R3 (C), LTD.
Profile
Company Names
R3 (C), LTD.
Addresses
190 ELGIN AVENUE, 190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
INTERTRUST (CAYMAN) LIMITED, 190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9005
WALKERS CORPORATE SERVICES LIMITED, WALKER HOUSE, 87 MARY STREET, GEORGE TOWN, GRAND CAYMAN, E9 KY1-9002
Phone Numbers
345-949-0100
345-943-3100
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$318,227,994.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2009-08-01
$318,227,994.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
N/A
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PROMOTER
J.
RICHARD
BLEWITT
EXECUTIVE OFFICER
JAMES
E.
KEENAN
EXECUTIVE OFFICER
WARREN
KEENS
DIRECTOR
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| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LLC
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| TWO SIGMA CONSTELLATION ONE FUND, LTD.
| OBSIDIAN (OFFSHORE) FUND
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| VISIUM INSTITUTIONAL PARTNERS FUND, LTD.
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| THOMPSON STRATEGIES, LTD.
| AEPF PRIVATE INVESTORS OFFSHORE (USD) II, L.P.
| AEPF PRIVATE INVESTORS OFFSHORE (EURO) II, L.P.
| JPMORGAN ALL COUNTRY INTERNATIONAL EQUITY FUND, LLC
| MYRIAD OPPORTUNITIES US FUND LTD
| MYRIAD OPPORTUNITIES OFFSHORE FUND LTD
| JANCHOR PARTNERS PAN-ASIAN FUND
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| ELBRUS CAPITAL FUND II, L.P.
| TESSERA OFFSHORE FUND LTD
| KEYWISE PHOENIX DEVELOPMENT FUND
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| GSO PRIVATE INVESTORS II B, LLC
| GSO PRIVATE INVESTORS II, LLC
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| ABYDOS FUND
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| WILSHIRE INSTITUTIONAL MASTER FUND II SPC
| SEER CAPITAL OPPORTUNITIES FUND I TRUST II
| SEER CAPITAL OPPORTUNITIES FUND I TRUST I
| COUNTERPOINT ASIAN MACRO FUND
| VISIUM QUANTITATIVE MASTER FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO CAYMAN FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO ENHANCED CAYMAN FUND, LTD.
| ARGENTIERE FUND LTD
| SYSTEMATIC ALPHA FUND LTD.
| SYSTEMATIC ALPHA FUND LP
| RAE FUND I, A SERIES OF PIMCO OFFSHORE FUNDS
| TWO SIGMA ACTIVE EXTENSION U.S. ALL CAP EQUITY BETA ADJUSTED CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA ENHANCED CAYMAN FUND, LTD.
| GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC
| EQUILIBRIA JAPAN FUND
| ARGENTIERE ENHANCED FUND LTD
| ARGENTIERE ENHANCED FUND LP
| PETERS THEMATIC SPC FUND, LTD.
| TWO SIGMA WORLD CORE CAYMAN FUND, LTD.
| GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| U.S. LARGE CAP 130/30 FUND, LLC
| GLOBAL ACCESS MASTER SPC LTD.
| GLOBAL ACCESS STRATEGIES SPC LTD.
| ALTA PARK FUND OFFSHORE, LTD.
| PRIME LIQUIDITY FUND LLC
| ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC
| KARST PEAK VERMILION PARTNERS MASTER FUND
| KARST PEAK VERMILION PARTNERS FUND
| TWO SIGMA U.S. ALL CAP CORE EQUITY CAYMAN FUND, LTD.
| KARST PEAK SELECT FUND
| PACIFIC ATLANTIC MASTER FUND L P
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| KEYWISE PENGUIN DEVELOPMENT FUND
| VERMILION PEAK MASTER FUND
| VERMILION PEAK FUND
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| TWO SIGMA MERCURY CAYMAN FUND, LTD.
| ALFRETON LEOPARD FUND LP
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| GLOBAL EMERGING MARKETS ANALYST FUND LLC
| ALFRETON LEOPARD FUND LTD
| WLC OFFSHORE FUND, LTD.
| MAS GLOBAL DYNAMIC ALLOCATION FUND, LLC
| ADVANTAGE PARTNERS ASIA FUND II, L.P.
| ONE RIVER OFFSHORE SPC LTD. - ONE RIVER TOTAL PORTFOLIO OFFSHORE SP
| TWO SIGMA AURORA CAYMAN FUND, LTD.
| JANCHOR INDUSTRIALIST INVESTING U.S. FUND
MICHAEL
LIPSKY
EXECUTIVE OFFICER
R3 (B), L.P.
