INVESTMENT MANAGER 

 

BARING INTERNATIONAL INVESTMENT LIMITED 

PROMOTER

BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING ACWI EX US (SRI) EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND   |  BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL OPPORTUNITIES EQUITY FUND   |  BARINGS GLOBAL EMERGING MARKETS EQUITY FUND

N/A 

 

BARING INTERNATIONAL INVESTMENT LIMITED 

EXECUTIVE OFFICER

BLUE CHIP MULTI-STRATEGY FUND, L.P.   |  BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND   |  BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARINGS GLOBAL INVESTMENT FUNDS 2 PLC   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND

MANAGING MEMBER 

 

BARING NORTH AMERICA LLC 

PROMOTER

BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING INVESTMENT SERIES, LLC - BARING ACWI EX US (SRI) EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND

N/A 

 

BARING NORTH AMERICA LLC 

EXECUTIVE OFFICER

BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND

MANAGING MEMBER 

 

BARINGS LLC 

PROMOTER

BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND   |  BARINGS EMERGING MARKETS DEBT BLENDED TOTAL RETURN FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL OPPORTUNITIES EQUITY FUND   |  BARINGS GLOBAL EMERGING MARKETS EQUITY FUND

N/A 

 

BARINGS LLC 

EXECUTIVE OFFICER

BABSON CAPITAL FLOATING RATE INCOME FUND, L.P.   |  BARINGS NORTH AMERICAN PRIVATE LOAN FUND, L.P.   |  BARINGS GLOBAL INVESTMENT FUNDS 2 PLC   |  BARINGS CLO INVESTMENT PARTNERS (CAYMAN) LP   |  BARINGS CLO INVESTMENT PARTNERS LP   |  BABSON CAPITAL FLOATING RATE INCOME OFFSHORE FUND, LTD.   |  BARINGS NORTH AMERICAN PRIVATE LOAN FUND (CAYMAN)-A L.P.   |  BARINGS UMBRELLA FUND PLC   |  BARINGS GLOBAL INVESTMENT FUNDS (U.S.), L.P.   |  BARINGS ASSET-BASED INCOME FUND (CAYMAN), LP   |  BARINGS ASSET-BASED INCOME FUND (US), LP   |  BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARINGS GLOBAL INVESTMENT FUNDS PLC   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND   |  BARINGS GLOBAL REAL ASSETS FUND, LP   |  BARINGS EMERGING GENERATION FUND, LP   |  BARINGS CMS FUND, LP   |  BARINGS EPLFIII (A) CAYMAN LLC   |  BARINGS EMERGING GENERATION FUND II, LP   |  BARINGS TARGET YIELD INFRASTRUCTURE DEBT FUND 2, A SUB-FUND OF BARINGS UMBRELLA FUND (LUX) SCSP SICAV-RAIF   |  BARINGS DEVELOPED EUROPE REAL ESTATE DEBT FUND I SCSP   |  BARINGS DIVERSIFIED RESIDENTIAL FUND LP

DAVID 

 

BRENNEN 

DIRECTOR

BARING ADVISOR SERIES LLC - THE INTERNATIONAL BROTHERHOOD OF TEAMSTERS DIVERSIFIED GLOBAL FIXED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES, LLC - BARING ACWI EX US (SRI) EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND

MICHAEL 

 

