STRUCTURED ALPHA - AY10 PLUS LLC

Profile

Company Names

STRUCTURED ALPHA - AY10 PLUS LLC
STRUCTURED ALPHA 1000 PLUS LLC
ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC

Addresses

1633 BROADWAY, NEW YORK, NY 10019

Phone Numbers

212-739-3000

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

HEDGE FUND

Year Incorporated:

2012

State Incorporated:

DELAWARE

Total Amount Raised:

$49,352,984.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2012-08-01 
$49,352,984.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ERIN 
 
BENGTSON-OLIVIERI 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI USD INFRASTRUCTURE DEBT FUND L.P.
PETER 
 
BONANNO 
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  NFJ INTERNATIONAL VALUE TRUST   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC
GIORGIO 
 
CARLINO 
EXECUTIVE OFFICER
NFJ INTERNATIONAL VALUE TRUST   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC
JOHN 
CHARLES 
CARROLL 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
BARBARA 
 
CLAUSSEN 
DIRECTOR
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC   |  OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC   |  OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  OPPENHEIMER CAPITAL CORE FIXED INCOME TRUST   |  OPPENHEIMER CAPITAL TOTAL RETURN TRUST   |  INTERNATIONAL EQUITY TRUST   |  LARGE CAP VALUE TRUST   |  ALL CAP EQUITY TRUST   |  ENHANCED INDEX - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA - ABSOLUTE YIELD LLC   |  STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC   |  STRUCTURED ALPHA - 10-YEAR TREASURY LLC   |  ALLIANZ GLOBAL INVESTORS CAPITAL TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA - AY10 PLUS LLC   |  STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I
BARBARA 
RUTH 
CLAUSSEN 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC
DOUGLAS 
 
EU 
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  NFJ INTERNATIONAL VALUE TRUST   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  BROWN ADVISORY GROUP HOLDINGS LLC
BENNO 
 
FISCHER 
DIRECTOR
ENHANCED INDEX - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA - ABSOLUTE YIELD LLC   |  STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC   |  STRUCTURED ALPHA - 10-YEAR TREASURY LLC   |  STRUCTURED ALPHA - AY10 PLUS LLC   |  STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I
BENNO 
JOHN 
FISCHER 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC
DOUGLAS 
GORMAN 
FORSYTH 
EXECUTIVE OFFICER
NICHOLAS-APPLEGATE INTERNATIONAL SYSTEMATIC FUND LLC   |  ALLIANZ GLOBAL INVESTORS CAPITAL INTERNATIONAL SYSTEMATIC FUND LLC   |  STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC
UDO 
 
FRANK 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC
BRIAN 
JOSEPH 
GAFFNEY 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
WILLIAM 
 
GRAU 
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
DAVID 
BOYD 
JOBSON 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
SUSAN 
MATTESON 
KING 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
SATYAJIT 
SIDDHARTH 
KUMAR 
EXECUTIVE OFFICER
NFJ INTERNATIONAL VALUE TRUST   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC
JILL 
ELLEN 
LOHRFINK 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC
SCOTT 
T. 
MIGLIORI 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
HEIKO 
 
MILDNER 
EXECUTIVE OFFICER
SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI DYNAMIC RISK PARITY LLC
MAXENCE 
 
MORMEDE 
EXECUTIVE OFFICER
ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
CARL 
 
PAPPO 
EXECUTIVE OFFICER
ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
JEFFREY 
 
PARKER 
EXECUTIVE OFFICER
SCOREBIG, INC.   |  FIRMEX INC   |  NEXUS RESEARCH INTELLIGENCE, INC.   |  SCRYER, INC.   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  TRUEPIC INC.   |  NFJ INTERNATIONAL VALUE TRUST   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  PARKERVISION INC   |  ALLIANZGI DYNAMIC RISK PARITY LLC   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  BAGELS + CO.
GEM 
 
PUSHPAHARAN 
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
AIDEN 
 
REDMOND 
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
HEROLD 
CLEMENS 
ROHWEDER 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
MARY 
ANN 
SCHREIBER 
DIRECTOR
OPPENHEIMER CAPITAL TOTAL RETURN II TRUST   |  OPPENHEIMER CAPITAL TOTAL RETURN TRUST   |  INTERNATIONAL EQUITY TRUST   |  LARGE CAP VALUE TRUST   |  OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  ALL CAP EQUITY TRUST   |  ENHANCED INDEX - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA - ABSOLUTE YIELD LLC   |  STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA - 10-YEAR TREASURY LLC   |  STRUCTURED ALPHA - AY10 PLUS LLC   |  STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC
JULIAN 
FERNAND 
SLUYTERS 
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  STRUCTURED ALPHA 500 LLC   |  ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST   |  NFJ INTERNATIONAL VALUE TRUST   |  STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  STRUCTURED ALPHA 1000 LLC   |  STRUCTURED ALPHA 1000 PLUS LLC   |  STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
GREG 
 
TOURNANT 
EXECUTIVE OFFICER
SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES   |  ALLIANZGI TACTICAL VOLATILITY LLC   |  ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC   |  ALLIANZGI CONVERTIBLE LLC   |  ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC   |  ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC   |  ALLIANZGI STRUCTURED ALPHA 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 LLC   |  ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC   |  ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I   |  ALLIANZGI EMERGING MARKETS CONSUMER LLC   |  ALLIANZGI EMERGING MARKETS SMALL CAP LLC   |  ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC   |  ALLIANZGI MANAGED FUTURES LLC   |  ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.   |  ALLIANZGI CHINA A SHARES LLC   |  ALLIANZGI DYNAMIC RISK PARITY LLC
HORACIO 
 
VALEIRAS 
EXECUTIVE OFFICER, DIRECTOR
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC   |  OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC   |  OPPENHEIMER CAPITAL TOTAL RETURN II TRUST   |  OPPENHEIMER CAPITAL TOTAL RETURN TRUST   |  INTERNATIONAL EQUITY TRUST   |  LARGE CAP VALUE TRUST   |  OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  ALL CAP EQUITY TRUST   |  ENHANCED INDEX - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA - ABSOLUTE YIELD LLC   |  STRUCTURED ALPHA - US CORE FIXED INCOME LLC   |  STRUCTURED ALPHA - US LARGE CAP CORE LLC   |  STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC   |  STRUCTURED ALPHA - 10-YEAR TREASURY LLC   |  STRUCTURED ALPHA - AY10 PLUS LLC   |  HAV GLOBAL MACRO FUND, LP
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2020-01-09
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2019-01-04
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2018-01-04
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2017-01-04
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2016-01-06
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2015-01-07
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2014-12-23
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2013-12-31
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2013-01-02
D/A
Link
HEDGE FUND 
 
 
 
2012-08-01 
2012-08-03
D
Link
HEDGE FUND 
 
 
 
2012-08-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
GOLDMAN SACHS EXECUTION + CLEARING, L.P.
3466
NONE
NONE
NEWEDGE USA LLC
36118
NONE
NONE
BARCLAYS CAPITAL, INC.
19714
NONE
NONE
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
25567