J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
Profile
Company Names
J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
Addresses
270 PARK AVENUE, NEW YORK, NY 10017
245 PARK AVENUE, NEW YORK, NY 10167
Phone Numbers
212-648-1999
212-648-0757
Entity Type:
LIMITED LIABILITY COMPANY
Industry:
OTHER INVESTMENT FUND
Year Incorporated:
2009
State Incorporated:
DELAWARE
Total Amount Raised:
$20,278,641.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2010-02-16
$20,278,641.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
N/A
J.P. MORGAN INVESTMENT MANAGEMENT INC.
PROMOTER
JPMORGAN ALTERNATIVE PROPERTY FUND DOMESTIC I LP
| JP MORGAN IIF TAX-EXEMPT LP
| JP MORGAN IIF ERISA LP
| 522 FIFTH AVENUE FUND LP
| JPMORGAN URBAN RENAISSANCE PROPERTY FUND US LLC
| JPMORGAN URBAN RENAISSANCE PROPERTY FUND US LP
| JPMORGAN GLOBAL ABSOLUTE RETURN STRATEGIES FUND LTD
| JPMORGAN US CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS IV LP
| JPMORGAN VENTURE CAPITAL INSTITUTIONAL OFFSHORE INVESTORS IV LP
| JPMORGAN US LARGE CAP 130/30 FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LTD.
| JPMORGAN VENTURE CAPITAL INSTITUTIONAL INVESTORS IV LLC
| JPMORGAN US CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC
| JP MORGAN IIF LP
| JPMORGAN EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS IV LLC
| J. P. MORGAN U. S. REAL ESTATE INCOME + GROWTH CORP. (CAYMAN)
| J.P. MORGAN U. S. REAL ESTATE INCOME + GROWTH GMBH + CO. KG
| J. P. MORGAN U. S. REAL ESTATE INCOME + GROWTH FINANCE CORP (CAYMAN)
| J. P. MORGAN U. S. REAL ESTATE INCOME + GROWTH INVESTMENT CORP (CAYMAN)
| JPMORGAN EUROPEAN PROPERTY FUND SUB-FUND A FEEDER LTD
| JPMORGAN EUROPEAN PROPERTY FUND SUB-FUND C FEEDER LP
| 522 FIFTH AVENUE FUND, L.P.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
| J.P. MORGAN DIGITAL GROWTH FUND L.P.
| JPMORGAN ASIA PRIVATE EQUITY FUND LLC
| J.P. MORGAN CHINA PRIVATE INVESTORS LLC
| J.P. MORGAN CHINA PRIVATE INVESTORS OFFSHORE L.P.
| JPMORGAN AIRRO INDIA SIDECAR FUND US, LLC
| JPMORGAN AIRRO INDIA SIDECARD FUND US, LP
| J.P. MORGAN ACCESS MULTI-STRATEGY FUND II
| J.P. MORGAN SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL II L.P.
| J.P. MORGAN SECONDARY PRIVATE EQUITY INVESTORS II L.P.
| J.P. MORGAN INSTITUTIONAL INVESTORS OFFSHORE SPECIAL L.P.
| JPMORGAN EQUITY INDEX TRUST
| JPMORGAN INTERMEDIATE BOND TRUST
| J.P. MORGAN INDIA PROPERTY FUND II LLC
| J.P. MORGAN GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V LLC
| J.P. MORGAN EUROPEAN CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC
| J.P. MORGAN U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC
| J.P. MORGAN U.S. CORPORATE FINANCE INSTITUTIONAL OFFSHORE INVESTORS V L.P.
| J.P. MORGAN VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC
| DIGITAL GROWTH CO-INVESTMENT 2, L.P.
| J.P. MORGAN DIGITAL GROWTH FUND II L.P.
| J.P. MORGAN DIGITAL GROWTH FUND OFFSHORE SPECIAL II L.P.
| J.P. MORGAN ASIAN INFRASTRUCTURE + RELATED RESOURCES OPPORTUNITY FUND II US, LLC
| GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS V OFFSHORE SPECIAL L.P.
| J.P. MORGAN ASIAN INFRASTRUCTURE + RELATED RESOURCES OPPORTUNITY FUND II US, LP
| PEG INDIA CO-INVESTMENT, L.P.
| PEG U.S. CORPORATE FINANCE INSTITUTIONAL INVESTORS V LLC
| PEG VENTURE CAPITAL INSTITUTIONAL INVESTORS V LLC
| PEG MZ 2016 L.P.
