ROB FLOWERS

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First Name

: ROB

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:

Last Name

: FLOWERS

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EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND (CAYMAN) I LP

N/A ATALAYA CAPITAL ASSETS LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, DANIEL M. LEVINSON, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND I LP

N/A ATALAYA CAPITAL ASSETS LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, DANIEL M. LEVINSON, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND II LP

DAVID P. AIDI, N/A ATALAYA CAPITAL ASSETS II LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, DANIEL M. LEVINSON, IVAN Q. ZINN

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First Sale Date

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-05-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2012-08-16

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2012-08-16