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| MATLINPATTERSON DISTRESSED OPPORTUNITIES FUND L.P.
| MATLINPATTERSON DISTRESSED OPPORTUNITIES FUND LTD.
| MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS IV (HEDGE) L.P.
| MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS IV (HEDGE) LTD.
| MATLINPATTERSON GLOBAL OPPORTUNITIES FUND L.P.
| MATLINPATTERSON GLOBAL OPPORTUNITIES FUND LTD.
| MATLINPATTERSON PUERTO RICO RECOVERY FUND LTD.
LINBURGH
MARTIN
DIRECTOR
ENSO GLOBAL EQUITIES FUND LTD
| VISIUM BALANCED OFFSHORE FUND LTD
| ALLBLUE LP
| BLUETREND FUND LTD
| BLUETREND FUND LP
| BLUEMATRIX LP
| ALLBLUE LEVERAGED FEEDER LP
| BLUECREST SPECIAL SITUATIONS FUND LP
| BLUECREST STRATEGIC LTD
| ALLBLUE LEVERAGED FEEDER LTD
| ALLBLUE LTD
| BLUECREST EQUITY FUND LTD
| BLUECREST MERCANTILE FUND LTD
| BLUECREST EMERGING MARKETS FUND LTD
| BLUEHAVEN LTD
| BLUECREST EMERGING MARKETS FUND LP
| BLUECREST VENTURE FINANCE FUND LTD
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| JPMORGAN US LARGE CAP 130/30 FUND LLC
| BLUEMATRIX LTD
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| MARSHALL WACE MARKET NEUTRAL TOPS FUND LP
| BLUETREND 2X LEVERAGED FEEDER LTD
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| KDA CAPITAL EUROPEAN FUND LP
| KDA CAPITAL EUROPEAN FUND
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| OBSIDIAN (OFFSHORE) FUND
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| BLUECREST MERCANTILE FUND LP
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| MW DIVERSIFIED EUROPE TOPS FUND
| MW CORE FUND
| MWG JAPAN MARKET NEUTRAL FUND
| MWG JAPAN DYNAMIC NET EXPOSURE FUND
| MW MARKET NEUTRAL TOPS FUND
| MW GLOBAL TOPS FUND
| MW GLOBAL TOPS ERISA FUND
| MW EUROPEAN TOPS FUND
| MW EUREKA FUND
| MW AMERICAS TOPS (US) FUND
| MW EUREKA (US) FUND
| MW GLOBAL FINANCIALS EMERGING GROWTH (US) FUND
| VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
| MONARCH STRUCTURED CREDIT FUND LTD
| AZENTUS GLOBAL OPPORTUNITIES FUND LTD
| GIF IV PRIVATE INVESTORS, LLC
| J.P. MORGAN GLOBAL EMERGING MARKETS FUND, LLC
| JPMORGAN INTERNATIONAL EQUITY FUND, LLC
| CRYSTAL GLOBAL MASTER FUND L.P.
| J.P. MORGAN ASIA EX-JAPAN FUND, LLC
| MWG JAPAN MARKET NEUTRAL ERISA FUND
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| AEPF PRIVATE INVESTORS II, LLC
| ALLBLUE L.P.
| BLUETREND FUND L.P.
| BLUECREST EMERGING MARKETS FUND L.P.
| VISIUM GLOBAL OFFSHORE FUND, LTD.
| BLUECREST MERCANTILE FUND L.P.
| BLUECREST VOLATILITY ARBITRAGE FUND LTD
| AEPF PRIVATE INVESTORS OFFSHORE (USD) II, L.P.
| AEPF PRIVATE INVESTORS OFFSHORE (EURO) II, L.P.
| JPMORGAN ALL COUNTRY INTERNATIONAL EQUITY FUND, LLC
| MW AMERICAS TOPS LONG-ONLY FUND LP
| MW GLOBAL FINANCIALS MARKET NEUTRAL FUND
| BREP VII PRIVATE INVESTORS, LLC
| BREP VII PRIVATE INVESTORS OFFSHORE, L.P.
| MW GLOBAL OPPORTUNITIES (US) FUND
| MW GLOBAL FINANCIALS MARKET NEUTRAL (US) FUND
| MW EUREKA (US) FUND II
| MW DEVELOPED EUROPE TOPS FUND
| MW GLOBAL FINANCIALS MARKET NEUTRAL ERISA FUND
| MW CORE FUND II
| MWG JAPAN GEKIRIN FUND
| BLUECREST CAPITAL L.P.
| VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.
| VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.
| BLUEMATRIX L.P.
| ALLBLUE LEVERAGED FEEDER L.P.
| BLUECREST CAPITAL INTERNATIONAL LTD
| VISIUM INSTITUTIONAL PARTNERS FUND, LTD.
| SOF IX PRIVATE INVESTORS OFFSHORE 1, L.P.
| GSO PRIVATE INVESTORS OFFSHORE II, L.P.
| GSO PRIVATE INVESTORS II B, LLC
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| JPMORGAN GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| CURRENT ASSET FUND LTD.
| COVALIS CAPITAL FUND LTD
| BLUETREND ALIGNMENT FUND LTD
| MW GLOBAL OPPORTUNITIES FUND
| MW JAPAN MARKET NEUTRAL ERISA FUND
| MW JAPAN MARKET NEUTRAL FUND
| MW JAPAN GEKIRIN FUND
| MW DEVELOPED EUROPE TOPS (US) FUND
| OLD MUTUAL GLOBAL STATISTICAL ARBITRAGE FUND
| VISIUM CATALYST OFFSHORE FUND, LTD.
| MW TOPS WORLD EQUITIES (US) FUND
| MW MARKET NEUTRAL TOPS (US) FUND
| TCI REAL ESTATE PARTNERS FUND I LP
| COVALIS CAPITAL FUND LP
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| MW TOPS (US) FUND II
| MW TOPS (US) FUND
| MARSHALL WACE UCITS FUNDS PLC-MW TOPS UCITS FUND
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| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL ERISA FUND
| MARSHALL WACE FUNDS LP - MW GLOBAL OPPORTUNITIES (US) FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND II
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW CORE FUND II
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EQUITIES (US) FUND
| MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS (US) FUND
| MARSHALL WACE FUNDS PLC - MW EUROPA FUND
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND
| MARSHALL WACE FUNDS PLC - MW JAPAN GEKIRIN FUND
| MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
| MARSHALL WACE FUNDS PLC - MW TOPS FUND
| MARSHALL WACE FUNDS PLC - MW EUREKA FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND L.P.
| BLUECREST QUANTITATIVE EQUITY FUND L.P.
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EX-US (US) FUND
| MARSHALL WACE FUND LP - MW HELIUM (US) FUND
| SYSTEMATICA BLUETREND FUND LTD
| SYSTEMATICA BLUETREND FUND L.P.
| SYSTEMATICA BLUEMATRIX FUND L.P.
| SYSTEMATICA BLUEMATRIX FUND LTD
| SYSTEMATICA BLUETREND 2X LEVERAGED FUND LTD
| SYSTEMATICA BLUETREND 2X LEVERAGED FUND L.P.
| MARSHALL WACE FUNDS LP - MW TOPS (US) FUND II
| MARSHALL WACE FUNDS LP - MW TOPS (US) FUND
| ABBERTON OPPORTUNITIES FUND L.P.
| SYSTEMATICA SYNERGY FUND L.P.
| SYSTEMATICA SYNERGY FUND LTD
| TCI REP CO-INVESTMENT II LP
| TCI REAL ESTATE PARTNERS FUND II LTD
| TCI REAL ESTATE PARTNERS FUND II LP
| MARSHALL WACE UCITS FUNDS PLC - MW LIQUID ALPHA UCITS FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUROPA FUND II
| MARSHALL WACE MANAGED ACCOUNTS PLC- MW EUREKA FUND IV
| MARSHALL WACE FUNDS LP - MW LIQUID ALPHA PLUS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUREKA SRI FUND
| OM ARBEA FUND LTD
| MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUND
| MARSHALL WACE FUNDS LP - MW HELIUM (US) FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND VI
| TCI REP CO-INVESTMENT I LP
| SYSTEMATICA MULTI FUND L.P. - SYSTEMATICA DIVERSIFIED TREND
| SYSTEMATICA MULTI FUND LTD
| MARSHALL WACE FUNDS PLC - MW LIQUID ALPHA PLUS FUND
| MARSHALL WACE LONG STRATEGIES ICAV-MW GLOBAL OPPORTUNITIES LONG-ONLY FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW INDIA LONG-ONLY FUND
| MARSHALL WACE FUNDS LP - MW TOPS CHINA (US) FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND LTD
| TCI REP CO-INVESTMENT III LP
| SYSTEMATICA TREND ERISA FUND LTD
| SYSTEMATICA TREND FOLLOWING FUND L.P.
| SYSTEMATICA MULTI FUND L.P.- SYSTEMATICA TEXSYS FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUREKA PLUS FUND
| INVESTURE ALTERNATIVE FUND, LTD.
| MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL (US) FUND II
| SYSTEMATICA MACRO RV FUND L.P.
| MARSHALL WACE FUNDS LP - MW EUREKA PLUS (US) FUND
| MARSHALL WACE FUNDS LP - MW TOPS CHINA ABSOLUTE RETURN (US) FUND
| SYSTEMATICA ALTERNATIVE RISK PREMIA FUND LTD
| SYSTEMATICA TREND FOLLOWING FUND LTD
| TCI REAL ESTATE PARTNERS FUND III LP
| KEYNES MULTI ASSET VALUE FUND LTD
| MGI ARBEA FUND LTD
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS CHINA A SHARE FUND
| MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW MARKET NEUTRAL TOPS PLUS FUND
| MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS PLUS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV-MW TOPS INTERNATIONAL EQUITIES FUND
| MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS (US) FUND
| CAPEVIEW AZRI 2X FUND
| CAPEVIEW AZRI FUND
| CAPEVIEW AZRI STRATEGIC FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA FUND IV
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA SRI FUND
| PRENTICE CAPITAL LONG/SHORT EQUITY FUND II, LTD.
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS EMERGING MARKETS FUND
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EX-US PLUS EMERGING MARKETS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA PLUS FUND
| MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS WORLD EQUITIES FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS WORLD EQUITIES LE FUND
| MARSHALL WACE UCITS FUNDS PLC - MW SYSTEMATIC ALPHA UCITS FUND
| MARSHALL WACE FUNDS LP - MW SYSTEMATIC ALPHA PLUS (US) FUND
| MARSHALL WACE FUNDS PLC - MW SYSTEMATIC ALPHA PLUS FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS GLOBAL EQUITIES LE FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS EMERGING MARKETS FUND II
| KEYNES DYNAMIC BETA STRATEGY (OFFSHORE) FUND LTD
| SYSTEMATICA MULTI FUND, L.P. - SYSTEMATICA CYPRESS COMPOSITE TREND
| ATLAS ENHANCED FUND, LTD
| ATLAS GLOBAL INVESTMENTS LTD
| ASLAN HOUSE FUND LTD
| SYSTEMATICA MACRO RV FUND LTD
| SYSTEMATICA CHINA VISION FUND LTD
| SYSTEMATICA MULTI FUND L.P. - SYSTEMATICA STEELHEAD FUND
| ASLAN HOUSE FUND LP
| MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS ABSOLUTE RETURN (US) FUND
| MARSHALL WACE FUNDS LP - MW MOONTOWER (US) FUND
| MW AMERICAS TOPS LONG-ONLY FUND IV LP
| COMMODITY + MACRO TAIL RISK FUND LTD
| MARSHALL WACE FUNDS LP - MW ALPHA PLUS (US) FUND
| MARSHALL WACE FUNDS PLC - MW ALPHA PLUS FUND
| FIFTHDELTA FUND LP
| FIFTHDELTA FUND LTD.
| PGIM WADHWANI MACRO TAIL RISK FUND LTD
| MARSHALL WACE FEEDER FUNDS SPC - MW ALPHA PLUS FUND SP
| MARSHALL WACE FUNDS LP - MW ALPHA PLUS (US) FUND II
| MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG-ONLY (US) FUND II
| SYSTEMATICA TRENDSPECTRUM FUND LTD
| TCI REAL ESTATE PARTNERS PARALLEL FUND IV LP
| TCI REAL ESTATE PARTNERS FUND IV LTD
| TCI REAL ESTATE PARTNERS FUND IV LP
| MARSHALL WACE FUNDS PLC - MW EUROPA LONG FUND
| LINGOTTO OFFSHORE LONG/SHORT US FUND LP
| SYSTEMATICA LIQUID MULTI STRATEGY FUND LTD
| LINGOTTO OFFSHORE CONCENTRATED LONG FUND LTD
| LINGOTTO OFFSHORE CONCENTRATED LONG US FUND LP
| LINGOTTO INTERSECTION OFFSHORE LONG/SHORT FUND LTD
| LINGOTTO INTERSECTION OFFSHORE CONCENTRATED LONG FUND LTD
| LINGOTTO INTERSECTION OFFSHORE CONCENTRATED LONG US FUND LP
| LINGOTTO INTERSECTION OFFSHORE LONG/SHORT US FUND LP
| MARYLEBONE LANE FUND
| MARYLEBONE LANE FUND LP
| MARSHALL WACE FUNDS LP - MW TOPS GLOBAL TITANS (US) FUND
| SYSTEMATICA NEXUS FUND L.P.
| SYSTEMATICA NEXUS FUND LTD
| SYSTEMATICA MULTI FUND II L.P. ON BEHALF OF + SOLELY FOR THE ACCOUNT OF ITS PROTECTED SERIES, SYSTEMATICA TEXSYS FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND PF L.P.
| SYSTEMATICA MULTI FUND II LTD
| SYSTEMATICA MULTI FUND II L.P. ON BEHALF OF + SOLELY FOR THE ACCOUNT OF ITS PROTECTED SERIES, SYSTEMATICA CYPRESS COMPOSITE TREND II
| ATLAS OPPORTUNISTIC FUND, LTD.
| SYSTEMATICA ALTERNATIVE MARKETS PF FUND L.P.
| LINGOTTO INNOVATION FUND LP
ANNE
MARIE
PETACH
DIRECTOR
32 CAPITAL FUND LLC
| 32 CAPITAL FUND LTD.
| U.S. EXTENDED CORE GLOBALALPHA BOND (NON-ERISA) FUND LTD.
| SYNTHETIC US CORE BOND FUND LTD.
| EMERGING MARKETS ALPHA ADVANTAGE FUND LTD.
| R3 (C), LTD.
| MARKET ADVANTAGE, LTD.
| CHINA OPPORTUNITIES FUND
| BLACKROCK FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| BLACKROCK FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| CA 534 OFFSHORE FUND, LTD.
| STYLE ADVANTAGE OFFSHORE, LTD.
| FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| CAPITAL STRUCTURE INVESTMENTS ONSHORE FUND LLC
| CAPITAL STRUCTURE INVESTMENTS OFFSHORE FUND LTD.
| HC NCBR FUND
| BLACKROCK HEALTH SCIENCES HEDGE FUND LLC
| HDD GLOBAL LTD.
| OBSIDIAN RELATIVE VALUE STRATEGY FUND, LTD.
IAN
PILGRIM
DIRECTOR
TWO SIGMA CAYMAN FUND LTD
| PINE GROVE OFFSHORE FUND LTD
| TWO SIGMA SPECTRUM CAYMAN FUND LTD
| TWO SIGMA ECLIPSE CAYMAN FUND LTD
| EVEREST CAPITAL CHINA OPPORTUNITY LTD
| EVEREST CAPITAL EMERGING MARKETS LTD
| EVEREST CAPITAL GLOBAL LTD
| LEVEL RADAR FUND LTD
| EVEREST CAPITAL ALPHA LTD
| EVEREST CAPITAL EUROPE US$ LTD
| MENTA GLOBAL OFFSHORE LTD
| MENTA GLOBAL MASTER L.P.
| EVEREST CAPITAL EMERGING MARKETS YEN LTD
| EVEREST CAPITAL ASIA (US$) LTD
| TWO SIGMA COMPASS CAYMAN FUND, LTD.
| TWO SIGMA CAYMAN FUND, LTD.
| 32 CAPITAL FUND LTD.
| LEVEL GLOBAL OVERSEAS, LTD.
| TWO SIGMA SPECTRUM CAYMAN FUND, LTD.
| TWO SIGMA ECLIPSE CAYMAN FUND, LTD.
| EVEREST CAPITAL CHINA OPPORTUNITY LTD.
| EVEREST CAPITAL EMERGING MARKETS LTD.
| EVEREST CAPITAL GLOBAL LTD.
| LEVEL RADAR FUND, LTD.
| EVEREST CAPITAL ALPHA LTD.
| EVEREST CAPITAL EMERGING MARKETS (YEN) LTD.
| EVEREST CAPITAL ASIA (US$) LTD.
| TWO SIGMA COMPASS ENHANCED CAYMAN FUND, LTD.
| 32 CAPITAL FUND LLC
| EMERGING MARKETS ALPHA ADVANTAGE FUND LTD.
| BLACKROCK CAPITAL STRUCTURE INVESTMENTS FUND LTD.
| BGI GLOBAL COMMODITY OPPORTUNITY FUND LTD.
