ENGADINE EQUITY FUND
Profile
Company Names
ENGADINE EQUITY FUND
Addresses
C/O ENGADINE EQUITY FUND, UGLAND HOUSE, PO BOX 309, GRAND CAYMAN, E9 KY1-1104
Phone Numbers
44-207-429-7658
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
2016
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$349,000,000.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2017-05-01
$349,000,000.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
CLIVE
HARRIS
DIRECTOR
RIVERVIEW FOCUS FUND (CAYMAN), LTD.
| RIVERVIEW FOCUS FUND LTD
| RIVERVIEW MULTI-SERIES FUND SPC LTD
| MALBEC QUANTYS FUND LLC
| MALBEC EMERGING MARKETS OPPORTUNITIES FUND LLC
| HB MULTI-STRATEGY HOLDINGS, L.P.
| HB MULTI-STRATEGY HOLDINGS, LTD.
| HIGHBRIDGE STAT ARB PARTNERS LLC
| TT FINANCIALS LONG SHORT ALPHA FUND LTD
| TT FINANCIALS LONG SHORT FUND LTD
| HIGHBRIDGE LONG SHORT EQUITY FUND L P
| HIGHBRIDGE LONG SHORT EQUITY FUND LTD
| HIGHBRIDGE CAPITAL L P
| HIGHBRIDGE ASIA OPPORTUNITIES FUND LTD
| HIGHBRIDGE ASIA OPPORTUNITIES FUND LP
| HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND LTD
| HIGHBRIDGE STATISTICAL OPPORTUNITIES FUND L P
| HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO JAPAN L P
| HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO EUROPE L P
| HIGHBRIDGE LONG TERM EQUITY PARTNERS LP
| HIGHBRIDGE ASIA OPPORTUNITIES INSTITUTIONAL FUND LTD
| HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO US LTD
| HIGHBRIDGE LONG SHORT INSTITUTIONAL FUND LTD
| HIGHBRIDGE STATISTICALLY ENHANCED EQUITY PORTFOLIO US L P
| HB ASIA HOLDINGS LP
| HB ASIA HOLDINGS LTD
| HIGHBRIDGE QUANTITATIVE COMMODITIES FUND, LTD.
| HIGHBRIDGE QUANTITATIVE COMMODITIES FUND, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SENIOR LOAN FUND II, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SENIOR LOAN FUND II-L, L.P.
| HIGHBRIDGE EVENT DRIVEN OPPORTUNITIES FUND, L.P.
| HIGHBRIDGE CAPITAL CORP
| LDH ENERGY OPPORTUNITIES FUND L.P.
| LDH ENERGY OPPORTUNITIES FUND LTD.
| HIGHBRIDGE PRINCIPAL STRATEGIES - IRISH SENIOR LOAN FUND II PLC
| HIGHBRIDGE LEVERAGED LOAN PARTNERS 2010 FUND L.P.
| HIGHBRIDGE LEVERAGED LOAN PARTNERS 2010 OFFSHORE FUND LP
| FREY MULTI-STRATEGY (DELAWARE) FUND LP
| FREY MULTI-STRATEGY (CAYMAN) FUND
| HIGHBRIDGE CAPITAL INSTITUTIONAL FUND, LTD.
| HIGHBRIDGE PRINCIPAL STRATEGIES CREDIT OPPORTUNITIES FUND, LTD.
| HIGHBRIDGE PRINCIPAL STRATEGIES CREDIT OPPORTUNITIES FUND, L.P.
| GAVEA FUND LTD.
| HIGHBRIDGE LIQUID LOAN OPPORTUNITIES ONSHORE FUND, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SPECIALTY LOAN FUND III, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SPECIALTY LOAN FUND III-L, L.P.
| HIGHBRIDGE LEVERAGED LOAN PARTNERS FUND III, L.P.
| HIGHBRIDGE LEVERAGED LOAN PARTNERS OFFSHORE FUND III, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SPECIALTY LOAN INSTITUTIONAL FUND III, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - SPECIALTY LOAN VG FUND, L.P.
| HIGHBRIDGE SYSTEMATIC STRATEGIES FUND, L.P.
| HIGHBRIDGE SYSTEMATIC STRATEGIES FUND, LTD.
| HIGHBRIDGE LIQUID LOAN OPPORTUNITIES FUND, L.P.
