N/A 

 

ADH INVESTMENT MANAGEMENT LP 

PROMOTER

ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC

ANUPAM 

 

AGARWAL 

EXECUTIVE OFFICER, DIRECTOR

ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC   |  VIKASA CLEAN ENERGY I, LP   |  MIRACLE CAPITAL ADVISORS LLC   |  GLOBAL ATLANTIC FINANCIAL GROUP LLC   |  VIKASA GLOBAL EQUITIES II LP   |  STARDUST POWER INC.

RYAN 

 

DOW 

EXECUTIVE OFFICER

ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC

DEREK 

 

DUNN 

EXECUTIVE OFFICER

OVERLAND RELATIVE VALUE FUND LLC   |  OVERLAND RELATIVE VALUE FUND LTD.   |  OC 521 MASTER FUND, LTD.   |  OC 521 OFFSHORE FUND, LTD.   |  ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC   |  OVERLAND DIRECT YIELD FUND, L.P.   |  OVERLAND DIRECT YIELD FUND LTD.   |  COASTLAND RELATIVE VALUE FUND LLC   |  COASTLAND RELATIVE VALUE FUND LTD.   |  COASTLAND DIRECT YIELD FUND LP   |  COASTLAND DIRECT YIELD FUND LTD.

LAREN 

 

GILLESPIE 

DIRECTOR

MATRIX ENDOWMENT FUND (OVERSEAS) LTD.   |  KBW FINANCIAL SERVICES FUND LTD   |  MATRIX CAPITAL MANAGEMENT FUND (OFFSHORE) LTD   |  COVEPOINT COMMODITY CURRENCY OVERSEAS FUND, LTD.   |  SOUTHPOINT OFFSHORE FUND, LTD.   |  COVEPOINT EMERGING MARKETS MACRO OVERSEAS FUND LTD   |  BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP   |  BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP   |  BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY LP   |  BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD   |  BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP   |  BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY LTD   |  BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP   |  BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES FUND LP   |  BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES FUND LTD.   |  ALTERNATIVEFOCUS BLUETREND L.P.   |  ALTERNATIVEFOCUS BREVAN HOWARD LTD.   |  ALTERNATIVEFOCUS BREVAN HOWARD L.P.   |  ALTERNATIVEFOCUS IVORY FLAGSHIP FUND L.P.   |  ALTERNATIVEFOCUS HALCYON PARTNERS L.P.   |  ALTERNATIVEFOCUS HALCYON PARTNERS OFFSHORE LTD.   |  ALTERNATIVEFOCUS BLUETREND LTD.   |  ALTERNATIVEFOCUS PROLOGUE L.P.   |  BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND LTD.   |  BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND L.P.   |  ALTERNATIVEFOCUS SABA CAPITAL PARTNERS L.P.   |  ALTERNATIVEFOCUS KROM RIVER COMMODITY FUND L.P.   |  ALTERNATIVEFOCUS OWL CREEK ASIA II, L.P.   |  ALTERNATIVEFOCUS SHANNON RIVER PARTNERS II L.P.   |  SEER CAPITAL PARTNERS OFFSHORE FUND LTD.   |  BARCLAYS WEALTH ADVISOR SERIES - GLOBAL BOND FUND L.P.   |  BARCLAYS WEALTH ADVISOR SERIES - GLOBAL BOND FUND LTD.   |  J.P. MORGAN MULTI-STRATEGY FUND II, LTD.   |  J.P. MORGAN MULTI-STRATEGY FUND, LTD.   |  J.P. MORGAN OMNI SPC, LTD.   |  JPMORGAN GLOBAL ACCESS STRATEGIES SPC LTD.   |  SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD.   |  LIQUIDMACRO FUND, LTD.   |  OZA PRIVATE INVESTORS OFFSHORE LTD.   |  OZA PRIVATE INVESTORS LLC   |  DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP   |  UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE IV LTD.   |  ALTERNATIVEFOCUS SABA CAPITAL OFFSHORE FUND LTD.   |  CERBERUS INSTITUTIONAL OVERSEAS V, LTD.   |  CERBERUS INSTITUTIONAL OVERSEAS V-II, LTD.   |  ADH AGENCY PLUS FUND LTD.   |  475 FUND, LTD.   |  CERBERUS RMBS OPPORTUNITIES FEEDER FUND, LTD.   |  CERBERUS INTERNATIONAL II, LTD.   |  ALTERNATIVEFOCUS MKP OPPORTUNITY PARTNERS L.P.   |  CERBERUS STRATEGIC MORTGAGE OPPORTUNITIES FEEDER FUND, LTD.   |  ALTERNATIVEFOCUS HBK FUND II L.P.   |  OVERLAND RELATIVE VALUE FUND LTD.   |  CERBERUS CMBS OPPORTUNITIES FEEDER FUND, LTD.   |  CERBERUS GLOBAL RESIDENTIAL MORTGAGE OPPORTUNITY FEEDER FUND, LTD.   |  TT EMERGING MARKETS FUND LP   |  BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY III L.P.   |  COASTLAND RELATIVE VALUE FUND LTD.   |  CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY LP   |  CARDINAL ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP   |  CARDINAL ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP   |  CARDINAL ADVISOR SERIES - STRATEGIC COMMODITIES FUND LP   |  CARDINAL ADVISOR SERIES - STRATEGIC COMMODITIES FUND LTD.   |  CARDINAL ALTERNATIVEFOCUS BLUETREND L.P.   |  CARDINAL ALTERNATIVEFOCUS BREVAN HOWARD LTD.   |  CARDINAL ALTERNATIVEFOCUS BREVAN HOWARD L.P.   |  CARDINAL ALTERNATIVEFOCUS PROLOGUE L.P.   |  CARDINAL ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND LTD.   |  CARDINAL ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT FUND L.P.   |  CARDINAL ALTERNATIVEFOCUS OWL CREEK ASIA II L.P.   |  CARDINAL ALTERNATIVEFOCUS SHANNON RIVER PARTNERS II L.P.   |  CARDINAL ALTERNATIVEFOCUS HBK FUND II L.P.   |  CARDINAL ALTERNATIVEFOCUS MKP OPPORTUNITY PARTNERS L.P.   |  CARDINAL ALTERNATIVEFOCUS TT EMERGING MARKETS FUND LP   |  BREVET DIRECT LENDING - SHORT DURATION FUND, LTD.   |  KINGSWAY FUND FRONTIER CONSUMER FRANCHISES   |  KINGSWAY FUND FRONTIER CONSUMER FRANCHISES EXTOBA   |  ZETLAND SPECIAL SITUATIONS FEEDER FUND I LP   |  ZETLAND SPECIAL SITUATIONS FUND I LP   |  FOURTHSTONE OFFSHORE OPPORTUNITY FUND LTD.   |  KINGSWAY FCF OVERFLOW SPC SEGREGATED PORTFOLIO ONE   |  KINGSWAY FCI CO-INVESTMENT SPC - SEGREGATED PORTFOLIO ONE   |  FORA CAPITAL INTERNATIONAL FUND LTD   |  CGRMO USTE FEEDER, LTD.   |  KINGSWAY FCF OVERFLOW SPC SP TWO   |  KINGSWAY FCF OVERFLOW SPC - SEGREGATED PORTFOLIO THREE   |  OC 540 MASTER FUND LTD   |  KINGSWAY FCF OVERFLOW SPC - SEGREGATED PORTFOLIO FOUR   |  KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FCO) GROWTH FUND LTD.   |  KINGSWAY FCF OVERFLOW SPC SEGREGATED PORTFOLIO FIVE   |  KINGSWAY FCF OVERFLOW SPC SEGREGATED PORTFOLIO SIX   |  KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FC02) GROWTH FUND II LTD   |  KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FCO3) GROWTH FUND III LTD   |  KINGSWAY FRONTIER CONSUMER OPPORTUNITIES (FCO4) GROWTH FUND IV LTD   |  ACORN CREDIT OPPORTUNITIES FUND, L.P.   |  KINGSWAY FCF OVERFLOW SPC - SEGREGATED PORTFOLIO SEVEN

GORDON 

 

HOLTERMAN 

EXECUTIVE OFFICER

OC 521 MASTER FUND, LTD.   |  OC 521 OFFSHORE FUND, LTD.   |  ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC   |  KNOWINGLY CORP   |  BARREL RESERVE TECHNOLOGIES, INC.

GAVIN 

L. 

JAMES 

DIRECTOR

WESTERN ASSET GLOBAL REAL BOND FUND, LTD.   |  WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET SHORT-TERM HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET MORTGAGE CAPITAL CORP   |  WESTERN ASSET REAL ALPHA PORTFOLIO, LTD.   |  WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD.   |  WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL ALPHA OPPORTUNITIES MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN FIXED INCOME, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN(Q) FIXED INCOME, LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES DIRECT FEEDER FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES ALTERNATIVES FUND, LTD.   |  ANGELES CREST OPPORTUNITY FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, LTD.   |  WESTERN ASSET BRAZIL BOND MASTER FUND, LTD.

DENNIS 

J. 

MCNAMARA 

DIRECTOR

WESTERN ASSET US CORE BOND, LTD.   |  WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD.   |  WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN FIXED INCOME, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN(Q) FIXED INCOME, LTD.   |  WESTERN ASSET GLOBAL REAL BOND FUND, LTD.   |  WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LTD.   |  ANGELES CREST OPPORTUNITY FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES DIRECT FEEDER FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES ALTERNATIVES FUND, LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, LTD.   |  WESTERN ASSET BRAZIL BOND MASTER FUND, LTD.   |  WESTERN ASSET ANGELES CREST OPPORTUNITY FUND, LTD.   |  WESTERN ASSET CREDIT OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET SUSTAINABLE MACRO OPPORTUNITIES, LTD.   |  WESTERN ASSET MORTGAGE OPPORTUNITY FUND, L.P.

RUDOLPHE 

S. 

OTTER 

DIRECTOR

WESTERN ASSET GLOBAL REAL BOND FUND, LTD.   |  WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET SHORT-TERM HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET REAL ALPHA PORTFOLIO, LTD.   |  WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD.   |  WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL ALPHA OPPORTUNITIES MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN(Q) FIXED INCOME, LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES DIRECT FEEDER FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES ALTERNATIVES FUND, LTD.   |  ANGELES CREST OPPORTUNITY FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, LTD.

PETER 

 

STERLING 

EXECUTIVE OFFICER, DIRECTOR

ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC   |  OC 521 MASTER FUND, LTD.   |  OC 521 OFFSHORE FUND, LTD.   |  OVERLAND DIRECT YIELD FUND, L.P.   |  OVERLAND DIRECT YIELD FUND LTD.   |  COASTLAND DIRECT YIELD FUND LP   |  COASTLAND DIRECT YIELD FUND LTD.   |  NB SPECIALTY FINANCE FUND (CAYMAN) LP   |  NB SPECIALTY FINANCE FUND LP   |  BLOCKFI BITCOIN TRUST   |  NB FINTECH VENTURE FUND (CAYMAN) LP   |  OUTPOST VENTURES LP   |  OUTPOST VENTURES (CAYMAN) LP   |  NBSF REDWOOD FUND LP   |  REDWOOD ALTERNATIVE FINANCE FUND   |  NB SPECIALTY FINANCE FUND III LP   |  NB SPECIALTY FINANCE INSURANCE SPV III LLC   |  NBSF REDWOOD INSURANCE SPV LLC

PETER 

 

VAN GELDEREN 

EXECUTIVE OFFICER

ADH AGENCY PLUS FUND LTD.   |  ADH AGENCY PLUS FUND LLC

MICHAEL 

B. 

ZELOUF 

DIRECTOR

WESTERN ASSET OPPORTUNISTIC LOCAL MARKET DEBT SECURITIES PORTFOLIO, LTD.   |  WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL ALPHA OPPORTUNITIES MASTER FUND, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN FIXED INCOME, LTD.   |  WESTERN ASSET GLOBAL SOVEREIGN(Q) FIXED INCOME, LTD.   |  WESTERN ASSET GLOBAL ALPHA OPPORTUNITIES MASTER FUND 3, LTD.   |  WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD.   |  WESTERN ASSET GLOBAL REAL BOND FUND, LTD.   |  WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET SHORT-TERM HIGH YIELD PORTFOLIO, LTD.   |  WESTERN ASSET REAL ALPHA PORTFOLIO, LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES DIRECT FEEDER FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES ALTERNATIVES FUND, LTD.   |  ANGELES CREST OPPORTUNITY FUND (OFFSHORE), LTD.   |  WESTERN ASSET MACRO OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, LTD.   |  WESTERN ASSET BRAZIL BOND MASTER FUND, LTD.   |  WESTERN ASSET US CORE BOND, LTD.   |  WESTERN ASSET ANGELES CREST OPPORTUNITY FUND, LTD.   |  WESTERN ASSET CREDIT OPPORTUNITIES PORTFOLIO, LTD.   |  WESTERN ASSET MORTGAGE OPPORTUNITY FUND, L.P.   |  WESTERN ASSET SUSTAINABLE MACRO OPPORTUNITIES, LTD.   |  WESTERN ASSET FRONTIER MARKETS FUND, LTD.