IAM MINI-FUND 999 LTD
Profile
Company Names
IAM MINI-FUND 999 LTD
Addresses
MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET, GRAND CAYMAN, E9 KY1-1104
ADMIRAL ADMINISTRATION LTD, ADMIRAL FINANCIAL CENTER, 90 FORT STREET, GEORGE TOWN, GRAND CAYMAN, E9 KY1-1208
Phone Numbers
345.949.0704
345.949.8066
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
2011
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$101,000,000.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2011-09-01
$101,000,000.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
KEVIN
M.
BRANDT
EXECUTIVE OFFICER, DIRECTOR
JAMES RIVER MULTI STRATEGY FUND LP
| III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| III CREDIT BIAS FUND LTD
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| TURBO MULTI STRATEGY LLC
| JAMES RIVER FINANCING FUND LLC, SERIES 1
| JAMES RIVER FINANCING FUND LLC
| SUMMIT ACTION FUND LLC, SERIES 1
| JAMES RIVER VALUE FUND LLC
| JAMES RIVER MULTI-STRATEGY FUND LTD.
| JAMES RIVER VALUE FUND LTD.
| JAMES RIVER VALUE PARTNERS FUND LLC
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES
| HUTCH OFFSHORE LTD.
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES CLASS A-2
| JAMES RIVER EQUITY FUND LLC SERIES A
| JAMES RIVER EQUITY FUND LLC SERIES B
| JAMES RIVER EQUITY FUND LLC SERIES C
JOHN
CIESLOWSKI
EXECUTIVE OFFICER
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III CREDIT OPPORTUNITIES FUND L.P.
| III STRUCTURED MACRO FUND L.P.
| III SELECT CREDIT FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUND LP
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
DEAN
CLINTON
DIRECTOR
LESTER
COYLE
EXECUTIVE OFFICER
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III CREDIT OPPORTUNITIES FUND L.P.
| III FUND LP
| III STRUCTURED MACRO FUND L.P.
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
LESTER
N.
COYLE
EXECUTIVE OFFICER
III GLOBAL LTD.
| III FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III CRE BRIDGE LOAN FUND L.P.
| III MULTI-STRATEGY FUND L.P.
FRANCIS
FEENEY
EXECUTIVE OFFICER
III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III GLOBAL LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
FRANCIS
D.
FEENEY
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
JOHN
FRANKLIN
DIRECTOR
INVESTCORP SILVERBACK ARBITRAGE FUND LLC
| INVESTCORP WMG ASIA FUND LLC
| INVESTCORP STONEWORKS GLOBAL MACRO FUND LLC
| INVESTCORP SILVERBACK OPPORTUNISTIC CONVERTIBLE FUND LLC
| INVESTCORP INDEX-LINKED PRODUCT (U.S. FEEDER), LLC
| INVESTCORP INTERLACHEN MULTI-STRATEGY FUND LLC
| INVESTCORP INDEX-LINKED PRODUCT(U.S. FEEDER), LLC
| IAM MINI-FUND 30 LTD
| IAM MINI-FUND 999 LTD
| INVESTCORP PROSIRIS OPPORTUNITIES FUND LLC
| INVESTCORP BALLAST LONG/SHORT U.S. OPPORTUNITY FUND LLC
| INVESTCORP KINGSGUARD GLOBAL MACRO FIXED INCOME FUND LLC
| DRONESHIELD LLC
| INVESTCORP DYNAMIC ALT BETA LLC
| INVESTCORP SPECIAL OPPORTUNITIES ITALIAN DISTRESSED LOAN FUND LLC
| INVESTCORP STRATEGIC CAPITAL PARTNERS A, L.P.
| INVESTCORP STRATEGIC CAPITAL PARTNERS, L.P.
GARTH
FRIESEN
EXECUTIVE OFFICER
III FUND LP/VA
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III GLOBAL LTD.
| III FUND LTD.
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| III FUND LP
| IAM MINI-FUND 30 LTD
| III STRUCTURED MACRO FUND L.P.
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
ROBERT
HART
EXECUTIVE OFFICER
ULTRAWAVE LABS, INC.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| SIGNMEUP.COM, INC.
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| NEVOA LIFE SCIENCES HOLDINGS, INC.
| OPTOFLUIDICS, INC.
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
| TA RETREAT LV LAND PARTNERS LLC
| FIRESIDE INTERESTS LLC
| CALL4USA, LLC
N/A
III CAPITAL MANAGEMENT
PROMOTER, EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
| III MULTI-STRATEGY FUND L.P.
N/A
III OFFSHORE ADVISORS
PROMOTER
III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LP
| III CREDIT OPPORTUNITIES FUND L.P.
N/A
JAMES RIVER CAPITAL CORP.
PROMOTER, EXECUTIVE OFFICER
III FUND LP/VA
| III ONSHORE LP
| JAMES RIVER MULTI STRATEGY FUND LP
| JAMES RIVER DIVERSIFIED FUND L P
| JAMES RIVER NAVIGATOR FUTURES FUND LLC
| JAMES RIVER ASIA PACIFIC FUND LP
| III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| CHESAPEAKE PRIVATE FUTURES FUND LP
| CHESAPEAKE PLUS FUND LP
| III GLOBAL LTD.
| III FUND LTD.
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| III FUND LP
| III CREDIT BIAS FUND LTD
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III STRUCTURED MACRO FUND L.P.
| TURBO MULTI STRATEGY LLC
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| JAMES RIVER FINANCING FUND LLC, SERIES 1
| JAMES RIVER FINANCING FUND LLC
| SUMMIT ACTION FUND LLC, SERIES 1
| JAMES RIVER VALUE FUND LLC
| JAMES RIVER MULTI-STRATEGY FUND LTD.
| JAMES RIVER VALUE FUND LTD.
| JAMES RIVER VALUE PARTNERS FUND LLC
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES CLASS A-2
| JAMES RIVER EQUITY FUND LLC SERIES A
| JAMES RIVER EQUITY FUND LLC SERIES B
| JAMES RIVER EQUITY FUND LLC SERIES C
DEEP
KUMAR
EXECUTIVE OFFICER
III STRUCTURED MACRO FUND L.P.
| III CREDIT BIAS FUND LP
| BJC HEALTHCARE ERISA FUND LTD.
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III CREDIT OPPORTUNITIES FUND L.P.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| IAM MINI-FUND 999 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
BILL
MCCAULEY
EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
WILLIAM
P.
MCCAULEY
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
LAURA
MCGRATH
DIRECTOR
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| TIAA-CREF ASSET MANAGEMENT CORE PROPERTY FUND L P
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| III FUND LP
| IAM MINI-FUND 30 LTD
| III STRUCTURED MACRO FUND L.P.
| JAMES RIVER MULTI STRATEGY FUND LP
| TURBO MULTI STRATEGY LLC
| JAMES RIVER NAVIGATOR FUTURES FUND LLC
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| ISO-MTS CAPITAL PARTNERS OFFSHORE LTD
| GOLDEN PEAR GENESIS FUND (USA) LLC
| GOLDEN PEAR GENESIS FUND (CAYMAN) LTD
| TRIBUNE INVESTMENT GROUP OFFSHORE FUND LTD.
LAURA
P.
MCGRATH
DIRECTOR
JAMES RIVER MULTI STRATEGY FUND LP
| TURBO MULTI STRATEGY LLC
| III SELECT CREDIT FUND LTD
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| JAMES RIVER FINANCING FUND LLC, SERIES 1
| JAMES RIVER FINANCING FUND LLC
| SUMMIT ACTION FUND LLC, SERIES 1
| JAMES RIVER VALUE FUND LLC
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| JAMES RIVER MULTI-STRATEGY FUND LTD.
| JAMES RIVER VALUE FUND LTD.
| JAMES RIVER VALUE PARTNERS FUND LLC
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| HUTCH OFFSHORE LTD.
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES CLASS A-2
| JAMES RIVER EQUITY FUND LLC SERIES A
| JAMES RIVER EQUITY FUND LLC SERIES B
| JAMES RIVER EQUITY FUND LLC SERIES C
WARREN
MOSLER
EXECUTIVE OFFICER
WARREN
B.
MOSLER
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| III STRUCTURED MACRO FUND L.P.
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
THOMAS
OLOFSSON
EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| FYEO, INC.
| III MULTI-STRATEGY FUND L.P.
BEN
PERSHICK
DIRECTOR
IAM MINI-FUND 999 LTD
| DCM MULTI-MANAGER OFFSHORE FUND, LTD.
| NORTH PEAK CAPITAL FUND II, LTD.
| STONEHAWK INTERNATIONAL, LTD.
| DIGITAL ASSET ARBITRAGE SP-INSTITUTIONAL, A SEGREGATED PORTFOLIO OF NICKEL DIGITAL ASSET FUND SPC
| DIVERSIFIED ALPHA SP-INSTITUTIONAL, A SEGREGATED PORTFOLIO OF NICKEL DIGITAL ASSET FUND SPC
| NICKEL DIGITAL ASSET SERIES FUND LP - DIVERSIFIED ALPHA SERIES
| NICKEL DIGITAL ASSET SERIES FUND LP - DEFI LIQUID VENTURE SERIES
| LEMNISCAP FUND, LP
| LEMNISCAP OPPORTUNITIES FUND I, LP
ROBERT
PRINTZ
EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
ROBERT
A.