| HIGHBRIDGE ASIA STRATEGIES MASTER FUND, L.P.
| SOMERSET EMERGING MARKETS SMALL CAP FUND LLC
| TT LONG/SHORT FOCUS FUND U.S. FEEDER SEGREGATED PORTFOLIO OF TT INTERNATIONAL HEDGE FUNDS U.S. FEEDER SPC
| GAVEA FUND PLUS (US) LP
| GAVEA FUND PLUS LTD.
| HIGHBRIDGE-CAK CREDIT FUND, L.P.
| SOMERSET SMALL MID CAP EM ALL COUNTRY FUND LLC
| TT LONG/SHORT FOCUS FUND FEEDER SEGREGATED PORTFOLIO OF TT INTERNATIONAL HEDGE FUNDS FEEDER SPC
| SCM EMERGING MARKETS MID CAP FUND LLC
| MARYLEBONE LANE FUND
| SOMERSET FRONTIER MARKETS FUND LLC
| SOMERSET GLOBAL EMERGING MARKETS FUND LLC
| TT INTERNATIONAL FUND LTD
| HIGHBRIDGE PRINCIPAL STRATEGIES - JADE REAL ASSETS FUND, L.P.
| HIGHBRIDGE TACTICAL CREDIT + CONVERTIBLES FUND, L.P.
| HIGHBRIDGE TACTICAL CREDIT + CONVERTIBLES FUND, LTD.
| TT MID-CAP EUROPE LONG/SHORT ALPHA FUND LTD
| CAPEVIEW AZRI 2X FUND
| CAPEVIEW AZRI FUND
| CAPEVIEW RECOVERY FUND
| MARYLEBONE LANE FUND LP
| HIGHBRIDGE PRINCIPAL STRATEGIES - GIM, L.P.
| HIGHBRIDGE ASIA STRATEGIES FUND, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - CACTUS DIRECT LENDING FUND, L.P.
| HPS - GIM, L.P.
| TT EMERGING MARKETS OPPORTUNITIES FUND LTD
| HIGHBRIDGE PRINCIPAL STRATEGIES - EUROPEAN ASSET VALUE OFFSHORE FUND, L.P.
| HIGHBRIDGE PRINCIPAL STRATEGIES - EUROPEAN ASSET VALUE OFFSHORE FUND ONTARIO, L.P.
| HSCP - STRATEGIC CAPITAL PARTNERS TFO FUND, L.P.
| HSCP - STRATEGIC CAPITAL PARTNERS TFO HOLDINGS FUND, L.P.
| HPS PRIVATE LOAN OPPORTUNITIES, L.P.
| OEI MAC INC
| ODEY EUROPEAN INC
| HPS - RED CEDAR FUND, L.P.
| HPS - MORENO STREET DIRECT LENDING FUND, L.P.
| HPS - SC STRATEGIC INVESTMENT FUND, L.P.
| LIQUID LOAN OPPORTUNITIES FUND, L.P.
| LIQUID LOAN OPPORTUNITIES ONSHORE FUND, L.P.
| CREDIT OPPORTUNITIES FUND 2011, LTD.
| CREDIT OPPORTUNITIES FUND 2011, L.P.
| HPS - SANDLAPPER CREDIT FUND, L.P.
| CREDIT VALUE OFFSHORE FUND 2016, L.P.
| CREDIT VALUE FUND 2016, L.P.
| TT HORIZON OPPORTUNITIES FUND LTD
| TT LONG/SHORT FOCUS FUND II FEEDER SEGREGATED PORTFOLIO
| FQS ALTERNATIVES, MULTI MANAGER QUANT SERIES LP
| FQS ALTERNATIVES, MULTI MANAGER LONG SHORT EQUITY SERIES LP
| FQS ALTERNATIVES, MULTI MANAGER MULTI STRATEGY SERIES LP
| SPECIALTY LOAN FUND 2016, L.P.
| SPECIALTY LOAN INSTITUTIONAL FUND 2016-L, L.P.
| SPECIALTY LOAN FUND 2016-L, L.P.
| TT EMERGING MARKETS OPPORTUNITIES FUND II LTD
| FQS ALTERNATIVES FUND LTD
| EUROPEAN ASSET VALUE OFFSHORE FUND, L.P.
| EUROPEAN ASSET VALUE OFFSHORE FUND ONTARIO, L.P.
| KITTY HAWK CREDIT FUND, L.P.