| QVT OVERSEAS LTD
| FOREST GLOBAL CONVERTIBLE FUND LTD
| GLOBAL COMMODITY OPPORTUNITY FUND LTD.
| SCOPIA INTERNATIONAL LTD
| SCOPIA PX INTERNATIONAL LTD
| PAN ASIA OPPORTUNITIES ONSHORE FUND LLC
| EMERGING MARKETS ALPHA ADVANTAGE FUND - STRATEGIC LTD.
| PAN ASIA OPPORTUNITIES OFFSHORE FUND LTD.
| TWO SIGMA HORIZON CAYMAN FUND LTD.
| TWO SIGMA CONSTELLATION ONE FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN CAYMAN FUND, LTD.
| THOMPSON STRATEGIES, LTD.
| ACI MULTI-STRATEGY MARKET NEUTRAL FUND, LTD.
| QVT OFFSHORE LTD.
| PINE GROVE INSTITUTIONAL PARTNERS II LTD.
| COLUMBUS CAPITAL OFFSHORE QP FUND, LTD.
| BLACKROCK CAPITAL STRUCTURE INVESTMENTS ONSHORE FUND LLC
| BLACKROCK CAPITAL STRUCTURE INVESTMENTS OFFSHORE FUND LTD.
| EQUITYONE FUND LTD.
| EQUITYONE FUND LLC
| TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN FUND, LTD.
| EVEREST CAPITAL GLOBAL EMERGING EQUITY LTD.
| TWO SIGMA ACTIVE EXTENSION U.S. ALL CAP EQUITY CAYMAN FUND, LTD.
| EVEREST CAPITAL FRONTIER MARKETS LTD.
| EVEREST CAPITAL DIVERSIFIED ALPHA LTD.
| EVEREST CAPITAL FRONTIER MARKETS EQUITY LTD.
| BLACKROCK MULTI-STRATEGY FUND LTD
| BLACKROCK MULTI-STRATEGY (U.S. INSTITUTIONAL) FUND LTD
| EMERGING MARKETS ALPHA FUND LTD.
| GLOBAL ALPHA OPPORTUNITIES LTD.
| EMERGING MARKETS ALPHA FUND LLC
| EMERGING MARKETS ALPHA ADVANTAGE FUND - STRATEGIC SCREENED LTD.
| TWO SIGMA ABSOLUTE RETURN LOWERED VOLATILITY CAYMAN FUND, LTD.
| EVEREST CAPITAL EMERGING EQUITY FOCUS LTD.
| MARKET ADVANTAGE II, LTD.
| OAKLEY CAPITAL PRIVATE EQUITY II-B L.P.
| OAKLEY CAPITAL PRIVATE EQUITY II-A L.P.
| U.S. EXTENDED CORE GLOBALALPHA BOND (NON-ERISA) FUND LTD.
| SYNTHETIC US CORE BOND FUND LTD.
| MARKET ADVANTAGE, LTD.
| SCOPIA LB INTERNATIONAL LTD
| PS LATIN AMERICA OFFSHORE LTD
| BLACKROCK FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| BLACKROCK FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| CONCORDIA G-10 FIXED INCOME RELATIVE VALUE, LTD.
| ASIA ALPHA ADVANTAGE FUND LTD.
| GLOBAL ALPHA OPPORTUNITIES FUND LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO CAYMAN FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO ENHANCED CAYMAN FUND, LTD.
| OBSIDIAN TAIL RISK FUND LTD.
| ANDALUSIAN CORPORATE OPPORTUNITIES OFFSHORE FUND, LTD.
| SENZAR HEALTHCARE INTERNATIONAL FUND, LTD.
| SEMPER VIC PARTNERS OFFSHORE, LTD.
| CHINA OPPORTUNITIES FUND
| CA 534 OFFSHORE FUND, LTD.
| GLOBAL EVENT PARTNERS LLC
| GLOBAL EVENT PARTNERS LTD.
| TWO SIGMA ACTIVE EXTENSION U.S. ALL CAP EQUITY BETA ADJUSTED CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA ENHANCED CAYMAN FUND, LTD.
| TWO SIGMA WORLD CORE CAYMAN FUND, LTD.
| FORT BAKER CATALYST OFFSHORE FUND, LTD.
| OBSIDIAN (OFFSHORE) FUND
| GLOBAL ALPHA OPPORTUNITIES FUND LLC
| GLOBAL MERGER PARTNERS LLC
| OAKLEY CAPITAL PRIVATE EQUITY III-B L.P.