PRINTZ
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| III SELECT CREDIT FUND LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III MULTI-STRATEGY FUND L.P.
MICHAEL
REGER
EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III GLOBAL LTD.
| III FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
MICHAEL
L.
REGER
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
PAUL
SAUNDERS
EXECUTIVE OFFICER, DIRECTOR
III FUND LP
| JAMES RIVER MULTI STRATEGY FUND LP
| TURBO MULTI STRATEGY LLC
| JAMES RIVER NAVIGATOR FUTURES FUND LLC
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| THENGINE CO.
PAUL
H.
SAUNDERS
EXECUTIVE OFFICER
JAMES RIVER MULTI STRATEGY FUND LP
| III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| III GLOBAL LTD.
| BJC HEALTHCARE ERISA FUND LTD.
| TURBO MULTI STRATEGY LLC
| IAM MINI-FUND 999 LTD
| JAMES RIVER FINANCING FUND LLC, SERIES 1
| JAMES RIVER FINANCING FUND LLC
| SUMMIT ACTION FUND LLC, SERIES 1
| JAMES RIVER VALUE FUND LLC
| JAMES RIVER MULTI-STRATEGY FUND LTD.
| JAMES RIVER VALUE FUND LTD.
| JAMES RIVER VALUE PARTNERS FUND LLC
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES
| SUMMIT ACTION FUND LLC, OPPORTUNITIES SERIES CLASS A-2
| JAMES RIVER EQUITY FUND LLC SERIES A
| JAMES RIVER EQUITY FUND LLC SERIES B
| JAMES RIVER EQUITY FUND LLC SERIES C
SANJIV
SHARMA
EXECUTIVE OFFICER
III FUND LP/VA
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III FUTURES NEURAL NETWORK L.P.
| III FUND LP
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III STRUCTURED MACRO FUND L.P.
| III SELECT CREDIT FUND LTD
| III FUND LTD.
| III GLOBAL LTD.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| PROGENTEC DIAGNOSTICS, INC.
CLIFFORD
VINER
EXECUTIVE OFFICER
III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LTD
| IAM MINI-FUND 30 LTD
| III FUND LP
| III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
CLIFFORD
G.
VINER
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III SELECT CREDIT FUND LTD
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
CANOVER
WATSON
DIRECTOR
SCOTT
WYLER
EXECUTIVE OFFICER
III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III CREDIT BIAS FUND LP
| III CREDIT BIAS FUND LTD
| III SELECT CREDIT FUND LTD
| III SELECT CREDIT FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III FUTURES NEURAL NETWORK L.P.
| III CREDIT OPPORTUNITIES FUND L.P.
| IAM MINI-FUND 30 LTD
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III EQUITY INDEX ALTERNATIVE FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) FUND SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III EQUITY INDEX ALTERNATIVE (ERISA) SP, A SEGREGATED PORTFOLIO OF III CONVEX HEDGE STRATEGIES FUND SPC
| III MULTI-STRATEGY FUND L.P.
SCOTT
L.
WYLER
EXECUTIVE OFFICER
III CREDIT BIAS FUND LP
| III SELECT CREDIT FUND LP
| IAM MINI-FUND 30 LTD
| III SELECT CREDIT FUND LTD
| BJC HEALTHCARE ERISA FUND LTD.
| III FUND LP
| III RELATIVE VALUE CREDIT STRATEGIES FUND L P
| III RELATIVE VALUE CREDIT STRATEGIES FUND LTD
| III GLOBAL LTD.
| III FUND LTD.
| III CREDIT OPPORTUNITIES FUND L.P.
| III CREDIT OPPORTUNITIES FUND LTD.
| IAM MINI-FUND 999 LTD
| III CONVEXITY VALUE FUND LTD.
| III CONVEX STRATEGIES FUND LTD.
| III CONVEX STRATEGIES HUB FUND LTD.
| III EP TAIL STRATEGIES SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III EP STRATEGIES FUND LTD.
| III CONVEX STRATEGIES FUND L.P.
| III EP CREDIT STRATEGIES ERISA SP, A SEGREGATED PORTFOLIO OF III EP STRATEGIES SPC
| III GOVERNMENT RELATIVE VALUE FUND LTD.
| III CRE BRIDGE LOAN FUND L.P.
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