| CARDINAL FUND, L.P.
| EUROPEAN ASSET VALUE OFFSHORE FUND (USD), L.P.
| EUROPEAN ASSET VALUE FUND (USD), L.P.
| CAPEVIEW VOLATILITY FUND
| TT HORIZON OPPORTUNITIES FEEDER FUND LTD
| HIGHBRIDGE ASIA STRATEGIES FUND, LTD.
| CACTUS DIRECT LENDING FUND, L.P.
| ENGADINE EQUITY FUND LP
| ENGADINE EQUITY FUND
| FALCON CREDIT FUND, L.P.
| CORE SENIOR LENDING OFFSHORE FUND (PB), L.P.
| CORE SENIOR LENDING FUND (PB), L.P.
| 1992 MULTI-STRATEGY FUND, L.P.
| 1992 MULTI-STRATEGY INSTITUTIONAL FUND, LTD.
| 1992 TACTICAL CREDIT FUND, L.P.
| 1992 TACTICAL CREDIT FUND, LTD.
| 1992 ASIA STRATEGIES FUND, L.P.
| HOSKING PARTNERS EQUITY FUND LLC
| TT EVENT DRIVEN FUND FEEDER SEGREGATED PORTFOLIO
| 1992 MULTI-STRATEGY FUND CORP
| SPECIALTY LOAN ONTARIO FUND 2016, L.P.
| 1992 ASIA STRATEGIES FUND, LTD.
| ASIA L/S CREDIT OFFSHORE FUND, LTD.
| ASIA L/S CREDIT FUND, L.P.
| REAL ESTATE CREDIT SOLUTIONS OFFSHORE FUND II, L.P.
| REAL ESTATE CREDIT SOLUTIONS FUND II, L.P.
| CORE SENIOR LENDING FUND (A-A), L.P.
| TT EVENT DRIVEN FUND U.S. FEEDER SEGREGATED PORTFOLIO
| 1992 CO-INVEST L.P.
| 1992 CO-INVEST (OFFSHORE) L.P.
| CAPEVIEW AZRI STRATEGIC FUND
| TT EM UNCONSTRAINED OPPORTUNITIES FUND LTD
| TT EM UNCONSTRAINED OPPORTUNITIES FEEDER FUND LTD
| CORE SENIOR LENDING FUND, L.P.
| EUROPEAN ASSET VALUE OFFSHORE FUND (USD) II, L.P.
| EUROPEAN ASSET VALUE OFFSHORE FUND II, L.P.
| EUROPEAN ASSET VALUE FUND (USD) II, L.P.
| OPPORTUNISTIC CLO FUND II, L.P.
| OPPORTUNISTIC CLO OFFSHORE FUND II, L.P.
| HIGHBRIDGE MULTI-STRATEGY FUND, L.P.
| HIGHBRIDGE MULTI-STRATEGY INSTITUTIONAL FUND, LTD.
| 1992 TACTICAL CREDIT INSTITUTIONAL FUND, LTD.
| HINODE DIRECT LENDING 2017 FUND, L.P.
| HIGHBRIDGE MULTI-STRATEGY FUND CORP
| HIGHBRIDGE TACTICAL CREDIT FUND, L.P.
| HIGHBRIDGE TACTICAL CREDIT FUND, LTD.
| HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, LTD.
| HIGHBRIDGE STRATEGIC CREDIT FUND (DELAWARE), L.P.
| HIGHBRIDGE STRATEGIC CREDIT FUND (CAYMAN), L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO TWO
| HPS DPT DIRECT LENDING FUND, L.P.
| INSTITUTIONAL CREDIT ONSHORE FUND, L.P.
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (CAYMAN), L.P.
| HIGHBRIDGE CONVERTIBLE DISLOCATION FUND (DELAWARE), L.P.
| KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FCO) GROWTH FUND LTD.
| HPS SPECIALTY LOAN FUND V-L, L.P.
| HPS SPECIALTY LOAN FUND V, L.P.
| HPS SPECIALTY LOAN INTERNATIONAL FUND V-L, L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO FOUR
| HPS CORE SENIOR LENDING OFFSHORE FUND (PB) II, L.P.
| HPS CORE SENIOR LENDING FUND (PB) II, L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO SIX
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO FIVE
| ODEY CAYMAN FEEDER SPC
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO EIGHT
| KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FC02) GROWTH FUND II LTD
| CREDIT VALUE FUND VII, L.P.