| PEG SECONDARY PRIVATE EQUITY INVESTORS III L.P.
| PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL III L.P.
| ASIA-PACIFIC PROPERTY FUND PARTNERSHIP SCSP
| PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI LLC
| PEG GLOBAL PRIVATE EQUITY INSTITUTIONAL INVESTORS VI OFFSHORE SPECIAL L.P.
| PTCV II L.P.
| PEG U.S. CORPORATE FINANCE VI SELECT L.P.
| STRATEGIC PROPERTY FUND ASIA SCSP
| PEG GLOBAL PRIVATE EQUITY VIII L.P.
| PEG GLOBAL PRIVATE EQUITY VIII OFFSHORE SPECIAL L.P.
| SPF FIV2 (US) LP
| SPF FIV4 (LUX) SCSP
| SPF FIV5 (LUX) SCSP
| U.S. REAL ESTATE MEZZANINE DEBT FUND LP
| PEG GLOBAL PRIVATE EQUITY IX OFFSHORE SPECIAL L.P.
| PEG GLOBAL PRIVATE EQUITY IX L.P.
| PEG CO-INVESTMENT FUND L.P.
| PEG AGGREGATOR 2021 L.P.
| PEG GLOBAL PRIVATE EQUITY X L.P.
| PEG GLOBAL PRIVATE EQUITY X (HOLDING) L.P.
| PEG CO-INVESTMENT FUND OFFSHORE SPECIAL L.P.
| U.S. REAL ESTATE MEZZANINE DEBT FUND FEEDER (LUX) SCSP
| PEG GLOBAL PRIVATE EQUITY X S.A. SICAV-RAIF
| U.S. REAL ESTATE INCOME + GROWTH (LUX) SCSP
| 270 GROWTH FUND I (LUX) SCSP-RAIF
| 270 GROWTH FUND I LP
| PEG AGGREGATOR 2022 L.P.
| PEG VENTURE CAPITAL VI L.P.
| GLOBAL TRANSPORT INCOME FUND FEEDER LLC
| SPF FIV3 (LUX) SCSP
| PEG GLOBAL PRIVATE EQUITY XI L.P.
| PEG GLOBAL PRIVATE EQUITY XI (HOLDING) L.P.
| PEG GLOBAL PRIVATE EQUITY XI SCSP SICAV-RAIF
| PEG U.S. CORPORATE FINANCE VII OFFSHORE SPECIAL L.P.
| PEG U.S. CORPORATE FINANCE VII L.P.
| PEG AGGREGATOR 2023 L.P.
| PEG SECONDARY PORTFOLIO L.P.
| PEG SECONDARY PORTFOLIO SCSP SICAV-RAIF
| PEG AGGREGATOR 2024 L.P.
| PEG SECONDARY PORTFOLIO (HOLDING) L.P.
| PEG GLOBAL PRIVATE EQUITY XII (HOLDING) L.P.
| PEG GLOBAL PRIVATE EQUITY XII SCSP SICAV-RAIF
| PEG GLOBAL PRIVATE EQUITY XII L.P.
| PEG SECONDARY AGGREGATOR 2025 L.P.
| PEG CO-INVEST AGGREGATOR 2025 L.P.
| PEG AGGREGATOR 2025 L.P.
| STAR LAKE OPPORTUNITY FUND V-A, L.P.
| PEG A FUND L.P.
| PEG CO-INVEST AGGREGATOR 2026 L.P.
| PEG AGGREGATOR 2026 L.P.
| PEG U.S. SMALL-MID MARKET BUYOUTS FUND VIII OFFSHORE SPECIAL L.P.
| PEG U.S. SMALL-MID MARKET BUYOUTS FUND VIII L.P.
| PEG A CRYPTO FUND L.P.
WARREN
KEENS
DIRECTOR
JPMORGAN GLOBAL ABSOLUTE RETURN STRATEGIES FUND LTD
| JPMORGAN US LARGE CAP 130/30 FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LTD.
| BLACKROCK MULTI-MANAGER PARTNERS OFFSHORE LTD.
| BLACKROCK ASIA PACIFIC PARTNERS (OFFSHORE) LTD.
| BLACKROCK FIXED INCOME GLOBAL OPPORTUNITIES OFFSHORE FUND
| COLUMBUS HILL OVERSEAS, LTD.
| BLACKROCK GLOBAL ENERGY DYNAMIC FUND LTD.
| R3 (C), LTD.
| TWO SIGMA COMPASS CAYMAN FUND, LTD.
| KINGSTOWN PARTNERS OFFSHORE LTD
| TWO SIGMA CAYMAN FUND, LTD.
| TWO SIGMA SPECTRUM CAYMAN FUND, LTD.
| TWO SIGMA ECLIPSE CAYMAN FUND, LTD.
| VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
| TWO SIGMA COMPASS ENHANCED CAYMAN FUND, LTD.
| GIF IV PRIVATE INVESTORS, LLC
| J.P. MORGAN GLOBAL EMERGING MARKETS FUND, LLC
| JPMORGAN INTERNATIONAL EQUITY FUND, LLC
| J.P. MORGAN ASIA EX-JAPAN FUND, LLC
| PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD.
| SOF IX PRIVATE INVESTORS, LLC
| SOF IX PRIVATE INVESTORS OFFSHORE 2, L.P.
| SOF IX PRIVATE INVESTORS OFFSHORE 1, L.P.
| AEPF PRIVATE INVESTORS II, LLC
| TWO SIGMA HORIZON CAYMAN FUND LTD.
| TWO SIGMA CONSTELLATION ONE FUND, LTD.
| OBSIDIAN (OFFSHORE) FUND
| VISIUM GLOBAL OFFSHORE FUND, LTD.
| VISIUM INSTITUTIONAL PARTNERS FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN CAYMAN FUND, LTD.
| THOMPSON STRATEGIES, LTD.
| AEPF PRIVATE INVESTORS OFFSHORE (USD) II, L.P.
| AEPF PRIVATE INVESTORS OFFSHORE (EURO) II, L.P.
| JPMORGAN ALL COUNTRY INTERNATIONAL EQUITY FUND, LLC
| MYRIAD OPPORTUNITIES US FUND LTD
| MYRIAD OPPORTUNITIES OFFSHORE FUND LTD
| JANCHOR PARTNERS PAN-ASIAN FUND
| JANCHOR PARTNERS PAN-ASIAN U.S. FEEDER FUND
| KARST PEAK ASIA FUND
| PACIFIC TRADEWINDS FUND LTD
| PSO SPECIAL INVESTMENTS, LTD.
| BREP VII PRIVATE INVESTORS, LLC
| BREP VII PRIVATE INVESTORS OFFSHORE, L.P.
| TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN FUND, LTD.
| BALI ANCHOR INVESTMENTS LTD
| TWO SIGMA ACTIVE EXTENSION U.S. ALL CAP EQUITY CAYMAN FUND, LTD.
| ELBRUS CAPITAL FUND II, L.P.
| TESSERA OFFSHORE FUND LTD
| KEYWISE PHOENIX DEVELOPMENT FUND
| GSO PRIVATE INVESTORS OFFSHORE II, L.P.
| GSO PRIVATE INVESTORS II B, LLC
| GSO PRIVATE INVESTORS II, LLC
| JPMORGAN GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| CURRENT ASSET FUND LTD.
| ARGENTIERE FUND LP
| TWO SIGMA ABSOLUTE RETURN LOWERED VOLATILITY CAYMAN FUND, LTD.
| ABYDOS FUND
| KEYWISE PHOENIX DEVELOPMENT ONSHORE FUND
| TOR ASIA CREDIT FUND LP
| TOR ASIA CREDIT FUND
| PERRY INVESTORS OFFSHORE LTD.
| PERRY INVESTORS LLC
| WILSHIRE INSTITUTIONAL MASTER FUND II SPC
| SEER CAPITAL OPPORTUNITIES FUND I TRUST II
| SEER CAPITAL OPPORTUNITIES FUND I TRUST I
| COUNTERPOINT ASIAN MACRO FUND
| VISIUM QUANTITATIVE MASTER FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO CAYMAN FUND, LTD.
| TWO SIGMA ABSOLUTE RETURN MACRO ENHANCED CAYMAN FUND, LTD.
| ARGENTIERE FUND LTD
| SYSTEMATIC ALPHA FUND LTD.
| SYSTEMATIC ALPHA FUND LP
| RAE FUND I, A SERIES OF PIMCO OFFSHORE FUNDS
| TWO SIGMA ACTIVE EXTENSION U.S. ALL CAP EQUITY BETA ADJUSTED CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA CAYMAN FUND, LTD.
| TWO SIGMA RISK PREMIA ENHANCED CAYMAN FUND, LTD.
| GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC
| EQUILIBRIA JAPAN FUND
| ARGENTIERE ENHANCED FUND LTD
| ARGENTIERE ENHANCED FUND LP
| PETERS THEMATIC SPC FUND, LTD.
| TWO SIGMA WORLD CORE CAYMAN FUND, LTD.
| GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| U.S. LARGE CAP 130/30 FUND, LLC
| GLOBAL ACCESS MASTER SPC LTD.
| GLOBAL ACCESS STRATEGIES SPC LTD.
| ALTA PARK FUND OFFSHORE, LTD.
| PRIME LIQUIDITY FUND LLC
| ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC
| KARST PEAK VERMILION PARTNERS MASTER FUND
| KARST PEAK VERMILION PARTNERS FUND
| TWO SIGMA U.S. ALL CAP CORE EQUITY CAYMAN FUND, LTD.
| KARST PEAK SELECT FUND
| PACIFIC ATLANTIC MASTER FUND L P
| PAAMCO SELECT CRESCENDO FUND, LTD.
| KEYWISE PENGUIN DEVELOPMENT FUND
| VERMILION PEAK MASTER FUND
| VERMILION PEAK FUND
| TWO SIGMA CHINA CORE EQUITY CAYMAN FUND, LTD.
| PAAMCO EMERGING ABSOLUTE RETURN RM, LTD.
| TWO SIGMA MERCURY CAYMAN FUND, LTD.
| ALFRETON LEOPARD FUND LP
| CHINA A-SHARE EQUITY FUND LLC
| GLOBAL EMERGING MARKETS ANALYST FUND LLC
| ALFRETON LEOPARD FUND LTD
| WLC OFFSHORE FUND, LTD.
| MAS GLOBAL DYNAMIC ALLOCATION FUND, LLC
| ADVANTAGE PARTNERS ASIA FUND II, L.P.
| ONE RIVER OFFSHORE SPC LTD. - ONE RIVER TOTAL PORTFOLIO OFFSHORE SP
| TWO SIGMA AURORA CAYMAN FUND, LTD.
| JANCHOR INDUSTRIALIST INVESTING U.S. FUND
LINBURGH
MARTIN
DIRECTOR
ENSO GLOBAL EQUITIES FUND LTD
| VISIUM BALANCED OFFSHORE FUND LTD
| ALLBLUE LP
| BLUETREND FUND LTD
| BLUETREND FUND LP
| BLUEMATRIX LP
| ALLBLUE LEVERAGED FEEDER LP
| BLUECREST SPECIAL SITUATIONS FUND LP
| BLUECREST STRATEGIC LTD
| ALLBLUE LEVERAGED FEEDER LTD
| ALLBLUE LTD
| BLUECREST EQUITY FUND LTD
| BLUECREST MERCANTILE FUND LTD
| BLUECREST EMERGING MARKETS FUND LTD
| BLUEHAVEN LTD
| BLUECREST EMERGING MARKETS FUND LP
| BLUECREST VENTURE FINANCE FUND LTD
| JPMORGAN GLOBAL ABSOLUTE RETURN STRATEGIES FUND LTD
| JPMORGAN US LARGE CAP 130/30 FUND LLC
| BLUEMATRIX LTD
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LTD.
| MARSHALL WACE MARKET NEUTRAL TOPS FUND LP
| BLUETREND 2X LEVERAGED FEEDER LTD
| CHILDREN-S INVESTMENT FUND LP
| CHILDREN-S INVESTMENT FUND
| BLACKROCK FIXED INCOME GLOBAL OPPORTUNITIES OFFSHORE FUND
| VISIUM BALANCED OFFSHORE FUND, LTD.
| COLUMBUS HILL OVERSEAS, LTD.
| KDA CAPITAL EUROPEAN FUND LP
| KDA CAPITAL EUROPEAN FUND
| MONTRICA GLOBAL OPPORTUNITIES FUND
| MONTRICA GLOBAL OPPORTUNITIES FUND L.P.
| BLACKROCK GLOBAL ENERGY DYNAMIC FUND LTD.
| OBSIDIAN (OFFSHORE) FUND
| BLUECREST MULTI STRATEGY CREDIT FUND L.P.
| R3 (C), LTD.
| BLUECREST MERCANTILE FUND LP
| BLUECREST SPECIAL SITUATIONS LTD
| BLUETREND 2X LEVERAGED FUND L.P.
