TRANSPHORM, INC.

Profile

Company Names

TRANSPHORM, INC.

Addresses

75 CASTILIAN DRIVE, GOLETA, CA 93117

Phone Numbers

805-456-1300

 

Entity Type:

CORPORATION

Industry:

OTHER TECHNOLOGY

Year Incorporated:

2017

State Incorporated:

DELAWARE

Total Amount Raised:

$200,459,005.00

Number of Funding Rounds:

7
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
7
2023-12-21 
$4,063,234.00 
$4,063,234.00 
$0.00 
 
6
2023-04-03 
$21,862,447.00 
$21,862,447.00 
$0.00 
Equity 
5
2021-12-07 
$12,900,000.00 
$12,900,000.00 
$0.00 
Equity 
4
2021-11-05 
$33,000,000.00 
$33,000,000.00 
$0.00 
Equity 
3
2021-03-31 
$1,000,000.00 
$1,000,000.00 
$0.00 
Equity 
2
2020-12-22 
$15,000,000.00 
$15,000,000.00 
$0.00 
Equity 
1
2020-02-12 
$112,633,324.00 
$112,633,324.00 
$0.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
BRITTANY 
 
BAGLEY 
DIRECTOR
MICHAEL 
JULIAN 
HUMPHREYS 
DIRECTOR
DAVID 
 
KERKO 
DIRECTOR
CAMERON 
 
MCAULAY 
EXECUTIVE OFFICER
KATHARINA 
 
MCFARLAND 
DIRECTOR
UMESH 
 
MISHRA 
EXECUTIVE OFFICER, DIRECTOR
CYNTHIA 
 
MORELAND 
DIRECTOR
PRIMIT 
 
PARIKH 
EXECUTIVE OFFICER, DIRECTOR
MARIO 
 
RIVAS 
EXECUTIVE OFFICER, DIRECTOR
KELLY 
 
SMALES 
DIRECTOR
EIJI 
 
YATAGAWA 
DIRECTOR
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
 
2023-12-21 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2023-04-03 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2021-12-07 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2021-11-05 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2021-03-31 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2020-12-22 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2020-02-12 
D
OTHER TECHNOLOGY 
SEMICONDUCTORS + RELATED DEVICES [3674] 
DECLINE TO DISCLOSE 
Equity 
2020-02-12 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
COMPOUND SEMICONDUCTOR ELECTRIC LTD.
NONE
NONE
NONE
CRAIG-HALLUM CAPITAL GROUP LLC
NONE
NONE
B. RILEY FBR, INC.
NONE
NONE
LOOP CAPITAL MARKETS LLC
NONE
NONE
SPARTAN CAPITAL SECURITIES, LLC
NONE
NONE
B. RILEY FBR, INC.
NONE
NONE
CRAIG-HALLUM CAPITAL GROUP LLC