| CREDIT VALUE ONTARIO FUND VII, L.P.
| CORE SENIOR LENDING INTERNATIONAL FUND II, SCSP
| CORE SENIOR LENDING FUND II, SCSP
| CORE SENIOR LENDING FUND II FEEDER, L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO TEN
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO ELEVEN
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO NINE
| CORE SENIOR LENDING INTERNATIONAL FUND (EUR) II-G, SCSP
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO 12
| KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FCO3) GROWTH FUND III LTD
| HPS SPECIALTY LOAN INTERNATIONAL FUND VI, SCSP
| HPS SPECIALTY LOAN FUND VI, SCSP
| HPS SPECIALTY LOAN FUND VI-L, SCSP
| HPS SPECIALTY LOAN INTERNATIONAL FUND VI-L, SCSP
| HPS SPECIALTY LOAN FUND VI FEEDER, L.P.
| HPS SPECIALTY LOAN INSTITUTIONAL FUND VI-L, L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO 13
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO 14
| HIGHBRIDGE STRATEGIC CREDIT FUND II (DELAWARE), L.P.
| HPS EVEREST SPECIALTY LOAN CO-INVESTMENT FUND, L.P.
| CST CORE SENIOR LENDING HOLDINGS B, L.P.
| T DIRECT LENDING HOLDINGS B, L.P.
| HPS ASSET VALUE LUX FUND III, SCSP
| HPS ASSET VALUE LUX FUND (USD) III, SCSP
| HPS ASSET VALUE FUND (USD) III, L.P.
| HPS ASSET VALUE FUND (USD) III FEEDER, L.P.
| SLIF VI-L HOLDINGS D, L.P.
| KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO FIFTEEN
| HPS CORE SR LENDING INTERNATIONAL FUND III FEEDER, SCSP
| HPS CORE SR LENDING FUND III, SCSP
| HPS CORE SR LENDING FUND III FEEDER, L.P.
GARY
LINFORD
DIRECTOR
MALBEC QUANTYS FUND LLC
| MALBEC EMERGING MARKETS OPPORTUNITIES FUND LLC
| SYW OFFSHORE LTD
| ALTAIRIS OFFSHORE
| NORTH POLE OFFSHORE
| ALTAIRIS OFFSHORE LEVERED
| CLIVE FUND LTD (CLASS A SHARES)
| CLIVE FUND LP
| CLIVE FUND LTD (CLASS B SHARES)
| GLOBAL COMMODITY SYSTEMATIC LTD
| SABA CAPITAL OFFSHORE FUND, LTD.
| ARTHA EMERGING MARKETS ERISA FUND, LTD.
| ROUND TABLE GLOBAL MACRO FUND, LTD
| MESIROW HINSDALE AVENUE FUND, LTD.
| LINCOLN VALE ADAPTIVE STRATEGY FUND (US) LP
| LINCOLN VALE EUROPEAN PARTNERS (US) FUND LP
| NORTH POLE SELECT
| GLOBAL COMMODITY SYSTEMATIC LP
| OSPRAIE COMMODITY FUND LTD.
| OSPRAIE EQUITY FUND LTD.
| RESIDENTIAL REAL ESTATE TOTAL RETURN OPPORTUNITIES FUND LP
| EDOMA GLOBAL EVENT DRIVEN FUND LTD
| EDOMA GLOBAL EVENT DRIVEN FUND L.P.
| KLS DIVERSIFIED FUND LP
| KLS DIVERSIFIED FUND LTD.
| CLIVE FUND L.P.
| SENRIGAN FUND LTD
| SENRIGAN MASTER FUND
| SENSATO ASIA PACIFIC OFFSHORE FUND, LTD
| DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL (CAYMAN) LTD.
| DAVIDSON KEMPNER INTERNATIONAL (BVI), LTD.
| ARTHA EMERGING MARKETS FUND LTD.
| SABA CAPITAL TAIL HEDGE OFFSHORE FUND, LTD.
| SENRIGAN US FEEDER FUND
| DAVIDSON KEMPNER EUROPEAN OPPORTUNITIES INTERNATIONAL LTD.
| SABA CAPITAL LEVERAGED OFFSHORE FUND, LTD.
| FALCON EDGE GLOBAL, LP
| FALCON EDGE GLOBAL, LTD
| HIGGS CAPITAL FUND LP
| BFAM ASIAN OPPORTUNITIES FUND, LP
| KLS RATES FUND LP
| KLS RATES FUND LTD.
| BLUEMOUNTAIN CREDIT OPPORTUNITIES FUND I L.P.
| OPUS COMMODITIES CORE PLUS A FUND LTD.
| OPUS COMMODITIES FUND LTD.
| PIPER JAFFRAY MUNICIPAL OPPORTUNITIES FUND (OFFSHORE), LTD.
| CCP CORE MACRO FUND LP
| CCP CORE MACRO FUND
| KLS CREDIT OPPORTUNITIES FUND LP
| CCP QUANTITATIVE FUND L P
| CCP QUANTITATIVE FUND
| ISAM SYSTEMATIC LLC
| MESIROW ABSOLUTE RETURN FUND, LTD.
| MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
| MESIROW INSTITUTIONAL EQUITY OFFSHORE FUND, LTD.
| MESIROW INSTITUTIONAL MULTI-STRATEGY OFFSHORE FUND, LTD.
| FALCON SOVEREIGN, LTD
| BLUEMOUNTAIN GUADALUPE PEAK FUND L.P.
| BFAM ASIAN OPPORTUNITIES FUND LTD
| DSAM LONG/SHORT EQUITY FUND
| DSAM LONG/SHORT EQUITY FUND LP
| PLEIAD ASIA ONSHORE FEEDER FUND
| SENSATO S1 ASIA PACIFIC OFFSHORE FUND, LTD.
| BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (US) L.P.
| BLUEMOUNTAIN SUMMIT OPPORTUNITIES FUND II (CAYMAN) L.P.
| SENSATO ASIA PACIFIC MASTER FUND, LP
| BLUEMOUNTAIN LONG/SHORT EQUITY FUND L.P.
| ISAM SYSTEMATIC TREND LLC
| BLUEMOUNTAIN LONG/SHORT EQUITY FUND LTD.
| POLAR MULTI-STRATEGY FUND
| POLAR LONG/SHORT FUND
| BLUEMOUNTAIN EQUITY ALTERNATIVES FUND L.P.
| BLUEMOUNTAIN EQUITY ALTERNATIVES FUND LTD.
| BLUE MOUNTAIN CREDIT ALTERNATIVES FUND L.P.
| BLUE MOUNTAIN CREDIT ALTERNATIVES FUND LTD.
| ISAM SYSTEMATIC TREND SPV LLC
| MESIROW OPPORTUNITY FUND, LTD.
| PLEIAD ASIA OFFSHORE FEEDER FUND
| DSAM PLUS FUND LP
| DSAM PLUS FUND
| SABA CAPITAL CEF OPPORTUNITIES 2 OFFSHORE, LTD.
| ISAM SYSTEMATIC TREND SPV LLC - SERIES A
| STANDARD GENERAL OFFSHORE FUND II LTD.
| POLAR OPPORTUNITIES FUND
| ENGADINE EQUITY FUND LP
| ENGADINE EQUITY FUND
| KLS MACRO RATES FUND LP
| KLS MACRO RATES FUND LTD.
| BLUEMOUNTAIN CAIS CA LTD.
| BLUEMOUNTAIN CAIS CA L.P.
| BLUEMOUNTAIN SYSTEMATIC FUND L.P.
| MORAINE FUND, LTD
| ORCHARD LIQUID CREDIT FUND
| BLUEMOUNTAIN GLOBAL VOLATILITY FUND L.P.
| BLUEMOUNTAIN GLOBAL VOLATILITY FUND LTD.
| MESIROW VERITY FUND, LTD.
| KLS SPECIAL SITUATIONS FUND A LP
| KLS SPECIAL SITUATIONS FUND B LP
| STANDARD GENERAL OFFSHORE FUND LTD.
| SABA CAPITAL CEF OPPORTUNITIES 1 OFFSHORE, LTD.
| ORCHARD LIQUID CREDIT FUND LP
| TRIKON ASSET MANAGMENT ONSHORE FUND
| TRIKON ASSET MANAGMENT OFFSHORE FUND
| ISAM SYSTEMATIC TREND SPV LLC - SERIES LEVITAS
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD.
