ADVISOR GROUP HOLDINGS, INC.

Profile

Company Names

ADVISOR GROUP HOLDINGS, INC.

Addresses

ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281

Phone Numbers

(212) 551-5133

 

Entity Type:

CORPORATION

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

2016

State Incorporated:

DELAWARE

Total Amount Raised:

$9,150,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2016-10-21 
$9,150,000.00 
INDEFINITE 
INDEFINITE 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
JEFFREY 
MICHAEL 
AULD 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
VALERIE 
GAY 
BROWN 
DIRECTOR
ADVISOR GROUP HOLDINGS, INC.
JAMES 
WILLIAM 
CLABBY III 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
PATRICK 
 
DAIGNAULT 
DIRECTOR
ADVISOR GROUP HOLDINGS, INC.
ANDREA 
MICHELLE 
DIRCKS-LARSEN 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
RICHARD 
DAVID 
FERGESEN 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
DMITRY 
 
GOLDIN 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
CYNTHIA 
ANN 
HAMEL 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
JAMES 
 
MACNAUGHTON 
DIRECTOR
ADVISOR GROUP HOLDINGS, INC.
DONALD 
B. 
MARRON 
DIRECTOR
CETERA FINANCIAL HOLDINGS, INC.   |  LIGHTYEAR FUND III, L.P.   |  ADVISOR GROUP HOLDINGS, INC.
JEROME 
JOHN 
MURPHY 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
ALLISON 
LEE 
PRATT 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
JAMES 
DALE 
PRICE 
EXECUTIVE OFFICER, DIRECTOR
ADVISOR GROUP HOLDINGS, INC.
MATTHEW 
ADAM 
SCHLUETER 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
MARY 
KATHRYN 
SIMONSON 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
NOAH 
DAVID 
SORKIN 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
RICHARD 
J. 
STERNE 
DIRECTOR
ADVISOR GROUP HOLDINGS, INC.
STUART 
 
SZABO 
DIRECTOR
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC   |  ADVISOR GROUP HOLDINGS, INC.
SUSAN 
SUSKIND 
THEDER 
EXECUTIVE OFFICER
ADVISOR GROUP HOLDINGS, INC.
MARK 
F. 
VASSALLO 
DIRECTOR
LIGHTYEAR FUND III, L.P.   |  HOUSTON INTERNATIONAL INSURANCE GROUP   |  ADVISOR GROUP HOLDINGS, INC.
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2017-01-11
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2016-10-21 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#