| KEYNES LEVERAGED QUANTITATIVE STRATEGIES FUND LTD
| MARSHALL WACE FUNDS LP
| MONTRICA GLOBAL OPPORTUNITIES FUND BPF
| BLUECREST MULTI STRATEGY CREDIT FUND LTD
| BLUECREST VOLATILITY ARBITRAGE FUND L.P.
| MW DIVERSIFIED EUROPE TOPS FUND
| MW CORE FUND
| MWG JAPAN MARKET NEUTRAL FUND
| MWG JAPAN DYNAMIC NET EXPOSURE FUND
| MW MARKET NEUTRAL TOPS FUND
| MW GLOBAL TOPS FUND
| MW GLOBAL TOPS ERISA FUND
| MW EUROPEAN TOPS FUND
| MW EUREKA FUND
| MW AMERICAS TOPS (US) FUND
| MW EUREKA (US) FUND
| MW GLOBAL FINANCIALS EMERGING GROWTH (US) FUND
| VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
| MONARCH STRUCTURED CREDIT FUND LTD
| AZENTUS GLOBAL OPPORTUNITIES FUND LTD
| GIF IV PRIVATE INVESTORS, LLC
| J.P. MORGAN GLOBAL EMERGING MARKETS FUND, LLC
| JPMORGAN INTERNATIONAL EQUITY FUND, LLC
| CRYSTAL GLOBAL MASTER FUND L.P.
| J.P. MORGAN ASIA EX-JAPAN FUND, LLC
| MWG JAPAN MARKET NEUTRAL ERISA FUND
| SOF IX PRIVATE INVESTORS, LLC
| BLUETREND ALIGNMENT FUND L.P.
| AEPF PRIVATE INVESTORS II, LLC
| ALLBLUE L.P.
| BLUETREND FUND L.P.
| BLUECREST EMERGING MARKETS FUND L.P.
| VISIUM GLOBAL OFFSHORE FUND, LTD.
| BLUECREST MERCANTILE FUND L.P.
| BLUECREST VOLATILITY ARBITRAGE FUND LTD
| AEPF PRIVATE INVESTORS OFFSHORE (USD) II, L.P.
| AEPF PRIVATE INVESTORS OFFSHORE (EURO) II, L.P.
| JPMORGAN ALL COUNTRY INTERNATIONAL EQUITY FUND, LLC
| MW AMERICAS TOPS LONG-ONLY FUND LP
| MW GLOBAL FINANCIALS MARKET NEUTRAL FUND
| BREP VII PRIVATE INVESTORS, LLC
| BREP VII PRIVATE INVESTORS OFFSHORE, L.P.
| MW GLOBAL OPPORTUNITIES (US) FUND
| MW GLOBAL FINANCIALS MARKET NEUTRAL (US) FUND
| MW EUREKA (US) FUND II
| MW DEVELOPED EUROPE TOPS FUND
| MW GLOBAL FINANCIALS MARKET NEUTRAL ERISA FUND
| MW CORE FUND II
| MWG JAPAN GEKIRIN FUND
| BLUECREST CAPITAL L.P.
| VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.
| VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.
| BLUEMATRIX L.P.
| ALLBLUE LEVERAGED FEEDER L.P.
| BLUECREST CAPITAL INTERNATIONAL LTD
| VISIUM INSTITUTIONAL PARTNERS FUND, LTD.
| SOF IX PRIVATE INVESTORS OFFSHORE 1, L.P.
| GSO PRIVATE INVESTORS OFFSHORE II, L.P.
| GSO PRIVATE INVESTORS II B, LLC
| GSO PRIVATE INVESTORS II, LLC
| JPMORGAN GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| CURRENT ASSET FUND LTD.
| COVALIS CAPITAL FUND LTD
| BLUETREND ALIGNMENT FUND LTD
| MW GLOBAL OPPORTUNITIES FUND
| MW JAPAN MARKET NEUTRAL ERISA FUND
| MW JAPAN MARKET NEUTRAL FUND
| MW JAPAN GEKIRIN FUND
| MW DEVELOPED EUROPE TOPS (US) FUND
| OLD MUTUAL GLOBAL STATISTICAL ARBITRAGE FUND
| VISIUM CATALYST OFFSHORE FUND, LTD.
