OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
Profile
Company Names
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
ENHANCED INDEX - US LARGE CAP CORE LLC
STRUCTURED ALPHA U.S. EQUITY 250 LLC
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
Addresses
1633 BROADWAY, NEW YORK, NY 10019
1345 AVE OF THE AMERICAS, NEW YORK, NY 10105
Phone Numbers
212-739-3229
Entity Type:
LIMITED LIABILITY COMPANY
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
DELAWARE
Total Amount Raised:
$200,779,530.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2007-11-01
$200,779,530.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
ERIN
BENGTSON-OLIVIERI
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI USD INFRASTRUCTURE DEBT FUND L.P.
PETER
BONANNO
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| NFJ INTERNATIONAL VALUE TRUST
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
GIORGIO
CARLINO
EXECUTIVE OFFICER
NFJ INTERNATIONAL VALUE TRUST
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
JOHN
CHARLES
CARROLL
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
BARBARA
CLAUSSEN
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| OPPENHEIMER CAPITAL CORE FIXED INCOME TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| ALL CAP EQUITY TRUST
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| ALLIANZ GLOBAL INVESTORS CAPITAL TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA - AY10 PLUS LLC
| STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
BARBARA
RUTH
CLAUSSEN
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
DOUGLAS
EU
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| NFJ INTERNATIONAL VALUE TRUST
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| BROWN ADVISORY GROUP HOLDINGS LLC
CHARLES
FIELD
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
CHARLES
H.
FIELD
EXECUTIVE OFFICER
BENNO
FISCHER
EXECUTIVE OFFICER
ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| STRUCTURED ALPHA - AY10 PLUS LLC
| STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
BENNO
JOHN
FISCHER
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
DOUGLAS
GORMAN
FORSYTH
EXECUTIVE OFFICER
NICHOLAS-APPLEGATE INTERNATIONAL SYSTEMATIC FUND LLC
| ALLIANZ GLOBAL INVESTORS CAPITAL INTERNATIONAL SYSTEMATIC FUND LLC
| STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
UDO
FRANK
EXECUTIVE OFFICER
BRIAN
JOSEPH
GAFFNEY
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
TAEGAN
GODDARD
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPPENHEIMER CAPITAL TOTAL RETURN II TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| ALL CAP EQUITY TRUST
WILLIAM
GRAU
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
DAVID
BOYD
JOBSON
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
SUSAN
MATTESON
KING
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
PAUL
KOO
EXECUTIVE OFFICER
ALLIANZGI GLOBAL SMALL-CAP OPPORTUNITIES PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI U.S. UNCONSTRAINED EQUITY PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI ADVANCED CORE BOND PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI DISCOVERY U.S. PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI BEST STYLES GLOBAL MANAGED VOLATILITY PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI USD INFRASTRUCTURE DEBT FUND L.P.
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
SATYAJIT
SIDDHARTH
KUMAR
EXECUTIVE OFFICER
NFJ INTERNATIONAL VALUE TRUST
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
JILL
ELLEN
LOHRFINK
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
JOHN
C.
MANEY
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPPENHEIMER CAPITAL TOTAL RETURN II TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| ALL CAP EQUITY TRUST
| ALLIANZGI GLOBAL SMALL-CAP OPPORTUNITIES PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
| ALLIANZGI U.S. UNCONSTRAINED EQUITY PORTFOLIO, A SEPARATE SERIES OF ALLIANZGI INSTITUTIONAL MULTI-SERIES TRUST
SCOTT
T.
MIGLIORI
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
HEIKO
MILDNER
EXECUTIVE OFFICER
SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI DYNAMIC RISK PARITY LLC
MAXENCE
MORMEDE
EXECUTIVE OFFICER
ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
GEOFFREY
MULLEN
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| OPPENHEIMER CAPITAL CORE FIXED INCOME TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| ALL CAP EQUITY TRUST
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
CARL
PAPPO
EXECUTIVE OFFICER
ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
JEFFREY
PARKER
EXECUTIVE OFFICER
SCOREBIG, INC.
| FIRMEX INC
| NEXUS RESEARCH INTELLIGENCE, INC.
| SCRYER, INC.
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| TRUEPIC INC.
| NFJ INTERNATIONAL VALUE TRUST
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| PARKERVISION INC
| ALLIANZGI DYNAMIC RISK PARITY LLC
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| BAGELS + CO.
FRANCIS
C.
POLI
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| COHEN + STEERS GLOBAL REAL ESTATE LONG-SHORT FUND, LP
| QUANTUMSPHERE INC
| QUANTUMSPHERE, INC.
| COHEN + STEERS RQI TRUST
| COHEN + STEERS RNP TRUST
| COHEN + STEERS RFI TRUST
| COHEN + STEERS REOF TRUST
| COHEN + STEERS INCOME OPPORTUNITIES REIT, INC.
| COHEN + STEERS PREFERRED SECURITIES FUND, A SERIES OF THE COHEN + STEERS SERIES LP
| COHEN + STEERS GLOBAL REALTY FOCUS FUND, A SERIES OF COHEN + STEERS SERIES LP
| COHEN + STEERS GLOBAL LISTED INFRASTRUCTURE FUND, A SERIES OF COHEN + STEERS SERIES LP
GEM
PUSHPAHARAN
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
AIDEN
REDMOND
EXECUTIVE OFFICER
ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
HEROLD
CLEMENS
ROHWEDER
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
MARY
ANN
SCHREIBER
EXECUTIVE OFFICER
OPPENHEIMER CAPITAL TOTAL RETURN II TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| ALL CAP EQUITY TRUST
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| STRUCTURED ALPHA - AY10 PLUS LLC
| STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
MARY ANN
SCHREIBER
DIRECTOR
JULIAN
FERNAND
SLUYTERS
EXECUTIVE OFFICER
STRUCTURED ALPHA U.S. EQUITY 250 LLC
| STRUCTURED ALPHA 500 LLC
| ALLIANZ GLOBAL INVESTORS TOTAL RETURN TRUST
| NFJ INTERNATIONAL VALUE TRUST
| STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| STRUCTURED ALPHA U.S. EQUITY 500 LLC
| STRUCTURED ALPHA 1000 LLC
| STRUCTURED ALPHA 1000 PLUS LLC
| STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US INTERNATIONAL EQUITY SERIES
GREG
TOURNANT
EXECUTIVE OFFICER
SOUND HARBOR CREDIT SOLUTIONS FUND II L.P.
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US SMALL CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LONG CREDIT SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US LARGE CAP SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - US FIXED INCOME SERIES
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I - INTERNATIONAL EQUITY SERIES
| ALLIANZGI TACTICAL VOLATILITY LLC
| ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA EMERGING MARKETS EQUITY 350 LLC
| ALLIANZGI CONVERTIBLE LLC
| ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
| ALLIANZGI INTERNATIONAL SMALL-CAP OPPORTUNITIES LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 250 LLC
| ALLIANZGI STRUCTURED ALPHA 500 LLC
| ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC
| ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 LLC
| ALLIANZGI STRUCTURED ALPHA 1000 PLUS LLC
| ALLIANZGI STRUCTURED ALPHA MULTI-BETA SERIES LLC I
| ALLIANZGI EMERGING MARKETS CONSUMER LLC
| ALLIANZGI EMERGING MARKETS SMALL CAP LLC
| ALLIANZGI STRUCTURED ALPHA U.S. FIXED INCOME 250 LLC
| ALLIANZGI MANAGED FUTURES LLC
| ALLIANZGI STRUCTURED ALPHA LARGE CAP EQUITY 350 L.P.
| ALLIANZGI CHINA A SHARES LLC
| ALLIANZGI DYNAMIC RISK PARITY LLC
HORACIO
VALEIRAS
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPPENHEIMER CAPITAL TOTAL RETURN II TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| ALL CAP EQUITY TRUST
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| STRUCTURED ALPHA - AY10 PLUS LLC
| HAV GLOBAL MACRO FUND, LP
JOHN
FRANCIS
VIGGIANO
EXECUTIVE OFFICER
MARNA
WHITTINGTON
EXECUTIVE OFFICER
OPCAP ENHANCED INDEX--US LARGE CAP CORE LLC
| OPCAP STRUCTURED ALPHA--ABSOLUTE YIELD LLC
| OPCAP STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| OPCAP STRUCTURED ALPHA - US LARGE CAP CORE LLC
| OPPENHEIMER CAPITAL CORE FIXED INCOME TRUST
| OPPENHEIMER CAPITAL TOTAL RETURN TRUST
| INTERNATIONAL EQUITY TRUST
| LARGE CAP VALUE TRUST
| ALL CAP EQUITY TRUST
| ENHANCED INDEX - US LARGE CAP CORE LLC
| STRUCTURED ALPHA - ABSOLUTE YIELD LLC
| STRUCTURED ALPHA - US CORE FIXED INCOME LLC
| STRUCTURED ALPHA - US LARGE CAP CORE LLC
| STRUCTURED ALPHA--ABSOLUTE YIELD 10 LLC
| STRUCTURED ALPHA - 10-YEAR TREASURY LLC
| CLOUDNEXA, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date

