DANIEL M. LEVINSON

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First Name

: DANIEL

Middle Name

: M.

Last Name

: LEVINSON

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EXECUTIVE OFFICER

ATALAYA SPECIAL OPPORTUNITIES FUND IV LP

N/A ATALAYA CAPITAL IV LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA PRINCIPAL FINANCE FUND LP

N/A ATALAYA CAPITAL MANAGEMENT II, LP, N/A ATALAYA INVESTMENT MANAGEMENT LLC, MICHAEL BOGDAN, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND (CAYMAN) I LP

N/A ATALAYA CAPITAL ASSETS LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, ROB FLOWERS, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND I LP

N/A ATALAYA CAPITAL ASSETS LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, ROB FLOWERS, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA SPECIAL OPPORTUNITIES FUND V LP

N/A ATALAYA CAPITAL MANAGEMENT LP, N/A ATALAYA CAPITAL V LLC, MICHAEL E. BOGDAN, RAYMOND S. CHAN, ROBERT M. FLOWERS, IVAN Q. ZINN

EXECUTIVE OFFICER

ATALAYA ASSET INCOME FUND II LP

DAVID P. AIDI, N/A ATALAYA CAPITAL ASSETS II LLC, N/A ATALAYA CAPITAL MANAGEMENT LP, MICHAEL BOGDAN, RAYMOND S. CHAN, ROB FLOWERS, IVAN Q. ZINN

Filings

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Securities

First Sale Date

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-05-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2013-08-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2012-08-16

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2012-08-16

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2012-03-20

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2011-08-01