| MW TOPS WORLD EQUITIES (US) FUND
| MW MARKET NEUTRAL TOPS (US) FUND
| TCI REAL ESTATE PARTNERS FUND I LP
| COVALIS CAPITAL FUND LP
| MW EUROPEAN TOPS (US) FUND
| MW EUROPEAN TOPS ERISA FUND
| MW TOPS (US) FUND II
| MW TOPS (US) FUND
| MARSHALL WACE UCITS FUNDS PLC-MW TOPS UCITS FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC-MW TOPS INTERNATIONAL EQUITIES FUND
| MARSHALL WACE FUNDS PLC - MW EUROPA LONG-ONLY FUND
| MARSHALL WACE FUNDS PLC - MW GLOBAL OPPORTUNITIES FUND
| MARSHALL WACE FUNDS PLC - MW GLOBAL FINANCIALS MARKET NEUTRAL FUND
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL ERISA FUND
| MARSHALL WACE FUNDS LP - MW GLOBAL OPPORTUNITIES (US) FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND II
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW CORE FUND II
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EQUITIES (US) FUND
| MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS (US) FUND
| MARSHALL WACE FUNDS PLC - MW EUROPA FUND
| MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUND
| MARSHALL WACE FUNDS PLC - MW JAPAN GEKIRIN FUND
| MARSHALL WACE FUNDS PLC - MW MARKET NEUTRAL TOPS FUND
| MARSHALL WACE FUNDS PLC - MW TOPS FUND
| MARSHALL WACE FUNDS PLC - MW EUREKA FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND L.P.
| BLUECREST QUANTITATIVE EQUITY FUND L.P.
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EX-US (US) FUND
| MARSHALL WACE FUND LP - MW HELIUM (US) FUND
| SYSTEMATICA BLUETREND FUND LTD
| SYSTEMATICA BLUETREND FUND L.P.
| SYSTEMATICA BLUEMATRIX FUND L.P.
| SYSTEMATICA BLUEMATRIX FUND LTD
| SYSTEMATICA BLUETREND 2X LEVERAGED FUND LTD
| SYSTEMATICA BLUETREND 2X LEVERAGED FUND L.P.
| MARSHALL WACE FUNDS LP - MW TOPS (US) FUND II
| MARSHALL WACE FUNDS LP - MW TOPS (US) FUND
| ABBERTON OPPORTUNITIES FUND L.P.
| SYSTEMATICA SYNERGY FUND L.P.
| SYSTEMATICA SYNERGY FUND LTD
| TCI REP CO-INVESTMENT II LP
| TCI REAL ESTATE PARTNERS FUND II LTD
| TCI REAL ESTATE PARTNERS FUND II LP
| MARSHALL WACE UCITS FUNDS PLC - MW LIQUID ALPHA UCITS FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUROPA FUND II
| MARSHALL WACE MANAGED ACCOUNTS PLC- MW EUREKA FUND IV
| MARSHALL WACE FUNDS LP - MW LIQUID ALPHA PLUS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUREKA SRI FUND
| OM ARBEA FUND LTD
| MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUND
| MARSHALL WACE FUNDS LP - MW HELIUM (US) FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND VI
| TCI REP CO-INVESTMENT I LP
| SYSTEMATICA MULTI FUND L.P. - SYSTEMATICA DIVERSIFIED TREND
| SYSTEMATICA MULTI FUND LTD
| MARSHALL WACE FUNDS PLC - MW LIQUID ALPHA PLUS FUND
| MARSHALL WACE LONG STRATEGIES ICAV-MW GLOBAL OPPORTUNITIES LONG-ONLY FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW INDIA LONG-ONLY FUND
| MARSHALL WACE FUNDS LP - MW TOPS CHINA (US) FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND LTD
| TCI REP CO-INVESTMENT III LP
| SYSTEMATICA TREND ERISA FUND LTD
| SYSTEMATICA TREND FOLLOWING FUND L.P.
| SYSTEMATICA MULTI FUND L.P.- SYSTEMATICA TEXSYS FUND
| MARSHALL WACE MANAGED ACCOUNTS PLC - MW EUREKA PLUS FUND
| INVESTURE ALTERNATIVE FUND, LTD.
| MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL (US) FUND II
| SYSTEMATICA MACRO RV FUND L.P.
| MARSHALL WACE FUNDS LP - MW EUREKA PLUS (US) FUND
| MARSHALL WACE FUNDS LP - MW TOPS CHINA ABSOLUTE RETURN (US) FUND
| SYSTEMATICA ALTERNATIVE RISK PREMIA FUND LTD
| SYSTEMATICA TREND FOLLOWING FUND LTD
| TCI REAL ESTATE PARTNERS FUND III LP
| KEYNES MULTI ASSET VALUE FUND LTD
| MGI ARBEA FUND LTD
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS CHINA A SHARE FUND
| MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW MARKET NEUTRAL TOPS PLUS FUND
| MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS PLUS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV-MW TOPS INTERNATIONAL EQUITIES FUND
| MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS (US) FUND
| CAPEVIEW AZRI 2X FUND
| CAPEVIEW AZRI FUND
| CAPEVIEW AZRI STRATEGIC FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA FUND IV
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA SRI FUND
| PRENTICE CAPITAL LONG/SHORT EQUITY FUND II, LTD.
