
$36,927,761.00 
$0.00 
Equity 
45
2015-04-10 
$11,181,077.00 
$11,181,077.00 
$0.00 
Equity 
44
2015-03-04 
$300,672.00 
$300,672.00 
$0.00 
Equity 
43
2015-02-10 
$94,438,405.00 
$94,438,405.00 
$0.00 
Equity 
42
2015-01-13 
$15,972,508.00 
$15,972,508.00 
$0.00 
Equity 
41
2014-11-12 
$69,178.00 
$69,178.00 
$0.00 
Equity 
40
2014-11-04 
$52,435,733.00 
$52,435,733.00 
$0.00 
Equity 
39
2014-10-09 
$16,912,487.00 
$16,912,487.00 
$0.00 
Equity 
38
2014-08-12 
$78,089,874.00 
$78,089,874.00 
$0.00 
Equity 
37
2014-07-08 
$13,067,175.00 
$13,067,175.00 
$0.00 
Equity 
36
2014-05-15 
$3,214,025.00 
$3,214,025.00 
$0.00 
Equity 
35
2014-05-12 
$21,317,767.00 
$21,317,767.00 
$0.00 
Equity 
34
2014-04-08 
$4,414,500.00 
$4,414,500.00 
$0.00 
Equity 
33
2014-02-26 
$79,746.00 
$79,746.00 
$0.00 
Equity 
32
2014-02-11 
$82,260,696.00 
$82,260,696.00 
$0.00 
Equity 
31
2014-01-15 
$4,924,158.00 
$4,924,158.00 
$0.00 
Equity 
30
2013-11-11 
$9,038,609.00 
$9,038,609.00 
$0.00 
Equity 
29
2013-10-16 
$219,683.00 
$219,683.00 
$0.00 
Equity 
28
2013-08-29 
$62,957.00 
$62,957.00 
$0.00 
Equity 
27
2013-08-12 
$52,846,925.00 
$52,846,925.00 
$0.00 
Equity 
26
2013-07-09 
$2,149,232.00 
$2,149,232.00 
$0.00 
Equity 
25
2013-05-14 
$778,025.00 
$778,025.00 
$0.00 
Equity 
24
2013-05-09 
$16,261,812.00 
$16,261,812.00 
$0.00 
Equity 
23
2013-04-09 
$3,909,000.00 
$3,909,000.00 
$0.00 
Equity 
22
2013-02-11 
$42,823,830.00 
$42,823,830.00 
$0.00 
Equity 
21
2013-01-25 
$493,426.00 
$493,426.00 
$0.00 
Equity 
20
2013-01-09 
$2,827,500.00 
$2,827,500.00 
$0.00 
Equity 
19
2012-11-12 
$428,802.00 
$428,802.00 
$0.00 
Equity 
18
2012-10-09 
$2,202,000.00 
$2,202,000.00 
$0.00 
Equity 
17
2012-08-06 
$26,737,031.00 
$26,737,031.00 
$0.00 
Equity 
16
2012-07-09 
$18,003,746.00 
$18,003,746.00 
$0.00 
Equity 
15
2012-04-03 
$2,167,500.00 
$2,167,500.00 
$0.00 
Equity 
14
2012-03-05 
$697,546.00 
$697,546.00 
$0.00 
Equity 
13
2012-02-13 
$28,897,935.00 
$28,897,935.00 
$0.00 
Equity 
12
2012-01-18 
$4,880,494.00 
$4,880,494.00 
$0.00 
Equity 
11
2011-11-10 
$13,409,148.00 
$13,409,148.00 
$0.00 
Equity 
10
2011-10-10 
$543,494.00 
$543,494.00 
$0.00 
Equity 
9
2011-08-15 
$15,365,881.00 
$15,365,881.00 
$0.00 
Equity 
8
2011-07-11 
$1,278,624.00 
$1,278,624.00 
$0.00 
Equity 
7
2011-04-07 
$13,507,500.00 
$13,507,500.00 
$0.00 
Equity 
6
2011-03-15 
$29,411,449.00 
$29,411,449.00 
$0.00 
Equity 
5
2011-01-08 
$18,296.00 
$18,296.00 
$0.00 
Equity 
4
2010-09-30 
$79,835.00 
$79,835.00 
$0.00 
Equity 
3
2010-07-23 
$218,750.00 
$218,750.00 
$0.00 
Equity 
2
2010-07-09 
$10,777,760.00 
$10,777,760.00 
$0.00 
Equity 
1
2010-03-12 
$4,328,946.00 
$4,328,946.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
JOSEPH 
 
