HNW PPVA SERIES ACCOUNT - 1

Profile

Company Names

HNW PPVA SERIES ACCOUNT - 1

Addresses

1299 PPVA SERIES ACCOUNT - 1, 1299 ZURICH WAY, IL SCHAUMBURG

1299 ZURICH WAY, SCHAUMBURG, IL 60196

1400 AMERICAN LANE, SCHAUMBURG, IL 60173

Phone Numbers

425-577-5100

 

Entity Type:

OTHER

Industry:

INSURANCE

Year Incorporated:

> 5 years ago

State Incorporated:

ILLINOIS

Total Amount Raised:

$2,299,722,201.00

Number of Funding Rounds:

2
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
2
2014-03-27 
$212,466,829.00 
INDEFINITE 
INDEFINITE 
 
1
2012-02-08 
$2,087,255,372.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
PATRY 
 
CARTY 
EXECUTIVE OFFICER
ERICA 
 
CHANDLER 
EXECUTIVE OFFICER
LAURA 
 
LARCZYK 
EXECUTIVE OFFICER, DIRECTOR
EION 
 
MCNAMARA 
EXECUTIVE OFFICER
N/A 
 
ZURICH AMERICAN LIFE INSURANCE COMPANY 
PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D
 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2012-02-08 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2014-03-27 
D/A
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2014-03-27 
D
INSURANCE 
 
DECLINE TO DISCLOSE 
 
2014-03-27 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
M HOLDINGS SECURITIES
M HOLDINGS SECURITIES
JP MORGAN CHASE BANK
79
JP MORGAN CHASE BANK
79
MERCER ALLIED COMPANY LP
MERCER ALLIED COMPANY LP
MORGAN STANLEY
MORGAN STANLEY
RBC CAPITAL MARKETS
RBC CAPITAL MARKETS
UBS
UBS
AMERICAN PORTFOLIO FINANCIAL ADVISORS INC
AMERICAN PORTFOLIO FINANCIAL ADVISORS INC
FIRST LIBERTIES FINANCIAL
FIRST LIBERTIES FINANCIAL
HIGH TOWER SECURITIES LLC
HIGH TOWER SECURITIES LLC
KESTRA INVESTMENT SERVICES LLC
KESTRA INVESTMENT SERVICES LLC
LEADERS GROUP INC
LEADERS GROUP INC
LION STREET FINANCIAL LLC
LION STREET FINANCIAL LLC
PURSHE KAPLAN INVESTMENTS
PURSHE KAPLAN INVESTMENTS
ROCKEFELLER CAPITAL MANAGEMENT
ROCKEFELLER CAPITAL MANAGEMENT
VALMARK SECURITIES INC
VALMARK SECURITIES INC
M HOLDINGS SECURITIES
M HOLDINGS SECURITIES
NONE
JP MORGAN CHASE BANK
79
JP MORGAN CHASE BANK
NONE
MERCER ALLIED COMPANY LP
MERCER ALLIED COMPANY LP
NONE
MORGAN STANLEY
MORGAN STANLEY
NONE
RBC CAPITAL MARKETS
RBC CAPITAL MARKETS
NONE
UBS
UBS
NONE
NONE
NONE
M HOLDINGS SECURITIES
M HOLDINGS SECURITIES, INC.
WINGED KEEL GROUP, INC.
NONE
M HOLDINGS SECURITIES, INC.
MICHAEL B. LIEBESKIND
M HOLDINGS SECURITIES, INC.
ERIC NAISON-PHILLIPS
NONE
NONE
MORGAN STANLEY SMITH BARNEY LLC
MORGAN STANLEY SMITH BARNEY LLC
EDMUND AGRESTA
NONE
NONE
AMERICAN PORTFOLIOS
NONE
NONE
FIRST LIBERTIES FINANCIAL
NONE
NONE
NFP ADVISOR SERVICES