| GAM SYSTEMATIC DISCOVERY FUND LP
| GAM SYSTEMATIC DISCOVERY FUND LTD
| SENSATO CHINA EQUITY MASTER FUND, LP
| BLUEMOUNTAIN FIXED INCOME RELATIVE VALUE FUND L.P.
| GAM SYSTEMATIC MULTI STRATEGY FUND LP
| GAM SYSTEMATIC MULTI STRATEGY FUND
| GAM SYSTEMATIC CORE MACRO (CAYMAN) FUND LP
| GAM SYSTEMATIC CORE MACRO (CAYMAN) FUND
| GAM SYSTEMATIC DISCOVERY FUND
| SABA CAPITAL CSA FUND, LTD.
| ISAM SYSTEMATIC TREND SA LLC - SERIES A
| PLEIAD ASIA EQUITY OFFSHORE FEEDER FUND
| PLEIAD ASIA EQUITY ONSHORE FEEDER FUND
| TRIKON ASSET MANAGEMENT ONSHORE FUND
| TRIKON ASSET MANAGEMENT OFFSHORE FUND
| KLS STRUCTURED INCOME FUND A LP
| KLS STRUCTURED INCOME FUND B LP
| SABA CAPITAL CREDIT BASIS OPPORTUNITY OFFSHORE FUND, LTD.
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE OFFSHORE FUND, LTD.
| SENSATO CHINA EQUITY OFFSHORE FUND, LTD.
| POLAR SPV 2020-2 LP
| SABA CAPITAL W FUND, LTD.
| COREVIEW ONSHORE FUND LTD
| COREVIEW OFFSHORE FUND LTD
| SABA CAPITAL SPAC OPPORTUNITIES OFFSHORE FUND, LTD.
| VI GLOBAL EQUITY FUND LTD
| OSPRAIE COMMODITY INFLATION OFFSHORE FUND LP
| PLEIAD JAPAN EQUITY MASTER FUND
| PLEIAD JAPAN EQUITY OFFSHORE FEEDER FUND
| RAINTREE CREDIT OPPORTUNITY FUND LTD
| ARKKAN OPPORTUNITIES FEEDER FUND I LTD.
| ARKKAN OPPORTUNITIES FEEDER FUND II LTD.
| CONVERIUM CAPITAL PARTNERS LP
| CONVERIUM CAPITAL OFFSHORE FUND LTD.
| ZAABA PAN ASIA FUND
| ZAABA LONG ONLY FUND
| VI GLOBAL EQUITY MASTER FUND LTD
| PANDORA SELECT FUND LTD
| ARKKAN CHINA REAL ESTATE FUND SP
| TAM SPECIAL OPPORTUNITIES SPV
| ISAM VECTOR LLC
| ISAM VECTOR A LLC - SERIES A
| ISAM VECTOR A LLC - SERIES V
| ISAM VECTOR SA LLC - SERIES A
| LINDENTREE US, LP
| WHITEBOX MULTI-STRATEGY FUND, LTD.
| WHITEBOX RELATIVE VALUE FUND, LTD.
| SABA CAPITAL MATADOR FUND, LTD.
| MODULAR ASIAN MACRO FUND LTD
| ELEGANTREE OPPORTUNITIES FUND III LP
| TELEIOS GLOBAL OPPORTUNITIES FUND, LTD.
| PLEIAD JAPAN MASTER FUND
| SABA CAPITAL CEF SPECIAL OPPORTUNITIES OFFSHORE FUND 2, LTD.
| APTIOR CAPITAL ONSHORE FUND LP
| CASTLEBAR FUND LTD
| ELEGANTREE OPPORTUNITIES FUND III LTD
| MY KOREA TACTICAL MASTER FUND LTD
| CASTLEBAR FUND LP
| TAPROOT FUND (CAYMAN) LTD.
| MORAINE ERISA FUND, LTD
| SABA LT MASTER FUND, LTD.
| DAVIDSON KEMPNER INTERNATIONAL FEEDER FUND LTD.
ROBERT
THOMAS
DIRECTOR
HEARTWARE INTERNATIONAL, INC.
| SKYBOX SECURITY INC
| TV2 HOLDING CO
| CV INGENUITY CORP.
| CARLIN GOLD CORP
| KEROGEN EXPLORATION, INC.
| INSITE MEDICAL TECHNOLOGIES, INC.
| TRIVASCULAR TECHNOLOGIES, INC.
| LAE FUND LP
| LAE FUND LTD
| LAE P FUND LTD
| LAE BPI FUND LTD
| LEE FUND LTD
| EXTRACT CAPITAL OFFSHORE LTD
| PRIMESTONE CAPITAL FUND LP
| KYNIKOS OPPORTUNITY FUND INTERNATIONAL LTD
| URSUS INTERNATIONAL LTD.
| KRITICOS INTERNATIONAL LTD
| LEE FUND LP
| AVITAH ENERGY FUND LTD
| ALLOY MERCHANT FINANCE LP
| LEDBURY CAPITAL FUND LP
| CONTINUUS ENERGY, INC.
| EMERGING INFRASTRUCTURE CAPITAL PARTNERS, LLC
| CT INVEST FUND LTD
| ALVENTO LONG/SHORT EQUITY FUND LP
| ALVENTO LONG/SHORT EQUITY FUND LTD
| NORTHLANDER COMMODITY INTERNATIONAL, LTD.
| MIPS, INC.
| NANOOK ENERGY FUND LTD
| NANOOK ENERGY FUND, LP
| ROTATION CAPITAL CREDIT OPPORTUNITIES OFFSHORE FUND, LTD
| KYNIKOS GLOBAL CAPITAL PARTNERS LTD
| KYNIKOS CAPITAL PARTNERS LTD
| MVN EVENT DRIVEN FUND LTD
| MVN EVENT DRIVEN FUND LLC
| NORTHLANDER AMERICA, LP
| NORTHLANDER AMERICA SERIES 2, LP
| H2O GLOBAL ALPHA FEEDER FUND (CAYMAN) LTD
| H20 GLOBAL ALPHA FEEDER FUND (U.S.) L.P.
| ENGADINE EQUITY FUND LP
| ENGADINE EQUITY FUND
| LANCASTER EUROPEAN LS EQUITY LTD
| ZINGBOX, INC.
| LANCASTER EUROPEAN EQUITY LTD
| H2O ALPHA 10 FEEDER FUND (CAYMAN) LTD
| GLOBAL ALPHA FEEDER FUND (U.S.) L.P.
| LANCASTER EUROPEAN LS EQUITY BPI LTD
| VERMONT HOTEL HOLDINGS, LLC
| SAMSON ROCK EVENT DRIVEN FUND LTD
| ZERO CARD, INC.
| BLUECOVE EQUINOX CREDIT FUND L.P.
| BLUECOVE EQUINOX CREDIT FUND LTD
| TRIUM CREDERE DELAWARE FUND, LP
| CREIGHTON AI FUND (CAYMAN) LTD.
| GREENTRAIL GLOBAL EQUITIES FUND LP
| NORTHLANDER ENVIRONMENTAL INTERNATIONAL LTD.
| NORTHLANDER ENVIRONMENTAL AMERICA LP
| SPARTA GLOBAL OPPORTUNITIES FUND LTD
| GREENTRAIL GLOBAL EQUITIES FUND LTD
| APTIOR CAPITAL ONSHORE FUND LP
| PEAKAM FUND-0002 LLC
| MARSHALL WACE FUNDS LP - MW US CAPITAL (US) FUND
| MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS WORLD EQUITIES FUND
| MARSHALL WACE FUNDS LP - MW EUREKA PLUS (US) FUND
| MARSHALL WACE FUNDS LP - MW TOPS (US) FUND
| MARSHALL WACE FUNDS LP - MW TOPS GLOBAL TITANS (US) FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS GLOBAL EQUITIES LE FUND
| GEOTECH LIVING AT FOSTER LLC
| MARSHALL WACE FUNDS PLC - MW ALPHA PLUS FUND
| MARSHALL WACE MANAGED ACCOUNTS ICAV - MW TOPS EMERGING MARKETS FUND II
| PONT GLOBAL ENERGY OPPORTUNITIES FUND LP
| TUDOR BVI GLOBAL FUND LTD.
| TUDOR RIVERBEND CROSSING PARTNERS LTD.
| MW AMERICAS TOPS LONG-ONLY FUND LP
| MARSHALL WACE MANAGED ACCOUNTS ICAV-MW TOPS INTERNATIONAL EQUITIES FUND
| MARSHALL WACE FUNDS LP - MW TOPS EMERGING MARKETS (US) FUND
| MARSHALL WACE FUNDS LP - MW EUREKA (US) FUND II
| MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS (US) FUND
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#