AZRACK 
EXECUTIVE OFFICER
LEON 
 
BLACK 
EXECUTIVE OFFICER, DIRECTOR
APOLLO GLOBAL MANAGEMENT LLC   |  APOLLO EUROPEAN CREDIT FUND (OFFSHORE), L.P.   |  APOLLO EUROPEAN CREDIT FUND, L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (EURO B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (EURO A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (DOLLAR A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND II (DOLLAR B), L.P.   |  APOLLO ASIA PRIVATE CREDIT FUND, L.P.   |  A-A ASIA PRIVATE CREDIT FUND (FEEDER), L.P.   |  AION FEEDER III LTD.   |  AION FEEDER IV LTD.   |  APOLLO EPF II CO-INVESTOR A, L.P.   |  APOLLO CO-INVESTORS VIII (E), L.P.   |  AION FEEDER II LTD.   |  AION CAPITAL PARTNERS LTD   |  APOLLO CO-INVESTORS VIII (C), L.P.   |  APOLLO CO-INVESTORS VIII (B), L.P.   |  APOLLO OVERSEAS PARTNERS VIII, L.P.   |  APOLLO OVERSEAS PARTNERS (I) VIII, L.P.   |  APOLLO OVERSEAS PARTNERS (DELAWARE) VIII, L.P.   |  APOLLO OVERSEAS PARTNERS (DELAWARE 892) VIII, L.P.   |  APOLLO INVESTMENT FUND VIII, L.P.   |  APOLLO INVESTMENT FUND (I) VIII, L.P.   |  FINANCIAL CREDIT INVESTMENT II (FEEDER), L.P.   |  FCI CO-INVESTORS II (A), L.P.   |  FINANCIAL CREDIT INVESTMENT II, L.P.   |  MC FEEDER LTD   |  MIDCAP FINCO LTD   |  MIDCAP FINCO HOLDINGS LTD   |  APOLLO CO-INVESTORS VIII (A), L.P.   |  APOLLO USREF CO-INVESTORS II (A), L.P.   |  APOLLO U.S. REAL ESTATE FUND II L.P.   |  APOLLO ASIA REAL ESTATE FUND, L.P.   |  APOLLO ASIA REAL ESTATE CO-INVESTORS (A), L.P.   |  AGRE MHC COINVEST L.P.
MICHAEL 
 
DUCEY 
DIRECTOR
MARTIN 
 
KELLY 
EXECUTIVE OFFICER
APOLLO GLOBAL MANAGEMENT LLC   |  APOLLO ASIA PRIVATE CREDIT FUND, L.P.   |  MIDCAP FINCO LTD   |  MIDCAP FINCO HOLDINGS LTD   |  APOLLO ASIA LINK HOLDING LTD   |  APOLLO NATURAL RESOURCES PARTNERS III, L.P.   |  APOLLO NATURAL RESOURCES PARTNERS (P1) III, L.P.   |  APOLLO NATURAL RESOURCES PARTNERS (P2) III, L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (B), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (C), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (D), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (E), L.P.   |  APOLLO ADIP CO-INVESTORS (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (LUX), SCSP   |  APOLLO NATURAL RESOURCES PARTNERS (LUX) III, SCSP   |  APOLLO ANRP CO-INVESTORS III (B), L.P.   |  APOLLO NAVIGATOR AVIATION OFFSHORE FUND I, L.P.   |  APOLLO NAVIGATOR AVIATION FUND I, L.P.   |  FINANCIAL CREDIT INVESTMENT IV, L.P.   |  APOLLO SPAC FUND I (A), L.P.   |  APOLLO SPAC FUND I (B FC), L.P.   |  APOLLO CREDIT STRATEGIES FUND LP   |  APOLLO OFFSHORE CREDIT STRATEGIES FUND LTD.   |  APOLLO ORIGINATION PARTNERSHIP, L.P.   |  APOLLO ORIGINATION PARTNERSHIP (OVERSEAS), L.P.   |  AOP FINANCE PARTNERS, L.P.   |  APOLLO GLOBAL MANAGEMENT, INC.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (EURO B1), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR A), L.P.   |  AX DG SAN ANTONIO, DST   |  APOLLO DEBT SOLUTIONS IDF, LP   |  APOLLO CREDIT STRATEGIES IDF, LP   |  APOLLO ALIGNED ALTERNATIVES IDF, LP   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND III (TE 892), L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND III, L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND III (OVERSEAS), L.P.   |  APOLLO INFRASTRUCTURE OPPORTUNITIES FUND III (LUX), SCSP   |  APOLLO INFRASTRUCTURE OPPORTUNITIES III CO-INVESTORS (A), L.P.   |  APOLLO ALIGNED ALTERNATIVES IDF CO-INVESTORS (A), L.P.   |  APOLLO MULTI ASSET CREDIT REPLACEMENT (EXEMPT), L.P.   |  APOLLO MULTI ASSET CREDIT REPLACEMENT (ONSHORE), L.P.   |  APOLLO HVF III CO-INVESTORS (A), L.P.   |  APOLLO IG CORE REPLACEMENT (STE), L.P.   |  APOLLO IG CORE REPLACEMENT, L.P.
ROBERT 
K. 
KRAFT 
DIRECTOR
A. B. 
 
KRONGARD 
DIRECTOR
A.B. 
 
KRONGARD 
DIRECTOR
PAULINE 
 
RICHARDS 
DIRECTOR
HENRY 
 
SILVERMAN 
EXECUTIVE OFFICER, DIRECTOR
JAMES 
 
ZELTER 
EXECUTIVE OFFICER
APOLLO VALUE INVESTMENT FUND LP   |  APOLLO EPF CO-INVESTORS (A) LP   |  APOLLO EPF CO-INVESTORS (B) LP   |  APOLLO ASIA OPPORTUNITY OFFSHORE FUND LTD   |  APOLLO STRATEGIC VALUE FUND LP   |  APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP   |  APOLLO VALUE INVESTMENT OFFSHORE FUND LTD   |  APOLLO ASIA OPPORTUNITY FUND LP   |  APOLLO STRATEGIC VALUE OFFSHORE FUND LTD   |  APOLLO GLOBAL MANAGEMENT LLC   |  APOLLO/PALMETTO LOAN PORTFOLIO, L.P.   |  APOLLO/JH LOAN PORTFOLIO, L.P.   |  APOLLO CREDIT SENIOR LOAN FEEDER, L.P.   |  APOLLO/PALMETTO SHORT-MATURITY LOAN PORTFOLIO, L.P.   |  APOLLO EUROPEAN CREDIT FUND (OFFSHORE), L.P.   |  APOLLO EUROPEAN CREDIT FUND, L.P.   |  APOLLO ASIA PRIVATE CREDIT FUND, L.P.   |  A-A ASIA PRIVATE CREDIT FUND (FEEDER), L.P.   |  AION FEEDER III LTD.   |  AION FEEDER IV LTD.   |  APOLLO CREDIT OPPORTUNITY FUND III LP   |  AION FEEDER II LTD.   |  AION CAPITAL PARTNERS LTD   |  FINANCIAL CREDIT INVESTMENT II (FEEDER), L.P.   |  APOLLO CREDIT FUND LP   |  APOLLO OFFSHORE CREDIT FUND LTD.   |  APOLLO CREDIT STRATEGIES FUND LP   |  APOLLO OFFSHORE CREDIT STRATEGIES FUND LTD.   |  FCI CO-INVESTORS II (A), L.P.   |  FINANCIAL CREDIT INVESTMENT II, L.P.   |  APOLLO CREDIT OPPORTUNITY FUND (OFFSHORE) III LP   |  MC FEEDER LTD   |  MIDCAP FINCO LTD   |  MIDCAP FINCO HOLDINGS LTD   |  APOLLO STRUCTURED CREDIT RECOVERY FUND III LP   |  APOLLO CREDIT SHORT OPPORTUNITIES FUND (OFFSHORE) LTD.   |  APOLLO CREDIT SHORT OPPORTUNITIES FUND (ONSHORE), L.P.   |  APOLLO TOTAL RETURN FUND (EXEMPT) LP   |  APOLLO TOTAL RETURN FUND (ONSHORE) LP   |  APOLLO TOTAL RETURN FUND ENHANCED (ONSHORE) LP   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (DOLLAR B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND III (EURO B), L.P.   |  FINANCIAL CREDIT INVESTMENT III, L.P.   |  APOLLO ATLAS FUND, LLC   |  APOLLO ASIA LINK HOLDING LTD   |  APOLLO STRUCTURED CREDIT RECOVERY FUND IV LP   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (B), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (C), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (D), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (E), L.P.   |  APOLLO ADIP CO-INVESTORS (A), L.P.   |  APOLLO/ATHENE DEDICATED INVESTMENT PROGRAM (LUX), SCSP   |  APOLLO NAVIGATOR AVIATION OFFSHORE FUND I, L.P.   |  APOLLO NAVIGATOR AVIATION FUND I, L.P.   |  APOLLO TOTAL RETURN FUND ENHANCED (EXEMPT) LP   |  FINANCIAL CREDIT INVESTMENT IV, L.P.   |  APOLLO U.S. REAL ESTATE PARTNERS III (TE), L.P.   |  APOLLO U.S. REAL ESTATE PARTNERS III (OFFSHORE), L.P.   |  APOLLO U.S. REAL ESTATE FUND III, L.P.   |  APOLLO HYBRID VALUE FUND II, L.P.   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS II, L.P.   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS (DELAWARE 892) II, L.P.   |  APOLLO SPAC FUND I (A), L.P.   |  APOLLO SPAC FUND I (B FC), L.P.   |  APOLLO TOTAL RETURN FUND - INVESTMENT GRADE (RN-OFFSHORE), L.P.   |  APOLLO ORIGINATION PARTNERSHIP, L.P.   |  APOLLO ORIGINATION PARTNERSHIP (OVERSEAS), L.P.   |  AOP FINANCE PARTNERS, L.P.   |  APOLLO GLOBAL MANAGEMENT, INC.   |  APOLLO IMPACT MISSION CO-INVESTORS (A), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (EURO B1), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR B), L.P.   |  APOLLO EUROPEAN PRINCIPAL FINANCE FUND IV (DOLLAR A), L.P.   |  APOLLO ALIGNED ALTERNATIVES (C), L.P.   |  APOLLO ALIGNED ALTERNATIVES (A), L.P.   |  AX DG SAN ANTONIO, DST   |  APOLLO DEBT SOLUTIONS IDF, LP   |  APOLLO CREDIT STRATEGIES IDF, LP   |  APOLLO ALIGNED ALTERNATIVES IDF, LP   |  APOLLO ALIGNED ALTERNATIVES CO-INVESTORS (A), L.P.   |  APOLLO TOTAL RETURN CO-INVESTORS (A) LP   |  APOLLO S3 EQUITY + HYBRID SOLUTIONS FUND, L.P.   |  APOLLO S3 EQUITY + HYBRID SOLUTIONS FUND (TE 892), L.P.   |  APOLLO S3 EQUITY + HYBRID SOLUTIONS OFFSHORE FUND, L.P.   |  APOLLO S3 EQUITY + HYBRID SOLUTIONS OFFSHORE FUND (LUX), SCSP   |  APOLLO S3 EQUITY + HYBRID SOLUTIONS FUND CO-INVESTORS (A), L.P.   |  APOLLO ALIGNED ALTERNATIVES IDF CO-INVESTORS (A), L.P.   |  APOLLO CREDIT STRATEGIES IDF CO-INVESTORS (A), L.P.   |  APOLLO ORIGINATION PARTNERSHIP II CO-INVESTORS (A), L.P.   |  APOLLO DEBT SOLUTIONS IDF SERIES FEEDER, LP - SERIES II   |  APOLLO ORIGINATION PARTNERSHIP II (UNLEVERED), L.P.   |  APOLLO ORIGINATION PARTNERSHIP II (LEVERED), L.P.   |  APOLLO ORIGINATION PARTNERSHIP (LUX) II, SCSP   |  AP AUXO HOLDINGS, L.P.   |  APOLLO ASSET-BACKED FINANCE FUND, L.P.   |  APOLLO ASSET-BACKED FINANCE OVERSEAS FUND, L.P.   |  APOLLO CLEAN TRANSITION EQUITY PARTNERS II CO-INVESTORS (A), L.P.   |  APOLLO TOTAL RETURN FUND - INVESTMENT GRADE II (PARALLEL), L.P. - SERIES 1   |  APOLLO ALIGNED ALTERNATIVES ST FUND (JPY), L.P.   |  APOLLO ALIGNED ALTERNATIVES CO-INVESTORS (B), L.P.   |  APOLLO IG SHORT DURATION REPLACEMENT (STE), L.P. - SERIES 1   |  APOLLO IG SHORT DURATION REPLACEMENT, L.P. - SERIES 1   |  APOLLO IG SHORT DURATION REPLACEMENT (CAYMAN), L.P. - SERIES 1   |  AX DG ST. LOUIS, DST   |  APOLLO MULTI ASSET CREDIT REPLACEMENT (EXEMPT), L.P.   |  APOLLO MULTI ASSET CREDIT REPLACEMENT (ONSHORE), L.P.   |  AX ESSENTIAL RETAIL PORTFOLIO, DST   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS III, L.P.   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS (LUX) III, SCSP   |  APOLLO HYBRID VALUE OVERSEAS PARTNERS (DELAWARE 892) III, L.P.   |  APOLLO HYBRID VALUE FUND III, L.P.   |  APOLLO HYBRID VALUE PARTNERS III, L.P.   |  APOLLO HVF III CO-INVESTORS (A), L.P.   |  APOLLO CREDIT STRATEGIES ABSOLUTE RETURN CO-INVESTORS (A), L.P.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-08-07 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-07-31 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-07-10 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-06-03 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-05-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-04-10 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-03-04 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-02-10 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2015-01-13 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-11-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-11-04 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-10-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-08-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-07-08 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-05-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-05-15 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-04-08 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-02-26 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-02-11 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2014-01-15 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-11-11 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-10-16 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-08-29 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-08-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-07-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-05-14 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-05-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-04-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-02-11 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-01-25 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2013-01-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-11-12 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-10-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-08-06 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-07-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-04-03 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-03-05 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-02-13 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2012-01-18 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-11-10 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-10-10 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-08-15 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-07-11 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-04-07 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-03-15 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2011-01-08 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2010-09-30 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2010-07-23 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2010-07-09 
D
INVESTING 
INVESTMENT ADVICE [6282] 
OVER $100,000,000 
Equity 
2010-03-12 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#