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS EMERGING MARKETS FUND
| MARSHALL WACE FUNDS LP - MW TOPS WORLD EX-US PLUS EMERGING MARKETS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW EUREKA PLUS FUND
| MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS WORLD EQUITIES FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS WORLD EQUITIES LE FUND
| MARSHALL WACE UCITS FUNDS PLC - MW SYSTEMATIC ALPHA UCITS FUND
| MARSHALL WACE FUNDS LP - MW SYSTEMATIC ALPHA PLUS (US) FUND
| MARSHALL WACE FUNDS PLC - MW SYSTEMATIC ALPHA PLUS FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS GLOBAL EQUITIES LE FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS EMERGING MARKETS FUND II
| KEYNES DYNAMIC BETA STRATEGY (OFFSHORE) FUND LTD
| SYSTEMATICA MULTI FUND, L.P. - SYSTEMATICA CYPRESS COMPOSITE TREND
| ATLAS ENHANCED FUND, LTD
| ATLAS GLOBAL INVESTMENTS LTD
| ASLAN HOUSE FUND LTD
| SYSTEMATICA MACRO RV FUND LTD
| SYSTEMATICA CHINA VISION FUND LTD
| SYSTEMATICA MULTI FUND L.P. - SYSTEMATICA STEELHEAD FUND
| ASLAN HOUSE FUND LP
| MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS ABSOLUTE RETURN (US) FUND
| MARSHALL WACE FUNDS LP - MW MOONTOWER (US) FUND
| MW AMERICAS TOPS LONG-ONLY FUND IV LP
| COMMODITY + MACRO TAIL RISK FUND LTD
| MARSHALL WACE FUNDS LP - MW ALPHA PLUS (US) FUND
| MARSHALL WACE FUNDS PLC - MW ALPHA PLUS FUND
| FIFTHDELTA FUND LP
| FIFTHDELTA FUND LTD.
| PGIM WADHWANI MACRO TAIL RISK FUND LTD
| MARSHALL WACE FEEDER FUNDS SPC - MW ALPHA PLUS FUND SP
| MARSHALL WACE FUNDS LP - MW ALPHA PLUS (US) FUND II
| MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG-ONLY (US) FUND II
| SYSTEMATICA TRENDSPECTRUM FUND LTD
| TCI REAL ESTATE PARTNERS PARALLEL FUND IV LP
| TCI REAL ESTATE PARTNERS FUND IV LTD
| TCI REAL ESTATE PARTNERS FUND IV LP
| MARSHALL WACE FUNDS PLC - MW EUROPA LONG FUND
| LINGOTTO OFFSHORE LONG/SHORT US FUND LP
| SYSTEMATICA LIQUID MULTI STRATEGY FUND LTD
| LINGOTTO OFFSHORE CONCENTRATED LONG FUND LTD
| LINGOTTO OFFSHORE CONCENTRATED LONG US FUND LP
| LINGOTTO INTERSECTION OFFSHORE LONG/SHORT FUND LTD
| LINGOTTO INTERSECTION OFFSHORE CONCENTRATED LONG FUND LTD
| LINGOTTO INTERSECTION OFFSHORE CONCENTRATED LONG US FUND LP
| LINGOTTO INTERSECTION OFFSHORE LONG/SHORT US FUND LP
| MARYLEBONE LANE FUND
| MARYLEBONE LANE FUND LP
| MARSHALL WACE FUNDS LP - MW TOPS GLOBAL TITANS (US) FUND
| SYSTEMATICA NEXUS FUND L.P.
| SYSTEMATICA NEXUS FUND LTD
| SYSTEMATICA MULTI FUND II L.P. ON BEHALF OF + SOLELY FOR THE ACCOUNT OF ITS PROTECTED SERIES, SYSTEMATICA TEXSYS FUND
| SYSTEMATICA ALTERNATIVE MARKETS FUND PF L.P.