BROWN 

EXECUTIVE OFFICER, DIRECTOR

FTF TECHNOLOGIES, INC   |  PREPARED RESPONSE INC   |  CHRYSALIX ENERGY III US LP   |  AEROMECHANICAL SERVICES LTD   |  TRADING MACHINES HOLDINGS LLC   |  NEXXUS LIGHTING, INC.   |  DIRECT POINTE, INC.   |  APOKALYYIS, INC.   |  KANE REID SECURITIES GROUP INC   |  MOZES INC   |  FIREFOX ACQUISITION CORP.   |  30 SECOND SOFTWARE, INC.   |  PELOTON THERAPEUTICS, INC.   |  EVEN BETTER COMPANY, INC.   |  TRADEKING GROUP, INC.   |  WILD CARD ROASTERS, LLC   |  NEOLANE SA   |  MORNINGVIEW CAPITAL PARTNERS, LP   |  BROWN (RI) INVESTMENT CO LLC   |  ECHO NEST CORP   |  FLYHT AEROSPACE SOLUTIONS LTD.   |  GENERAL FUSION INC.   |  J. HILBURN, INC.   |  SHIFTBOARD INC   |  BATTERY VENTURES X SIDE FUND, L.P.   |  BATTERY VENTURES X, L.P.   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  EMERGENT PROPERTIES INC.   |  FUNDTECH HOLDINGS, LLC   |  RED FOX MEDICAL FUND I   |  RISKIQ, INC.   |  PREPARED RESPONSE, INC   |  DRAWBRIDGE NETWORKS, INC.   |  COMSCORE, INC.   |  KEYME, INC.   |  SHIFTBOARD, INC   |  ENCORE DERMATOLOGY, INC.   |  BATTERY VENTURES XI-B SIDE FUND, L.P.   |  BATTERY VENTURES XI-A SIDE FUND, L.P.   |  BATTERY VENTURES XI-B, L.P.   |  BATTERY VENTURES XI-A, L.P.   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND   |  BATTERY INVESTMENT PARTNERS XI, LLC   |  SUGAR SHACK DONUTS LLC   |  4TH PRIME CORP   |  FERO LABS, INC.   |  ACCREW, INC.   |  NEVADA COPPER CORP.   |  SERVICETITAN, INC.   |  BATTERY VENTURES XII SIDE FUND, L.P.   |  BATTERY VENTURES XII, L.P.   |  BATTERY INVESTMENT PARTNERS XII, LLC   |  JOOR, INC.   |  WYNDHAM DESTINATIONS, INC.   |  TEAMSHARES INC.   |  BATTERY VENTURES XIII, L.P.   |  BATTERY VENTURES XIII SIDE FUND, L.P.   |  BATTERY INVESTMENT PARTNERS XIII, L.P.   |  ASIMILY, INC.   |  NETOMI, INC.   |  STRIDER TECHNOLOGIES, INC.   |  NEMEDIO, INC.   |  BATTERY VENTURES SELECT FUND I, L.P.   |  BATTERY INVESTMENT PARTNERS SELECT FUND I, L.P.   |  CASTIRON, INC.   |  BATTERY VENTURES XIV, L.P.   |  BATTERY VENTURES SELECT FUND II, L.P.   |  PANTOMATH INC.   |  BATTERY INVESTMENT PARTNERS SELECT FUND II, L.P.   |  BATTERY INVESTMENT PARTNERS XIV, L.P.   |  BATTERY VENTURES XIV-EF, L.P.   |  VENTRK, INC.   |  CREISOFT, INC.   |  JOURNEY STRATEGIC WEALTH LLC   |  ANETAC, INC.   |  CODE METAL, INC.   |  ONEBRIEF, INC.   |  BATTERY VENTURES XV, L.P.   |  MELLOHEAD INC.   |  BATTERY INVESTMENT PARTNERS XV, L.P.   |  BATTERY VENTURES XV-EF, L.P.   |  POASTER TECHNOLOGIES INC.

ROBERT 

 

CECERE 

EXECUTIVE OFFICER, DIRECTOR

BARING ADVISOR SERIES LLC - THE INTERNATIONAL BROTHERHOOD OF TEAMSTERS DIVERSIFIED GLOBAL FIXED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES, LLC - BARING ACWI EX US (SRI) EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND

JILL 

 

DINERMAN 

DIRECTOR, EXECUTIVE OFFICER

BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND   |  BARINGS CAPITAL INVESTMENT CORP   |  BARINGS PRIVATE CREDIT CORP

LUKE 

 

FOSTER 

EXECUTIVE OFFICER, DIRECTOR

BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND   |  BARINGS EMERGING MARKETS DEBT BLENDED TOTAL RETURN FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL OPPORTUNITIES EQUITY FUND

MICHELE 

 

KUNITZ 

DIRECTOR

BARING INVESTMENT SERIES LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS GLOBAL EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARINGS INTERNATIONAL SMALL CAP EQUITY FUND

SUSAN 

 

MOORE 

DIRECTOR

BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO   |  BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING GLOBAL DYNAMIC ASSET ALLOCATION FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INTERNATIONAL INVESTMENT LTD TRUST FOR EMPLOYEE BENEFIT PLANS - INTERNATIONAL EXCLUDING US, FIXED INCOME FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND

TRACI 

A. 

THELEN 

EXECUTIVE OFFICER, DIRECTOR

BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING ALL COUNTRY WORLD EX US EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING WORLD EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING FOCUSED EAFE EQUITY FUND   |  BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND