RIVERROCK INVESTMENT FUND IV, LP

Profile

Company Names

RIVERROCK INVESTMENT FUND IV, LP

Addresses

3200 SOUTHWEST FREEWAY, SUITE 3120, HOUSTON, TX 77027

Phone Numbers

713-375-1300

 

Entity Type:

LIMITED PARTNERSHIP

Industry:

PRIVATE EQUITY FUND

Year Incorporated:

2012

State Incorporated:

DELAWARE

Total Amount Raised:

$7,925,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2013-04-16 
$7,925,000.00 
$100,000,000.00 
$92,075,000.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
JAMES 
HICKEY 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
CARRIE 
 
PICKETT 
DIRECTOR, PROMOTER
GENERAL PARTNER 
 
RIVERROCK INVESTMENT MANAGEMENT IV, LLC 
EXECUTIVE OFFICER, PROMOTER
SOLE OWNER 
 
RIVERROCK TRUST, LLC 
PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-16 
D/A
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-16 
D/A
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-16 
D/A
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-16 
D
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
Equity 
2013-04-16 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
SUNBELT SECURITIES, INC.
FRANK J. MARRONE
SUNBELT SECURITIES, INC.
SUNBELT SECURITIES, INC.
SUNBELT SECURITIES, INC.
MATTHEW C. KNAUSS
SUNBELT SECURITIES, INC.
CHARLES W. BINGHAM
CAROLINA FINANCIAL SECURITIES, LLC
CATHERINE L. HICKS
CAROLINA FINANCIAL SECURITIES, LLC
CAROLINA FINANCIAL SECURITIES, LLC
RIVERROCK SECURITIES, LLC
RIVERROCK SECURITIES, LLC