| SYSTEMATICA MULTI FUND II LTD
| SYSTEMATICA MULTI FUND II L.P. ON BEHALF OF + SOLELY FOR THE ACCOUNT OF ITS PROTECTED SERIES, SYSTEMATICA CYPRESS COMPOSITE TREND II
| ATLAS OPPORTUNISTIC FUND, LTD.
| SYSTEMATICA ALTERNATIVE MARKETS PF FUND L.P.
| LINGOTTO INNOVATION FUND LP
JOHN
SUTLIC
DIRECTOR
ENSO GLOBAL EQUITIES FUND LTD
| VISIUM BALANCED OFFSHORE FUND LTD
| ATLAS GLOBAL INVESTMENTS LTD
| ATLAS INSTITUTIONAL FUND LTD
| JPMORGAN GLOBAL ABSOLUTE RETURN STRATEGIES FUND LTD
| JPMORGAN US LARGE CAP 130/30 FUND LLC
| PSO SPECIAL INVESTMENTS, LTD.
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LLC
| J.P. MORGAN DISTRESSED DEBT OPPORTUNITIES FUND LTD.
| MONARCH OPPORTUNITIES FUND LTD
| MONARCH DEBT RECOVERY FUND LTD
| BLACKROCK MULTI-MANAGER PARTNERS OFFSHORE LTD.
| BLACKROCK ASIA PACIFIC PARTNERS (OFFSHORE) LTD.
| BLACKROCK FIXED INCOME GLOBAL OPPORTUNITIES OFFSHORE FUND
| VISIUM BALANCED OFFSHORE FUND, LTD.
| COLUMBUS HILL OVERSEAS, LTD.
| BLACKROCK GLOBAL ENERGY DYNAMIC FUND LTD.
| OBSIDIAN (OFFSHORE) FUND
| BALYASNY DEDICATED INVESTOR OFFSHORE FUND, LTD.
| PRENTICE CAPITAL LONG/SHORT EQUITY FUND, LTD.
| VISIUM CREDIT OPPORTUNITIES OFFSHORE FUND, LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LTD.
| J.P. MORGAN RESEARCH TOTAL RETURN FUND LLC
| MONARCH STRUCTURED CREDIT FUND LTD
| GIF IV PRIVATE INVESTORS, LLC
| J.P. MORGAN GLOBAL EMERGING MARKETS FUND, LLC
| JPMORGAN INTERNATIONAL EQUITY FUND, LLC
| CRYSTAL GLOBAL MASTER FUND L.P.
| J.P. MORGAN ASIA EX-JAPAN FUND, LLC
| SOF IX PRIVATE INVESTORS, LLC
| SOF IX PRIVATE INVESTORS OFFSHORE 2, L.P.
| SOF IX PRIVATE INVESTORS OFFSHORE 1, L.P.
| AEPF PRIVATE INVESTORS II, LLC
| VISIUM GLOBAL OFFSHORE FUND, LTD.
| VISIUM INSTITUTIONAL PARTNERS FUND, LTD.
| AEPF PRIVATE INVESTORS OFFSHORE (USD) II, L.P.
| AEPF PRIVATE INVESTORS OFFSHORE (EURO) II, L.P.
| JPMORGAN ALL COUNTRY INTERNATIONAL EQUITY FUND, LLC
| ATLAS INSTITUTIONAL FUND II, LTD.
| PACIFIC TRADEWINDS FUND LTD
| PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD.
| BREP VII PRIVATE INVESTORS, LLC
| BREP VII PRIVATE INVESTORS OFFSHORE, L.P.
| VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.
| VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.
| TESSERA OFFSHORE FUND LTD
| ATLAS LEVERAGED FUND, LTD
| GSO PRIVATE INVESTORS OFFSHORE II, L.P.
| GSO PRIVATE INVESTORS II B, LLC
| GSO PRIVATE INVESTORS II, LLC
| JPMORGAN GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC
| ATLAS ENHANCED FUND, LTD
| ATLAS FUNDAMENTAL TRADING FUND, LTD
| VISIUM CATALYST OFFSHORE FUND, LTD.
| BAM ZIE FUND, LTD
| VISIUM QUANTITATIVE MASTER FUND, LTD.
| DOUBLE HAVEN ASIA ABSOLUTE BOND FEEDER FUND
| PRENTICE CAPITAL LONG/SHORT EQUITY FUND II, LTD.
| ATLAS OPPORTUNISTIC FUND, LTD.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#