| PINE GROVE OFFSHORE FUND LTD.
| R3 (C), LTD.
| STYLE ADVANTAGE OFFSHORE, LTD.
| TWO SIGMA U.S. ALL CAP CORE EQUITY CAYMAN FUND, LTD.
| OAKLEY KIWI CO-INVESTMENT L.P.
| MULTI-STRATEGY FUND LTD
| STYLE ADVANTAGE ONSHORE, LLC
| FORT BAKER SPECIAL OPPORTUNITIES, SPC SEGREGATED PORTFOLIO A
| FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| CAPITAL STRUCTURE INVESTMENTS ONSHORE FUND LLC
| CAPITAL STRUCTURE INVESTMENTS OFFSHORE FUND LTD.
| HC NCBR FUND
| FORT BAKER SPECIAL OPPORTUNITIES, SPC SEGREGATED PORTFOLIO B
| BLACKROCK HEALTH SCIENCES HEDGE FUND LLC
| SCOPIA LONG INTERNATIONAL LTD
| BLACKROCK NEW FRONTIERS FUND, LLC
| BLACKROCK CREDIT ALPHA (OFFSHORE) FUND
| HDD GLOBAL LTD.
| OBSIDIAN RELATIVE VALUE STRATEGY FUND, LTD.
| TWO SIGMA CHINA CORE EQUITY CAYMAN FUND, LTD.
| FOURTH SAIL LONG SHORT OFFSHORE FUND LTD
| FOURTH SAIL DISCOVERY OFFSHORE FUND LTD
| TWO SIGMA MERCURY CAYMAN FUND, LTD.
| BLACKROCK MULTI-STRATEGY CREDIT FUND LTD.
| BLACKROCK GLOBAL MARKET STRATEGIES FUND LTD.
| US EQUITY STYLES 130/30 SCREENED FUND, LTD.
| BLACKROCK SYSTEMATIC CHINA ABSOLUTE RETURN FUND LTD.
| BLACKROCK ENHANCED COMMODITY (OFFSHORE) FUND
| BLACKROCK MULTI-STRATEGY CREDIT FUND LLC
| BLACKROCK ABSOLUTE MACRO FUND LTD.
| OBSIDIAN FUND LLC
| BLACKROCK SYSTEMATIC TOTAL ALPHA FUND LLC
| BIOMEDICAL INNOVATION OPPORTUNITIES LTD
| US ALPHA ADVANTAGE FUND LP
| US ALPHA ADVANTAGE MASTER FUND LP
| BLACKROCK EMERGING COMPANIES HEDGE FUND LTD
| BLACKROCK UK EQUITY HEDGE FUND LTD
| BLACKROCK STA PORTABLE ALPHA FUND LTD.
| BLACKROCK EMA PORTABLE ALPHA (EMERGING MARKETS EX CHINA) FUND LTD.
| BLACKROCK EMA PORTABLE ALPHA (EMERGING MARKETS) FUND LTD.
| 32 CAPITAL (ERISA) PORTABLE ALPHA FUND LTD.
| BLACKROCK STRATEGIC EQUITY HEDGE FUND LTD
| BLACKROCK EMERGING FRONTIERS FUND LTD
| CN INVESTMENT FUND 1786 LLC
| BLACKROCK USD INSTITUTIONAL DIGITAL LIQUIDITY FUND LTD.
| TWO SIGMA AURORA CAYMAN FUND, LTD.
| TRIAXIAL FUND LLC
| GLOBAL EQUITY MARKET NEUTRAL SELECT LLC
NEERAJ
SETH
EXECUTIVE OFFICER
JOHN
STEIN
DIRECTOR, EXECUTIVE OFFICER
JOSHUA
TARNOW
EXECUTIVE OFFICER
W.
WILLIAM
WOODS
DIRECTOR
EMERGING MARKETS ALPHA ADVANTAGE FUND LTD.
| BGI GLOBAL COMMODITY OPPORTUNITY FUND LTD.
| OWL CREEK SOCIALLY RESPONSIBLE INVESTMENT FUND, LTD.
| OWL CREEK OVERSEAS FUND, LTD.
| QVT OVERSEAS LTD
| GLOBAL COMMODITY OPPORTUNITY FUND LTD.
| SARUS OFFSHORE FUND SPC, LTD.
| PAN ASIA OPPORTUNITIES ONSHORE FUND LLC
| OWL CREEK ASIA FUND, LTD.
| EMERGING MARKETS ALPHA ADVANTAGE FUND - STRATEGIC LTD.
| PAN ASIA OPPORTUNITIES OFFSHORE FUND LTD.
| 32 CAPITAL FUND LLC
| 32 CAPITAL FUND LTD.
| EQUITYONE FUND LTD.
| EQUITYONE FUND LLC
| QVT OFFSHORE LTD.
| BLACKROCK MULTI-STRATEGY FUND LTD
| BLACKROCK MULTI-STRATEGY (U.S. INSTITUTIONAL) FUND LTD
| EMERGING MARKETS ALPHA FUND LTD.
| GLOBAL ALPHA OPPORTUNITIES LTD.
| EMERGING MARKETS ALPHA FUND LLC
| EMERGING MARKETS ALPHA ADVANTAGE FUND - STRATEGIC SCREENED LTD.
| U.S. EXTENDED CORE GLOBALALPHA BOND (NON-ERISA) FUND LTD.
| SYNTHETIC US CORE BOND FUND LTD.
| MARKET ADVANTAGE, LTD.
| BLACKROCK FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| BLACKROCK FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| BLACKROCK CAPITAL STRUCTURE INVESTMENTS ONSHORE FUND LLC
| BLACKROCK CAPITAL STRUCTURE INVESTMENTS OFFSHORE FUND LTD.
| ASIA ALPHA ADVANTAGE FUND LTD.
| GLOBAL ALPHA OPPORTUNITIES FUND LTD.
| MARKET ADVANTAGE II, LTD.
| OBSIDIAN TAIL RISK FUND LTD.
| OWL CREEK CREDIT OPPORTUNITIES FUND, LTD.
| CHINA OPPORTUNITIES FUND
| CA 534 OFFSHORE FUND, LTD.
| GLOBAL EVENT PARTNERS LLC
| GLOBAL EVENT PARTNERS LTD.
| R3 (C), LTD.
| OBSIDIAN (OFFSHORE) FUND
| GLOBAL ALPHA OPPORTUNITIES FUND LLC
| STYLE ADVANTAGE OFFSHORE, LTD.
| MULTI-STRATEGY FUND LTD
| GLOBAL MERGER PARTNERS LLC
| STYLE ADVANTAGE ONSHORE, LLC
| FIXED INCOME GLOBALALPHA ONSHORE FUND LLC
| FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.
| CAPITAL STRUCTURE INVESTMENTS ONSHORE FUND LLC
| CAPITAL STRUCTURE INVESTMENTS OFFSHORE FUND LTD.
| HC NCBR FUND
| BLACKROCK HEALTH SCIENCES HEDGE FUND LLC
| BLACKROCK NEW FRONTIERS FUND, LLC
| HDD GLOBAL LTD.
| OBSIDIAN RELATIVE VALUE STRATEGY FUND, LTD.
| BLACKROCK MULTI-STRATEGY CREDIT FUND LTD.
| BLACKROCK GLOBAL MARKET STRATEGIES FUND LTD.
| US EQUITY STYLES 130/30 SCREENED FUND, LTD.
| BLACKROCK SYSTEMATIC CHINA ABSOLUTE RETURN FUND LTD.
| BLACKROCK ENHANCED COMMODITY (OFFSHORE) FUND
| BLACKROCK MULTI-STRATEGY CREDIT FUND LLC
| BLACKROCK ABSOLUTE MACRO FUND LTD.
| BLACKROCK SYSTEMATIC TOTAL ALPHA FUND LLC
| BIOMEDICAL INNOVATION OPPORTUNITIES LTD
| US ALPHA ADVANTAGE FUND LP
| US ALPHA ADVANTAGE MASTER FUND LP
| BLACKROCK STA PORTABLE ALPHA FUND LTD.
| BLACKROCK EMA PORTABLE ALPHA (EMERGING MARKETS EX CHINA) FUND LTD.
| BLACKROCK EMA PORTABLE ALPHA (EMERGING MARKETS) FUND LTD.
| 32 CAPITAL (ERISA) PORTABLE ALPHA FUND LTD.
| CN INVESTMENT FUND 1786 LLC
| BLACKROCK USD INSTITUTIONAL DIGITAL LIQUIDITY FUND LTD.
| TRIAXIAL FUND LLC
| GLOBAL EQUITY MARKET NEUTRAL SELECT LLC
| BLACKROCK EMERGING COMPANIES HEDGE FUND LTD
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
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Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
